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PHYSICAL SCIENCES / APPLIED PHYSICAL SCIENCES
Forced and unforced ocean temperature changes in Atlantic and Pacific tropical cyclogenesis regions
aProgram for Climate Model Diagnosis and Intercomparison, Lawrence Livermore National Laboratory, Livermore, CA 94550; cNational Center for Atmospheric Research, Boulder, CO 80307; dUniversity of California, Merced, CA 95344; eLawrence Berkeley National Laboratory, Berkeley, CA 94720; fScripps Institution of Oceanography, La Jolla, CA 92037; gInstitut für Unternehmensforschung, Universität Hamburg, 22765 Hamburg, Germany; hClimatic Research Unit, University of East Anglia, Norwich NR4 7TJ, United Kingdom; iNational Aeronautics and Space Administration/Goddard Institute for Space Studies, New York, NY 10025; jCentre for Air Transport and the Environment, Manchester Metropolitan University, Manchester M1 5GD, United Kingdom; and kNational Oceanic and Atmospheric Administration/National Climatic Data Center, Asheville, NC 28801
Edited by Isaac M. Held, National Oceanic and Atmospheric Administration, Princeton, NJ, and approved July 24, 2006 (received for review April 7, 2006)
| Abstract |
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This question is timely in view of the unprecedented level of activity during the 2005 Atlantic hurricane season (7) and evidence that a recent increase in the number of category 4 and 5 hurricanes is largely SST-driven (8, 9). There are, however, conflicting estimates of the relative contributions of internal climate variability and external forcing to observed SST changes. Some analyses suggest that 20th century SST changes in the ACR can be fully explained by internal variability of the climate system (10). In contrast, detection and attribution studies find a substantial anthropogenic component in observed increases in upper ocean heat content (1113). Such work has examined the behavior of ocean heat content averaged over large ocean basins, while our investigation focuses on elucidating the causes of SST changes in the much smaller ACR and PCR.l
Previous research has relied on observational data to assess the relative contributions of internal noise and external forcing to SST changes in tropical cyclogenesis regions (7, 14). Partitioning of signal and noise components is difficult to achieve with observations alone. In the real world, human-induced changes in external climate forcings are superimposed on (and may even modulate) natural internal climate variability. We do not have a control experiment without anthropogenic forcings, which could be used to isolate and quantify climate noise. Such systematic experimentation can be performed only with numerical models of the climate system.
| Model and Observational Data |
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Model SSTs are compared with the Extended Reconstructed SST data set (ERSST) of the National Oceanic and Atmospheric Administration (NOAA) (16) and the Hadley Centre Sea Ice and SST data set (HadISST) (17). The aim of these comparisons is to determine whether observed SST changes in the ACR and PCR can be explained by internally generated variability estimated from control simulations, and to evaluate how successfully the 20CEN runs capture important features of the observed SST behavior in these two tropical cyclogenesis regions. Use of both ERSST and HadISST data provides information on the sensitivity of our results to structural uncertainties in the observations (15, 18).
| Observed and Modeled SST Time Series |
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Eleven of the 22 historical forcing experiments included some representation of volcanic effects on climate (see Supporting Text and Tables 2 and 3, which are published as supporting information on the PNAS web site). We therefore partitioned the 20CEN results in Fig. 1 into two sets, with and without volcanic forcing (V and No-V, respectively).n The pronounced differences between the V and No-V averages during major eruptions support the observational evidence of volcanically induced cooling of SSTs in both tropical cyclogenesis regions.
| Comparison of Observed and Unforced SST Trends |
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| Contribution of External Forcing to Observed SST Trends |
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In the first approach, we assume that an observed SST trend, bOBS, can be decomposed into bEXT, the true (but unknown) slope of the SST trend in response to external forcing, and bINT, the slope of the SST trend arising from a (random) realization of natural internal variability. The percentage contribution of external forcing to the observed trend can be estimated by F1 = 100[(bOBS bINT)/bOBS]. In the real world, bINT may be either positive (contributing to the observed warming) or negative (offsetting some portion of externally forced warming). Assuming that the model-based estimates of internal variability are reasonable estimates of the true amplitude of internal noise, and that the sampling distribution of this unforced trend component (derived from control run data) is Gaussian with zero mean and standard deviation sCTL, the 68% confidence interval for bINT is (sCTL, +sCTL), which can be easily transformed into a corresponding confidence interval for F1. This procedure yields F1 values in the range 100 D to 100 + D, where D = 100 (sCTL/bOBS). There is therefore a 16% chance that the signal percentage is less than 100 D, and a 16% chance that the signal percentage exceeds 100 + D.
In the second approach, we assume that the 20CEN runs provide reliable estimates of bEXT. As in the case of bINT, a 68% confidence interval can be specified for bEXT, i.e., (
sV,
+ sV), where
is the model-average SST trend in the subset of 20CEN runs with volcanic forcing, and sV is the intermodel standard deviation of SST trends in the V models. Under this assumption, the percentage contribution of external forcing to bOBS is estimated by F2 = 100 (
/bOBS), and the ±1
range of
yields the error bars on the F2 results in Fig. 3. o
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, F2 yields a larger range (55184%) for this externally forced component. The F2 error bars overlap with the F1 ranges, demonstrating consistency in the signal-to-noise partitioning obtained with the two methods. This implies that our finding of
> bOBS in the PCR is not inconsistent with an "offsetting" of an externally forced warming by a century-timescale natural cooling trend. Clearly, model error (in both the applied 20CEN forcings and the model responses) may also be important in explaining why
> bOBS. | Model Performance in Simulating Means, Variability, and Trends |
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Although we lack sufficiently long observational records to evaluate model estimates of century-timescale variability, the data are of adequate length for assessing simulated SST variability on subdecadal to decadal timescales. We use the 20CEN simulations to compare modeled and observed means, variability and trends. A discussion of model performance in simulating the climatological seasonal cycles of ACR and PCR SSTs is given in the Supporting Text (see Fig. 10, which is published as supporting information on the PNAS web site).
Most models systematically underestimate the climatological annual-mean SST in the ACR and PCR (Fig. 4A). There is no evidence of such a systematic underestimate in the temporal standard deviation of unfiltered SST anomalies, which is dominated by variability on interannual and El Niño/Southern Oscillation timescales (Fig. 4B). In the ACR (PCR), roughly one-third (two-thirds) of the 60 20CEN realizations overestimate observed SST variability. These variance differences are not statistically significant.
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Model performance in simulating variability on decadal and longer timescales is of most interest here, because this constitutes the background noise against which any slowly evolving forced signal must be detected (Fig. 4C). SST data were low-pass filtered to isolate variability on these timescales (see Supporting Text). In the ACR, the standard deviations of the filtered SST data are systematically lower in models than in observations, pointing to possible biases in model low-frequency variability.p Only 5 of the 22 models have 20CEN realizations with standard deviations close to or exceeding observed values. In the PCR, 21 of 22 models produce 20CEN realizations with greater than observed low-frequency SST variability. The implications of these results are discussed below.
Compared with Fig. 4 A and B, Fig. 4C displays much larger differences between the individual realizations of any given model's results. For example, the Parallel Climate Model (PCM) of the National Center for Atmospheric Research (27) has one 20CEN realization with low-frequency SST variability that is very similar to observed values (in both the ACR and PCR), whereas two other realizations have substantially lower ACR variability than either HadISST or ERSST. This difference illustrates that a large ensemble size (or long control run) is necessary to obtain reliable model estimates of low-frequency SST variability. It also suggests that it may be difficult to obtain a reliable observational estimate of internally generated low-frequency SST variability from the relatively short data records available.
These large differences between the temporal variance of individual realizations are also relevant to comparisons of modeled and observed trends (Fig. 4D). In the ACR and PCR, 20 and 13 (respectively) of the 22 models have at least one realization of the 20th century SST trend that lies within the statistical confidence intervals of the observed results. There is no evidence of a systematic model deficiency in simulating the magnitude of 20CEN SST trends in the ACR. In the PCR, nearly half of the simulated SST trends exceed the 2
confidence interval for the observed trends.
| Single-Forcing Experiments |
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Single-forcing experiments performed with PCM (27) indicate that increases in well mixed greenhouse gases are the main driver of century-timescale increases in ACR and PCR SSTs (Fig. 5). PCM's greenhouse-gas induced warming is partly offset by the cooling effects of anthropogenic sulfate aerosol particles, thus supporting observational findings in ref. 14, while solar, volcanic, and ozone forcing make much smaller contributions to the simulated SST changes over the 20th century.
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| Conclusions |
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Our confidence in this conclusion would be undermined if models substantially underestimated the amplitude of natural internal climate variability. On decadal timescales, most current models underestimate SST variability in the ACR and overestimate variability in the PCR. It is possible that biases of similar magnitude may also apply on the multidecadal and century timescales considered in Fig. 2. Even if they did, however, it is unlikely that climate noise could fully explain the large observed SST trend in the ACR over the last 100 years. This trend is at least 35 times larger (depending on the choice of observational data set) than sCTL, the standard deviation of the model-based sampling distribution of unforced SST trends (see Table 1). Our estimates of sCTL are conservative because they incorporate residual (and unphysical) climate drift. To achieve nonsignificant results (based on one-tailed tests and a 5% significance level) for the observed ACR trends over 19062005, the models used here would on average have to underestimate century-timescale SST variability in the ACR by a factor 2 (for the HadISST data) or a factor of >3 (for the ERSST data). Model average errors in decadal-timescale SST variability are of order 50%, not a factor of 2 or 3. q
In the PCR, the evidence against an internal variability explanation is even stronger. The model overestimate of the PCR low-frequency SST variability implies that the observed PCR trends (which are already highly significant over 19062005) are even less likely to be due to internal variability.
These results, together with other observational and modeling studies (7, 14, 28) contradict claims that internal climate noise accounts for all of the observed variability in tropical Atlantic SSTs (10). We find a large externally forced component of SST change in the ACR and PCR. On the basis of our F1 results for the period 19062005, there is an 84% chance that external forcing explains at least 67% of observed SST increases in the ACR and PCR. In both regions, model simulations with external forcing by combined natural and anthropogenic effects are broadly consistent with observed SST increases. The PCM experiments suggest that forcing by well mixed greenhouse gases has been the dominant influence on century-timescale SST increases. We also find clear evidence of a volcanic influence on observed SST variability in the ACR and PCR.
Hurricanes are complex phenomena. Although changes in ocean surface temperatures may be a key influence on hurricane intensity (6, 8, 9), SSTs are only one of a variety of factors that control hurricane formation and evolution (1, 9, 29). Detailed analyses of changes in other large-scale conditions that affect tropical cyclogenesis (such as wind shear and vertical stability) are required to obtain a more complete understanding of how hurricane activity has changed and may continue to change in a warming world. Our research illustrates that models can be of considerable benefit in understanding the causes of such changes.
| Acknowledgements |
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| Footnotes |
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Abbreviations: ACR, Atlantic tropical cyclogenesis region; 20CEN, 20th-century; ERSST, Extended Reconstructed Sea Surface Temperature data set; HadISST, Hadley Centre Sea Ice and Sea Surface Temperature data set; IPCC, Intergovernmental Panel on Climate Change; NOAA, National Oceanic and Atmospheric Administration; PCM, Parallel Climate Model; PCR, Pacific tropical cyclogenesis region; SST, sea surface temperature.
bTo whom correspondence should be addressed. E-mail: santer1{at}llnl.gov
Author contributions: B.D.S. designed research; B.D.S., T.M.L.W., C.B., K.A., and J.S.B. performed research; B.D.S., T.M.L.W., P.J.G., C.B., M.F.W., K.A., T.P.B., J.S.B., W.B., M.F., N.G., J.E.H., P.D.J., S.A.K., G.A.M., S.C.B.R., R.W.R., K.E.T., and W.M.W. analyzed data; and B.D.S., T.M.L.W., P.J.G., C.B., M.F.W., K.A., T.P.B., J.S.B., W.B., M.F., N.G., J.E.H., P.D.J., S.A.K., G.A.M., S.C.B.R., R.W.R., K.E.T., and W.M.W. wrote the paper.
Conflict of interest statement: No conflicts declared.
This paper was submitted directly (Track II) to the PNAS office.
l The ACR and PCR used here are identical to those defined in ref. 6. Gridded, monthly mean model and observational SST data were spatially averaged over 6°N18°N, 60°W20°W (ACR) and over 5°N15°N, 180°E130°E (PCR). ![]()
m For visual display, the modeled and observed SST data in Figs. 1 and 6 were smoothed by using a digital filter (19) with a window width W of 21 months, corresponding to a half-power point of 25 months. This smoothing damps variability on interannual and El Niño/Southern Oscillation timescales, while information on the SST response to volcanic forcing is largely preserved. The overall linear trend was subtracted before filtering and was reinserted after filtering. Data loss was avoided by "reflecting" (W 1)/2 points at the beginning and end of the time series. To estimate modeled and observed variability on decadal and longer timescales (Fig. 4C), we applied the same digital filter to the detrended SST anomaly data and set W = 145 months, yielding a half-power point at 119 months. The response functions for both choices of W are shown in Fig. 7. ![]()
n Ensembles of the 20CEN simulations were performed with 13 of the 22 models analyzed here (see Supporting Text). Each ensemble contains multiple realizations of the same experiment, differing only in their initial conditions, but with identical changes in external forcings. This procedure yields many different realizations of the noise that is superimposed on the climate "signal" (the response to the imposed forcing changes). Averaging over multiple realizations reduces noise and facilitates signal estimation. Here, we calculated averages over V and No-V 20CEN runs. In each case,
is the arithmetic mean of the ensemble means (for the models for which ensembles are available) and of individual realizations, i.e.,
= (1/Nm)
j=1Nm
j, where Nm is the total number of V or No-V models (11 here), and
j is the ensemble mean signal (or individual realization) of the jth model. This weighting avoids undue emphasis on results from a single model with a large number of realizations. ![]()
o F1 is calculated with observed trends over 19062005, 19562005, etc., whereas F2 is based on bOBS and
trends over 19001999 only. This is because most of the 20CEN experiments end in 1999, thus hampering direct comparisons with the full observational record. ![]()
p Missing or incorrectly specified forcings also influence the model-versus-observed variability differences shown in Fig. 4C. For example, the observed decadal variability in ACR and PCR SSTs receives a contribution from volcanic forcing (see Figs. 1 and 6), which is neglected in the No-V group of models. This missing forcing must contribute to the No-V models' underestimate of observed SST variability in the ACR. ![]()
q The temporal standard deviation of the observed low-pass filtered ACR SST data, sfilt(OBS), is
0.18°C for both the HadISST and ERSST data (see Fig. 4C). Model-average values of this quantity, sfilt(MOD), are 0.12°C and 0.13°C for the V and No-V 20CEN runs. ![]()
© 2006 by The National Academy of Sciences of the USA
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