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BIOLOGICAL SCIENCES / MEDICAL SCIENCES
Alternative inclusion of fibroblast growth factor receptor 2 exon IIIc in Dunning prostate tumors reveals unexpected epithelial mesenchymal plasticity

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Departments of *Molecular Genetics and Microbiology,
Radiation Oncology, and 
Medicine,
Center for RNA Biology, and ||University Program in Genetics and Genomics, Duke University Medical Center, Durham, NC 27710
Edited by Joan A. Steitz, Yale University, New Haven, CT, and approved July 26, 2006 (received for review April 17, 2006)
| Abstract |
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alternative splicing | mesenchymalepithelial transitions | tumor plasticity
FGFR2 splicing has been studied in tumors derived from the R-3327 Dunning rat prostate tumor, which arose spontaneously from the dorsal lobe of the prostate in a Copenhagen rat (19). Some R-3327-derived tumors (DT or DT3) express FGFR2(IIIb), which is consistent with their epithelial phenotype (20), whereas AT tumors (e.g., AT3), which have lost epithelial markers and display many mesenchymal indicators (21), express FGFR2(IIIc) (20). The significance of these alternative decisions for tumor behavior is underscored by the fact that forced expression of FGFR2(IIIb) suppresses tumor progression of AT3 tumors (22). Most importantly, however, the differential splicing of FGFR2 transcripts in these two cell types highlights broad differences in gene expression programs. Arguably, monitoring alternative splicing, which has an unrivaled capacity to multiply coding diversity, can provide information that exquisitely discerns between unique cellular states.
These considerations led us to conclude that the state of tumor cells could be effectively reflected by the splicing status of FGFR2 transcripts. To observe this status in tumors in animals, we have developed reporters that can monitor alternative splicing decisions in time and space. In this article, we visualized the alternative inclusion of FGFR2 exon IlIc in cells in culture and in tumors in animals. Studies of AT3 tumors revealed unexpected plasticity of these tumors, which where previously thought to be anaplastic (23). Based on these alternative splicing choices, we concluded that groups of cells within the primary tumors had transitioned toward an epithelial phenotype. This was noted to be associated with contact with stroma. Remarkably, many tumor cells that had invaded the lungs also displayed this mesenchymal to epithelial transition (MET). These data force a reconsideration of the plasticity of this aggressive tumor and suggest a new relationship between epithelial mesenchymal plasticity and malignant fitness.
| Results |
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transcripts, which are identical to RIIIcI2 RNAs, except that the intronic activating sequence 2 and intronic splicing activator and repressor elements have been deleted (Fig. 1A). These two elements have no known function in mesenchymal cells but are required for efficient repression of exon IIIc in epithelial cells (15, 17). As expected, R
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transcripts show a disruption of exon IIIc silencing in DT3 cells and express lower levels of RFP than observed with RIIIcI2 RNAs (Fig. 1 B and C). It should be noted that, whereas the RT-PCR shown here can be used to compare between constructs and cells lines, the assay overestimates the levels of exon IIIc skipping, and therefore we calculate that the majority of R
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transcripts included this exon in DT3 cells (17). As expected, in AT3 cells, the R
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transcripts include exon IIIc as efficiently as do RIIIcI2 transcripts. These results indicated that the RFP constructs described above accurately report on the cell-type-specific use of FGFR2 exon IIIc in tissue culture.
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To confirm the conclusions reached by gross examination, we inspected histological sections of AT3-Rint and -RIIIcI2 tumors using epifluorescence microscopy. Three sections (15 µm) from different parts of at least three tumors were fixed in paraformaldehyde and imaged as described below. Sections of AT3 tumors appeared as homogenous sheets of malignant cells, as has been described by others (20). Most, if not all, of the cells in Rint tumors expressed high levels of RFP, whereas the great majority of cells in RIIIcI2 tumors had fluorescence that was indistinguishable from background auto fluorescence in naïve AT3 tumors (Fig. 2A). The low level of RFP expression was due to efficient inclusion of exon IIIc in pRIIIcI2 reporter transcripts (Fig. 2B), which paralleled the inclusion of exon IlIc in endogenous FGFR2 transcripts (data not shown). In AT3-RIIIcI2 tumors, a few cells expressing RFP at low levels were observed (Fig. 2A Right), and this was consistent with what had been observed in tissue culture, i.e., the AT3-RIIIcI2 population had few cells expressing RFP above background, but at low levels (see AT3-RIIIcI2 FACS in Fig. 6). All these data indicated that RIIIcI2 transcripts were reporting accurately the status of exon IlIc inclusion in tumors in vivo.
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85% frequency; Table 1, which is published as supporting information on the PNAS web site). There was no significant difference between males and females in the frequency of these clusters (Table 1). Within each tumor, the number of RFP+ clusters was low, as indicated by the fact that the clusters were found in
34% of the sections surveyed (Table 1). These results indicated that, whereas RFP expression was occurring in a small number of cells in each tumor, it was observed in the majority of AT3-RIIIcI2 tumors.
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tumors, which harbor plasmid pR
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(Fig. 1B). A systematic examination of four R
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tumors failed to detect any clusters of RFP expression (Fig. 3B Right and Table 1), strongly suggesting that the clusters observed in RIIIcI2 tumors depended on epithelial specific cis elements and thus on transacting factors found in epithelial cells. To test the possibility that the RFP+ clusters were indeed the result of an epithelial transition, we interrogated these RFP-producing clusters for the expression of E-cadherin, a cell adhesion molecule that is poorly expressed in mesenchymal cells but highly expressed in epithelial cells (24). Of 18 RFP+ clusters from different tumors and different animals (see Table 1), 14 stained positive for E-cadherin, confirming our prediction that the majority of these cells were undergoing MET (Fig. 3C). To further test the idea that RFP+ cells were transitioning to an epithelial state, we tested for the expression of zonula occludens protein-1 (ZO-1), which increases and/or redistributes in the cell during MET, and for vimentin, which decreases during MET (27, 28). RFP+ cells were also ZO-1+ but had poor staining for vimentin, and this contrasted with the bulk of the RIIIcI2 tumors that stained negative for ZO-1 and positive for vimentin (Fig. 7, which is published as supporting information on the PNAS web site). It must be noted that the subcellular localizations of E-cadherin and ZO-1 are not those observed in normal epithelial tissues, suggesting that these RFP+ AT3 cells had transitioned toward, but had not completely arrived to, an epithelial state (29). The staining with vimentin suggested that RFP clusters usually arose within larger areas of the tumors that had lost vimentin staining (Fig. 7). These data indicate that the skipping of exon IlIc, which led to RFP expression, was, in the majority of cases, due to MET. Therefore, we conclude that RFP expression in RIIIcI2 tumors revealed epithelial plasticity of AT3 tumors.
MET Clusters Are Frequently Found Near Stroma. Examination of the histological sections indicated that the location of the RFP+ clusters was not random. The majority of cases of the RFP+ clusters occurred in the vicinity of structures that appeared to be stroma [e.g., the tumor capsule (Fig. 3A)]. We confirmed this suggestion by counterstaining histological sections with Massons Trichrome, which differentially stains stromal components and has been used to identify stroma in human prostate tumors (30). In a survey of tumor sections, we noted that 14 of 16 RFP+ clusters were found in close association with stromal structures containing collagen, which was stained blue by Massons Trichrome (Fig. 4 and Table 1). These observations indicated that RFP+ cells (i.e., cells that would silence exon IIIc) predominantly occurred near stroma.
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| Discussion |
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What Are These RFP+ Cells?
Alternative silencing of FGFR2 exon IIIc suggested that groups of AT3 cells (RFP+ clusters) were in transition to an epithelium-like state. This suggestion was supported by coexpression of well characterized markers of MET. These transitions were observed in a small minority of the cells in each AT3 tumor, but clusters were found in 12 of 14 tumors (
85% of tumors). Our data support the conclusion that RFP+ clusters in AT3 RIIIcI2 tumors are the result of epithelial plasticity. The opposite type of plasticity, EMT, has been proposed to occur at the leading edge of colorectal carcinomas (31) and is considered by some a required step in invasion and metastasis (24, 29, 32, 33). Transition to a mesenchymal-like state has also been noted in primary pancreatic carcinomas (34). Less is known about sarcomas; however, phenotypic plasticity has been noted in experimental fibrosarcomas induced by Rous sarcoma virus oncogene (v-src) in athymic mice (35) and in biopsies of Ewing sarcomas in humans (36). We predict that careful examination of sarcomas will reveal plasticity due to MET as observed in the AT3 tumors.
What Is the Origin of MET in AT3 Tumors? An answer to this question is suggested by the nonrandom spatial distribution of the AT3 cells undergoing MET (RFP+ cells). These clusters of RFP expression predominate near stroma, many near the tumor capsule. We observed a similar phenomenon among lung micrometastases where many RFP+ AT3 cells were seen in direct contact with the lung parenchyma or decorating blood vessels. This was in contrast to large metastatic nodules, which had very few, if any, RFP+ cells. There are two general explanations for the nonrandom distribution of RFP+ cells near stroma: recruitment or induction. Recruitment would suggest that a preexisting population of cells undergoing MET is attracted to or preferentially survives near stroma. There is no evidence for the existence of RFP+ cells among the AT3-RIIIcI2 cell population in culture 1 day before implantation (compare the distribution of RFP expression of AT3-RIIIcI2 and Rint in Fig. 6), and thus we do not favor this idea. Induction, which is the explanation we prefer, implies that the transition to an epithelium-like state is a phenotypic response to signals from the microenvironment. A similar explanation has been offered to explain MET in the central areas of metastases of colorectal cancers in animal models (31). Stromal signals are likely growth factors, and indeed a switch in FGFR2 isoforms was observed in rat bladder carcinoma NBT-II cells in culture during growth-factor-induced EMT (37).
What Are the Implications of MET in Terms of Tumor Progression and Metastasis? Although distinct roles for EMT in tumor progression and metastasis have been proposed (24, 25, 3840), the function of MET in malignancy is not clear. MET could be seen as a process of redifferentiation and perhaps a desired outcome. Our data suggest otherwise. The appearance of RFP+ lung metastases in animals harboring AT3-RIIIcI2 tumors indicated that the potential to undergo MET was compatible with the capacity to invade and form metastases. Indeed, the numbers of these RFP+ micrometastases suggest they represent frequent events, especially when compared with the frequency of RFP+ clusters in primary tumors. We propose that what makes AT3 tumors highly aggressive is not their mesenchymal character per se but rather their capacity to undergo phenotypic transitions. We summarize this idea by analogy to a potential energy diagram, where the likelihood to transition from one cell state to another is determined by the equivalent of an activation energy barrier. For instance, a normal polarized epithelial cell is much less likely to reach a mesenchymal state than a transformed cell. We suggest that AT3 cells probably inhabit a metastable state, and the great majority of AT3 cells in a tumor can be induced to undergo MET. We further propose that the increased capacity to transition is related to malignant fitness (41). Finally, we believe this idea can explain the rarity and aggressiveness of tumors of mixed carcinoid and sarcomatoid histology. We propose that in sarcomatoid carcinomas, the epithelioid and fibroblastoid cells, which can arise from the same clone (42), inhabit different phenotypic states very near an unstable transition state. The instability of these phenotypes suggests these states would be relatively uncommon, and indeed a survey of prostate sarcomatoid carcinomas so confirms (43). The ability to readily transition between epithelial and mesenchymal phenotypes makes these tumors fit to conquer the many hurdles to establish a successful metastasis. Thus, for both carcinomas and sarcomas, we postulate that phenotypic versatility leads to increased malignant fitness.
| Methods |
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is identical to pRIIIcI2, except that the IAS2 and ISAR sequences have been deleted as described for pI12IIIc-
in ref. 17. The complete sequence of the plasmids will be provided upon request.
Cell Culture and Transfections.
DT and AT3 rat prostate tumor cells were kindly provided to our laboratory by Wallace McKeehan. We refer to the DT cells as DT3 cells. Cells were transfected by using lipofectamine (Invitrogen), and stable transfectants were selected by using 15 µg/ml blasticidin. Fluorescent cells were analyzed by fluorescence cytometry at the Duke University Cytometry facility, and this analysis revealed that initial blasticidin resistant populations were relatively homogeneous. Nonetheless, we used preparative FACS to exclude low-intensity fluorescence cells in the case of AT3-Rint, DT3-Rint, and DT3-RIIIcI2 and high-intensity fluorescence cells for AT3-RIIIcI2 and -R
, which were present in very small numbers. Cell populations with high levels of RFP expression (AT3-Rint, DT3-Rint, and DT3-RIIIcI2) contain a small number of cells with background levels of fluorescence (see Fig. 6) that probably represent cells where the reporter is disrupted or lost. Variability of RFP expression among cells in the transfected populations could be deduced from FACS of AT3-Rint cell populations (see Fig. 6). FACS profiles indicated that AT3-RIIIcI2 and AT3-R
cells have stable low levels of RFP expression over several months (not shown). The FACS analysis of AT3 cells that is shown in Fig. 6 was performed 1 day before implantation of tumor cells in animals.
Animals and Tumor Cell Implantation. For the studies involving fluorescent reporters, AT3 cells were trypsinized, resuspended in PBS to a final concentration of 107/ml, and kept on ice. Cells (12 x 106) were injected s.c. in one flank of Copenhagen 2331 rats (Harlan Labs, Indianapolis, IN; 7590 g, 2 mo of age). Animals were continuously monitored for tumor growth. All animal procedures were performed according to the Duke University Institutional and Animal Care and Use guidelines.
Histological Sections. Preparation and imaging. Excised tumors and lungs were washed in PBS at room temperature. Tumors were dissected in eight smaller sections to provide a thorough survey of the tumor. Depending on the size of the lungs, they were frozen either together or separate. The tumor sections and the lungs were placed in cryomolds, embedded in optimal-cutting-temperature tissue sectioning medium (Sakura Finetek, Torrance, CA), snap-frozen in liquid nitrogen, and stored at 80°C. Slides for fluorescence imaging were prepared as follows: the tissue was incubated for 15 min at 20°C to equilibrate the temperature and then sectioned with a microtome. The sections (15 µm) were placed on glass slides, fixed in 4% (wt/vol) paraformaldehyde for 5 min at room temperature, and rinsed in PBS at room temperature. The slides were mounted with gel/mount media (Biomeda, Foster City, CA). The sections were analyzed by using an Olympus (Melville, NY) IX 71 epifluorescence microscope, and images were acquired by using an Olympus DP70 digital camera. Image processing was done with DP controller software (Olympus). Massons Trichrome staining was performed by using a commercially available kit (DBS, Pleasanton, CA). After taking the fluorescent and phase-contrast images of particular regions, the section was stained with the Massons Trichrome kit, and the same regions were identified by comparison to the phase contrast and imaged as described above.
Immunofluorescence staining. Sections were fixed in 4% paraformaldehyde for 1 h before blocking and incubation with antibody. The E-cadherin (BD Biosciences, Franklin Lakes, NJ), ZO-1 (Biogenesis), and vimentin (Invitrogen) antibodies were previously labeled with Zenon Alexa Fluor 488 (Molecular Probes, Eugene, OR), according to the manufacturers specifications. The sections were analyzed by epifluorescence microscopy as described above.
Molecular analysis. After macroscopic imaging, the tumors were snap-frozen and stored at 80°C. The tissue was ground to a powder in liquid nitrogen using a mortar and pestle, and RNA was extracted by using TRIzol as recommended by the manufacturer (Invitrogen). RT-PCR for RFP transcripts was performed by using primers on the R and FP exons (Fig. 1B).
| Acknowledgements |
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| Footnotes |
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Abbreviations: FGFR2, fibroblast growth factor receptor 2; MET, mesenchymal to epithelial transition; RFP, red fluorescent protein.

To whom correspondence should be addressed. E-mail: garci001{at}mc.duke.edu
Freely available online through the PNAS open access option.
Present address: Department of Biomedical Engineering, University of Florida, 130 BME Building, P.O. Box 116131, Gainesville, FL 32611-6131. ![]()
¶Present address: Cryolife, Inc., Kennesaw, GA 30144. ![]()
**Present address: Mirus Corporation, Madison, WI 53719. ![]()
Author contributions: S.O., B.S.S., R.M.B., M.W.D., and M.A.G.-B. designed research; S.O., B.S.S., T.A., and V.I.B. performed research; T.A. contributed new reagents/analytic tools; S.O., B.S.S., V.I.B., R.M.B., M.W.D., and M.A.G.-B. analyzed data; and S.O., V.I.B., and M.A.G.-B. wrote the paper.
Conflict of interest statement: M.A.G.-B. is a founder and consultant for Intronn, Inc., which owns and is commercializing the use of transsplicing reactions in gene therapy.
This paper was submitted directly (Track II) to the PNAS office.
© 2006 by The National Academy of Sciences of the USA
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