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BIOLOGICAL SCIENCES / BIOPHYSICS
On structural transitions, thermodynamic equilibrium, and the phase diagram of DNA and RNA duplexes under torque and tension
Department of Chemistry, Program in Biophysics, and Center for Computational Medicine and Biology, University of Michigan, Ann Arbor, MI 48109
Edited by Michael Levitt, Stanford University School of Medicine, Stanford, CA, and approved September 11, 2006 (received for review May 11, 2006)
| Abstract |
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molecular dynamics | nucleic acid conformations | Pauling model for DNA | single-molecule manipulations
The development of single-molecule manipulation techniques has spurred a good number of exciting studies on the mechanical response of nucleic acids to tension and torque (12, 13). They have revealed elastic properties otherwise hidden in bulk assays (14), have shown how stretching supercoiled DNA may activate homologous pairing (15), and have assessed the force-dependence of RNA folding (16). They have also demonstrated a unique ability to generate novel macromolecular forms. Outstanding examples are the studies of Cluzel et al. (17) and Smith et al. (18) on stretched DNA (S-DNA), a form 70% longer than B-DNA. The transition was subsequently modeled, with varied abilities to reproduce experimental observables, by computer simulations (1923). Additionally, an S-RNA form has also been measured and compared with S-DNA (24).
The present study focuses on another form of nucleic acid duplexes, recently revealed in single-molecule experiments that twisted and stretched double-stranded DNA with magnetic or optical beads attached to the ends (14, 25, 26). In the overtwisting case, these experiments produced a structure that was hypothesized to be akin to, (and thereby to somewhat vindicate), an early model of DNA proposed by Pauling (27) (P-DNA). Pauling had modeled three helical backbones inside and the bases flipped outside. Soon after its publication, the P-DNA structure appeared to be untenable in the light of the WatsonCrick model (28) for DNA under physiological conditions. Subsequently, some evidence existed to assume the presence of double-stranded P-DNA, but only under very particular conditions in dry DNA (29) or ethanol solutions (30) (see also ref. 31).
Although the twisting and stretching single-molecule manipulations were instrumental in renewing the interest in P-DNA models, such experiments can only report a limited number of "configurational" observables (e.g., an extension or a bead angle). It is therefore important to complement them by simulations that can reveal atomistic details of any assumed structural transition. The experimental report of double-stranded P-DNA did include a detailed structural model for P-DNA, generated by using molecular mechanics in helical coordinates (25). It involved minimization, in the absence of water and counterions, of a helically symmetric, periodic duplex with twist constraints (the number of degrees of freedom was significantly reduced by fixing bond lengths and many of the bond angles). However, the actual all-atom dynamics and thermodynamics of the transition have not been previously calculated.
Here we report a study of dynamics, structures, energies, entropies, longitudinal stretching forces (from here on interchangeably referred to as "forces," or "tensions") and transversal torques calculated from atomistic molecular dynamics simulations. For DNA, the calculated extension, rise, and the underlying forces torques that effect P-DNA transitions match well with experimental data. For RNA, we produce a model for how a P-RNA structure might look, and calculate the forces and torques that could produce it.
| Nonequilibrium Structural Transitions |
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3.2 Å, which brings the negative charges on the two backbones in much closer proximity than when in the B-DNA form. An atomistic view of the backbone structure (see supporting information) shows that sugar rings become approximately parallel to the helical axis, and that the phosphate anionic oxygens radiate outward to minimize their electrostatic repulsion. Simulation also reveals a longitudinal shift of one of the strands relative to the other by up to one nucleotide unit. Although this staggered configuration might occur in the experiment (base complementarity in P-DNA is lost and staggering could lower phosphate repulsions), it could also be caused by edge effects in our finite-size system. Therefore, calculations of equilibrium properties excluded the terminal bases (see below), and we expect the shift to not alter the structure or energy of the nonterminal bases.
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4.6 Å, significantly larger than that for P-DNA, but not close to other types of organized DNA. This simulation indicates that undertwisting with a low tension leads to denatured DNA that could involve an intermediate with one strand twisted around the other in a disorganized fashion.
3.4 Å.
Model for a RNA Form: P-RNA.
We have performed simulations starting from an A-RNA structure using the same driving forces and torques used for DNA, i.e., 600 pN·nm positive and negative torque, with 10, 100, and 1,000 pN pulling forces (see supporting information). As was the case for DNA, overtwisting RNA with a large driving force produced a P-form structure that we refer to as P-RNA (see Fig. 1F). Although similar in overall shape with P-DNA, it differed in absolute extension, which was greater than P-DNA by
10% (see supporting information). Another distinction from the P-DNA simulations was that the backbone spacing, and consequently the atomic structure on the whole, approached the final P-RNA conformation on a slower time scale than in the DNA cases (i.e., around 300 ps for most of the bases and 900 ps for all of them as opposed to 150300 ps for all DNA bases) for the collapse of the backbone spacing below 4 Å (see supporting information). This observation is in accord with results from umbrella sampling (see below and Fig. 3), which indicate a slightly steeper energy profile along the transition to P-RNA. Simulations with other torques and tensions created structures similar to those in the DNA case (left handed P-form, right handed supercoiled P, and denatured states) but also on a slower time scale when compared with DNA.
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| Equilibrium Calculations |
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, is chosen as the root-mean squared displacement (RMSD) of backbone atoms relative to a final P structure (see Methods for details). Results obtained by using umbrella sampling in combination with the weighted histogram analysis method are presented in Fig. 3A. Both B-DNA and A-RNA exhibit a large increase in free energy as structures approach the P forms.
For DNA, it is observed that the initial deformation from the B state to a state with
= 5 Å away from the P reference requires a relatively weak, linear increase in free energy. Structurally, for DNA conformations with a value of
>5 Å, the primary deformation is a lengthening of the axis, whereas the (nonterminal) bases remain at the center of the helix. As
decreases toward P values, the bases begin to flip outwards and the backbone twists around itself, causing a large increase in the electrostatic energies of the negatively charged backbones; this sets in over the interval
= 4.5
0.8 Å, and is characterized by a stronger, quadratic increase in the free energy. Although a gradual, rather than a sharp transition is observed over this interval (as expected due the finite, small size of the simulated dodecamer), visual inspection reveals that a P-DNA state is fully formed at a value of
1 Å.
The mean forces obtained from the gradient of the PMF (in Fig. 3B, see Methods for details) are used to calculate the equilibrium tensions and torques (Fig. 3 C and D, respectively). In other words, for each value of
, we obtained the thermodynamically averaged force f(
) and torque
(
) (where the average was over a constant-temperature ensemble of configurations) that would be needed to maintain the structure in equilibrium at that value of
. The reversible transition pathway such produced by umbrella sampling along
(in effect, a reversible isotherm in f
coordinates with
as an order parameter) allowed us to map the calculated forcetorque pairs onto an experimentally derived (14) phase diagram of forcetorque-dependent DNA states (26, 32) (see Fig. 4). Because the pathway is a result of umbrella sampling calculation that yields the lowest force needed to maintain in equilibrium a P-like structure, the isotherm passes almost through the "triple point" between B, P, and scP. This finding indicates that the lower bound for tensions required to induce P-forms is
25 pN, which validates the points on the phase diagram measured experimentally, and the overall features of the borderlines between B, P, and scP derived theoretically (compare figure 4a in ref. 32). Moving along the
pathway, structures created around
= 1.0 Å reveal the transition of DNA into P form. For them, we calculate an equilibrium tension of 25.7 ± 9.7 pN and an equilibrium torque of 34.8 ± 3.2 pN·nm (with the error estimates being the standard deviation of all structures within 0.25 Å of
= 1.0). This compares quite well with the torque-force triple-point experimental values of 25 pN and 34 pN·nm, respectively. In Fig. 4, it is also notable that our predicted f
DNA state at
= 1.0 Å lies on the border between B- and P-DNA phases exactly where mapped experimentally in ref. 14 (see Fig. 4), whereas structures with a lower
are deeper inside the P region. It is worth noting that in the region near the initial B-DNA structure (
> 9.5 Å), for which DNA is still in the entropic regime (F
10 pN), we were also able to calculate (see supporting information for details) a twist/stretch coupling constant of 15 nm. This finding agrees, both in sign and absolute value, with recent single molecule experiments indicating that, near the B form of DNA, an increase in twist leads to an increase in extension (33, 34).
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, and umbrella sampling of
was performed to calculate free energies and equilibrium forces and torques. The free energy profile of the transition from A- to P-RNA is initially lower than for the DNA case, but then begins to increase more rapidly at approximately
= 6.5 Å, which we attribute to the additional interstrand repulsion between the 2' oxygen atoms. As RNA extends into P form, this effect becomes less significant but it does cause P-RNA to have a larger free energy than P-DNA. Throughout the second half of the transition, the equilibrium torques and tensions are higher than in the DNA case and we calculate that, at the "borderline"
= 1.0 Å, P-RNA has an equilibrium tension and torque of 30.8 ± 12.8 and 40.5 ± 6.4 pN·nm. By analogy with the DNA case, we predict that in an RNA phase diagram (which has not been experimentally mapped), this would correspond to a "triple point" of B, P, and scP RNA with higher forces and torques (see Fig. 4 Inset). Although it is formally possible that this is valid only for the particular sequence we studied, the "up-shift" of the forcetorque values for the triple point we predict for RNA is consistent with measurements on a variety of stretched RNA sequences (24), which report an increase in the value of the force required to effect the A- to S-RNA transition by
10 pN relative to DNA. Two additional observations are noteworthy. First, the larger extension for RNA that we compute (see Table 2) is also in accord with the larger RNA stretching factor (1.0 relative to 0.7; compare ref. 24) measured in those experiments. Second, when compared with P-DNA, P-RNA has a larger variance in our calculated forces and torques, similarly to the experimental observation (24) of a larger variance in the plateau force for S-RNA. Qualitative Decomposition of Energy and Entropy Changes. The DNA internal energy contributions to the enthalpy change (see Methods for calculation details) for various structural transitions are presented in Table 1. Large positive change contributions arise from the van der Waals (IntVDW) and electrostatic internal (IntE) energy terms, which are due to the close proximity of the backbones. The other internal energy terms, Intoth, also contributed significantly to the energy increase, as bonds and angles in DNA were rotated and stretched away from their B-form equilibrium values.
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It is important to reemphasize that the numbers in Table 1 are highly approximate. The sampling time of the driving simulations is not sufficient for accurate convergence. As described above, the quantitative description was brought in by the additional umbrella sampling simulations for the calculation of free energy profiles. Although, admittedly, the approximate nature of the decomposition here allows only a qualitative picture, an unequivocally large increase of the enthalpy for the system is expected to exist. In compensation, the increase in entropy helps to offset the enthalpic cost of the new structures created, but the additional, decisive compensation for the (still) high cost of creation of the structures is provided by the external twisting and pulling forces.
Structural Comparison of P-DNA and P-RNA.
Table 2 presents a comparison of forces and structural parameters for DNA and RNA from the configurations gathered during umbrella sampling. This equilibrium sampling has allowed us to create a more accurate calculation of extension and twist for P-DNA and P-RNA. We calculate that P-DNA has an average rise of 5.3 Å and an extension of 1.57 relative to the B-DNA initial structure. For P-RNA there is a slightly higher rise of 5.8 Å with an extension of 1.94 relative to the A-RNA initial structure (and 1.71 relative to the initial B-DNA structure). The additional electrostatic repulsion from the 2' hydroxyl oxygen with the backbone could be forcing the backbone into a straighter conformation, creating the larger rise for P-RNA. The backbone torsion angles
to
were calculated for structures with
< 0.4 Å for P forms,
= 11.411.6 Å for B-DNA, and
= 1313.2 Å for A-RNA (see supporting information). Angles
,
,
, and
did not vary significantly between the initial and final conformations. Rotations about the glycosidic bond
appeared to be unaffected by the P-form backbone and were distributed according to the energy of steric hindrance between base and sugar. We also examined the puckering phase of the sugars in both P-DNA and P-RNA. For both overtwisting and undertwisting, we found that backbone P conformations did not influence the distribution of puckering at various edges in the sugar rings, which were again determined solely by the energy difference between north and south puckers (36, 37). The average counterionphosphate distance does not change appreciably throughout the transition; however, because the backbone is more condensed, the local sodium concentration does increase from its initial value.
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| Concluding Discussions |
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We have presented the dynamics of how, in the high tension cases, ordered right-handed or left-handed P structures arise, and we have shown that, in the lower tension cases, the nucleic acid can either go toward a denatured state or a supercoiled P form.
Although the driving torques and forces used in our simulation to induce the overtorqued states were one to two orders of magnitude greater than those used in experiments, we have used them merely to generate the end structures (which agreed, in structural terms, i.e., extension and twist, with the experiments). In other words, we have used the irreversible trajectory generated with large torques/tensions simply as a "transportation" means to overcome the energetic cost to getting to P-DNA (and P-RNA). With the P structure as a target, we have then generated, using umbrella sampling, a reversible, equilibrium transformation pathway, and have calculated its free energy profile. From the free energy profile (a potential of mean force), we have derived the theoretically exact, lower, equilibrium forces and torques, thereby showing that these structures may be created by the forces and torques reported in single-molecule experiments. The good agreement between the calculated and measured parameters (forcetorque, extension, rise) for P-DNA, and the passage of our calculated f
isotherm through the triple point of the experimentally derived phase diagram suggest strongly that the simulated structures correspond to those generated in the corresponding experiments, and lend credence to a model for the P-RNA structure we generated using similar conditions in the simulation of an A-RNA duplex.
The calculation of the free energy profile in the vicinity of B-DNA has additionally provided an equilibrium twist-elongation dependence (see supporting information) that enabled the calculation, in the low-twist limit, of a negative twist-stretch coupling constant of 15 nm, in accord with recent experiments (33, 34).
The fact that not only the driving torque, but also the driving tension (i.e., the forces applied along the helical axis) needed to be an order of magnitude larger in our nanosecond-time simulation to induce the microsecond-time (or longer) transitions to P forms reported by the experiments indicates that the conformational pathways to P are not perpendicular to the helical axis. Significant energy barriers are expected to exist in directions along the axis. This is not totally unexpected, given twiststretch coupling in DNA (33, 34, 38, 39), and is in accord with the fact that stretching longitudinally undertwisted DNA induces a flipping out of bases that can activate homologous pairing in physiological conditions (15).
Movies of the structural dynamics to P-DNA, P-RNA, supercoiled P-DNA and denatured DNA, additional figures, and details of the twist-stretch coupling calculation are available on the PNAS web site.
| Methods |
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The center of mass of the C3' atoms of the terminal bases were restrained within a cylinder of radius 0.5 Å aligned along the x axis using a separate, flat-bottom, geometrical mean field harmonic potentials for each end with force constant of 10 kcal/mol/Å2. To simulate the experimental set-up, a pulling force was applied in the x direction to the C3' atoms of the two bases at one end of the duplex, whereas the C3' atoms of the bases at the opposite end were harmonically restrained in the x direction, but were otherwise free to move in the yz% plane. A torsional force was coded in the CHARMM source. Its implementation followed directly from the definition of torque,
= r x F and was applied to the C3' atoms of the terminal bases of each strand such that each end was torqued in an opposite direction. Each individual torque had a magnitude of 300 pN·nm, resulting in a driving torque of 600 pN·nm. We defined the driving torque as positive if it acts in the direction that would increase the twist of the helix, whereas a negative driving torque lies in the direction that would decreases it. For each nucleic acid, we presented the results of six independent simulations, three with overtwisting of the DNA helix with a positive driving torque and pulling forces of 10, 100, and 1,000 pN, and three with a negative driving torque and pulling forces of 10, 100, and 1,000 pN. We analyzed the backbone spacing of the DNA, defined as the distance from a phosphorus atom to the closest backbone atom on the opposite strand, averaged over all bases, and the relative extension as the ratio of the instantaneous length to the initial one. We also examined the puckering phase of the sugar groups, with the definitions of puckering types based on the phase angle (49). Entropy calculations were performed with quasiharmonic analysis (50) using the last 250 ps of the simulation to determine the effective frequencies. The enthalpy change of various energetic contributions were obtained by averaging over the last 250 ps of the trajectories in the P states and subtracting values obtained from averaging over the last 500 ps of the B (or A) trajectories. Helical parameters for twiststretch coupling were calculated with CURVES (51) and the program VMD (52) was used for the creation of movies and figure images.
The RMSD to the final (reference) structure,
= 
(ri r
)2/N)1/2, with i indexing the backbone atoms (P, O5', C5', C4', C3', and O3', for a total of 142 atoms) was used as a transition coordinate for the conformational change. For both DNA and RNA, the reference structures were created by the simulations for which the driving torque overtwisted the respective duplex and 1,000 pN of tension were applied. The equilibrium forces and torques involved in the transitions were computed from the mean force
f(
)
on the system, where brackets denote canonical-ensemble averaging. The mean force was in turn derived from the potential of mean force (PMF), W(
)
kBT ln
exp(V(r)/kBT)
(
(r)
)dr. Umbrella sampling (53) in combination with the weighted-histogram analysis method (54) as implemented by Grossfield (http://dasher.wustl.edu/alan) was used to calculate the potential of mean force W for the transition of B-DNA to P-DNA and A-RNA to P-RNA. Each window began with a snapshot from the overtwisting high/tension driving simulation at a corresponding
value in increments of 0.1 Å from their initial value (11.5 in DNA, 13.5 in RNA) to 0 (the reference state). Each window was run at two restraining potentials, one at 50 kcal/(mol·Å). For DNA these were run for 325 ps and for RNA for 305 ps. In the 150 kcal/(mol·Å) simulations, the first 25 ps was used as an initial equilibrium period and, for the 50 kcal/(mol·Å), the first 50 ps was used as an equilibration period. When combined, the windows thereby sampled 66.7 ns in the B-DNA case and 72.8 ns in the A-RNA case. The mean force was calculated by taking the numerical derivative of the free energy with a step size of 0.05 Å. To determine the tension on a single backbone atom i, the mean force along the x direction was computed by taking the derivative of W(
) with respect to xi direction
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Tension in the duplex was then computed by adding the two mean forces that acted longitudinally in each strand. The mean force
fxi
was calculated for each heavy backbone atom i of nonterminal base pairs at 1-ps increments throughout the sampling periods for the PMF, and all tension values within a 0.125 Å window of the PMF were averaged, followed by averaging over all i atoms, to give the equilibrium tension on the nucleic acid. Similarly, we calculated the equilibrium torque by finding the backbone forces in the y and z directions and adding, for the backbone atoms of each nonterminal base pair (i.e., the kinematic unit involved in nucleobase rotations; ref. 55), the cross products with the radii vectors of the helix
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| Acknowledgements |
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| Footnotes |
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Author contributions: J.W. and I.A. designed research; J.W. performed research; J.W. and I.A. analyzed data; and J.W. and I.A. wrote the paper.
The authors declare no conflict of interest.
This article is a PNAS direct submission.
© 2006 by The National Academy of Sciences of the USA
| References |
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kur, J & Rupprecht, A. (1995) Febs Letters 375, 174178.[CrossRef][ISI][Medline]
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