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* Division of Transplantation, University of Wisconsin Hospital,
Madison, WI 53792;
Communicated by D. Bernard Amos, Duke University Medical Center,
Durham, NC, May 30, 1997
(received for review May 5, 1997)
Selective inhibition of T cell costimulation using the B7-specific
fusion protein CTLA4-Ig has been shown to induce long-term allograft
survival in rodents. Antibodies preventing the interaction between CD40
and its T cell-based ligand CD154 (CD40L) have been shown in rodents to
act synergistically with CTLA4-Ig. It has thus been hypothesized that
these agents might be capable of inducing long-term acceptance of
allografted tissues in primates. To test this hypothesis in a relevant
preclinical model, CTLA4-Ig and the CD40L-specific monoclonal antibody
5C8 were tested in rhesus monkeys. Both agents effectively inhibited
rhesus mixed lymphocyte reactions, but the combination was 100 times
more effective than either drug alone. Renal allografts were
transplanted into nephectomized rhesus monkeys shown to be disparate at
major histocompatibility complex class I and class II loci. Control
animals rejected in 5-8 days. Brief induction doses of CTLA4-Ig or 5C8
alone significantly prolonged rejection-free survival (20-98 days).
Two of four animals treated with both agents experienced extended
(>150 days) rejection-free allograft survival. Two animals treated
with 5C8 alone and one animal treated with both 5C8 and CTLA4-Ig
experienced late, biopsy-proven rejection, but a repeat course of their
induction regimen successfully restored normal graft function. Neither
drug affected peripheral T cell or B cell counts. There were no
clinically evident side effects or rejections during treatment. We
conclude that CTLA4-Ig and 5C8 can both prevent and reverse acute
allograft rejection, significantly prolonging the survival of major
histocompatibility complex-mismatched renal allografts in primates
without the need for chronic immunosuppression.
Unmodified organ transplantation between genetically nonidentical
individuals invariably results in immunological rejection of the organ
through T cell-dependent mechanisms. Successful transplantation of
allogeneic organs has therefore required the administration of drugs
directed at suppressing recipient T cell function. Both calcineurin
phosphatase inhibitors and glucocorticosteroids are used clinically,
and both prevent the T cell-mediated release of activating cytokines,
particularly IL-2. Therapy with these agents is imperfect, however.
Both act by impairing T cell antigen receptor (TCR) signal
transduction, the sole mediator of T cell antigen recognition, thus
minimizing the potential for specific immune interaction between the
recipient and donor. They also act on all T cells indiscriminately. In
addition, the effect of these drugs is not lasting, such that cessation
of immunosuppression has generally resulted in graft loss even after
prolonged rejection-free survival. Thus, transplant patients are
required to suffer the consequences of nonspecific immunosuppression to
avoid rejection. These consequences include an increased risk to the
patient of infection and malignancy as well as significant drug related
expense and toxicity.
Data establishing that T cell activation requires both TCR-mediated
signals and simultaneously delivered costimulatory signals have
accumulated over the past 20 years (1). These important costimulatory
signals are provided at least in part by the T cell-based CD28 molecule
when bound to its counter receptors CD80 (B7-1) or CD86 (B7-2) on
antigen-presenting cells (APCs) and perhaps parenchymal cells (1-3).
The interaction of CD40 and its T cell-based ligand, CD40L (CD154),
also plays an important role in T cell activation at least in part by
up-regulating CD80/86 (B7) (4, 5). In addition, CD40 and CD40L play a
fundamental role in establishing T cell-dependent B cell activity (6,
7). Further studies have shown that the T cell molecule CTLA4 (CD152)
appears to down-regulate costimulation and TCR-mediated activation,
probably by competing with CD28 for B7 and by delivering a unique
negative signal to the TCR signal transduction complex (8).
Several groups have shown in rodents that T cell activation can be
blocked and allograft survival prolonged by treatment with the B7
specific fusion protein CTLA4-Ig (9-11). Others have demonstrated that
B7 up-regulation can be prevented by the CD40L-specific monoclonal antibody MR1 (4). Because both agents appear to be dependent on TCR
engagement for their effectiveness, the specificity of the T cell
response theoretically can be exploited rather than depending on pan-T
cell suppression. In addition to in vitro efficacy, in
rodents these agents have shown dramatic in vivo effects,
allowing for the acceptance of fully mismatched skin grafts, a result
not obtainable with currently available immunosuppression (12). It has
thus been hypothesized that CTLA4-Ig and the human homologue to MR1,
the CD40L-specific monoclonal antibody 5C8, may be capable of inducing
long-term survival or perhaps even tolerance to allografted tissues in
humans. To test this hypothesis in a relevant preclinical model,
CTLA4-Ig and 5C8 were tested alone and in combination on rhesus
peripheral blood leukocytes in vitro and in rhesus monkeys transplanted with primarily vascularized renal allografts.
Human CTLA4-Ig and a control fusion protein, IgG1,
were prepared as previously described (2) and shipped in solution by Genetics Institute (Cambridge, MA). The anti-CD40 ligand antibody 5C8
was prepared as previously described (6, 7) and shipped in solution by
Biogen. The hamster anti-mouse CD28 monoclonal antibody PV-1 (IgG1,
clone G62) was purified from hybridoma culture supernatants and used as
an isotype control monoclonal antibody.
The experiments
described in this study were conducted according to the principles set
forth in the Guide for the Care and Use of Laboratory
Animals (13). Donor-recipient combinations and animals chosen for
third-party cells were selected based on genetic nonidentity at both
major histocompatibility complex (MHC) class I and class II. Class I
disparity was established by one-dimensional isoelectric focusing as
previously described (14). Class II disparity was established based on
the results of unidirectional mixed lymphocyte reactions (MLRs). In
addition, the animal's DRB loci were verified to be disparate by
denaturing gradient gel electrophoresis and direct sequencing of the
second exon of DRB as previously described (15). Vigorous in
vitro T cell responsiveness of the recipient toward the donor was
confirmed in vitro for all donor-recipient pairs.
Unidirectional MLRs
were performed on all animals prior to transplantation and on
rejection-free survivors after 100 and 150 days. Each animal was tested
against all potential donors to establish the highest responder pairs
for transplantation. Responder cells (3 × 105) were
incubated with irradiated stimulator cells (1 × 105)
at 37°C for 5 days. Cells were pulse-labeled with
[3H]thymidine, and proliferation was monitored by
[3H]thymidine incorporation. Polyclonal stimulation with
concanavilin A (25 µg/ml) served as a positive control. A
stimulation index was calculated by normalization to self-reactivity,
which in all cases was near background incorporation. For in
vitro dose-response studies, CTLA4-Ig or 5C8 was added to the MLR
on day 1 at concentrations ranging from 100 µg/ml to 0.01 µg/ml. Combined treatments were performed by varying the CTLA4-Ig
concentration and holding the 5C8 concentration steady at 50 µg/ml.
Peripheral blood lymphocyte phenotype analysis was performed prior to
transplantation and periodically during and after drug therapy. Assays
evaluated 0.2 ml of heparinized whole blood diluted with
phosphate-buffered saline and 1% fetal calf serum. Fluorescein isothiocyanate-labeled T11, B1 (Coulter), and FN18 (the generous gift
of David M. Neville, Jr., National Institutes of Health, Bethesda, MD)
monoclonal antibodies were used to assess the percentage of CD2 (T
cell/natural killer cell), CD20 (B cell), and CD3 (T cell) positive
cells respectively. Red blood cells were removed from the preparation
by lysis buffer (0.15 M NH4Cl/1.0 mM
KHCO3/0.1 mM Na2EDTA, pH 7.3) treatment
following staining. Cells were subjected to flow cytometry immediately
or following fixation in 1% paraformaldehyde. Flow cytometry was
performed using a Becton Dickinson FACScan.
Renal allotransplantation was performed as
previously described (14). Briefly, outbred juvenile (1 to 3 years of
age) rhesus monkeys, seronegative for simian immunodeficiency virus,
simian retrovirus, and herpes B virus, were obtained from the Primate Center (University of Wisconsin, Madison) or Laboratory Animal Breeding
Services (Yemassee, SC). Procedures were performed under general
anesthesia using ketamine (1 mg/kg, i.m.), xylazine (1 mg/kg,
i.m.), and halothane (1%, inhaled). Transplantation was performed
between genetically distinct donor-recipient pairs as determined by
the MHC analysis described above. The animals were heparinized during
organ harvest and implantation (100 units/kg). The allograft was
implanted using standard microvascular techniques to create an
end-to-side anastamosis between the donor renal artery and recipient
distal aorta as well as the donor renal vein and recipient vena cava. A
primary ureteroneocystostomy was then created. Bilateral native
nephrectomy was completed prior to closure.
Animals were treated with intravenous fluid for approximately 36 hr
until oral intake was adequate. Trimethaprim-sulfa was administered for
3 days for surgical antibiotic prophylaxis. Each animal received 81 mg
of aspirin on the day of surgery. The need for analgesia was assessed
frequently, and analgesia was maintained with intramuscular
butorphanol. Animals were weighed weekly. Skin sutures were removed
after 7-10 days. CTLA4-Ig and/or 5C8 was given intravenously at
doses and dosing schedules that varied based on accumulating experience
with the agents. No other immunopharmaceuticals were administered.
Serum creatinine and whole-blood electrolytes (Na+,
K+, Ca2+) and hemoglobin were determined every
other day until stable and then weekly.
Biopsies were performed on animals
suspected of having rejection using a 20-gauge needle-core device
(Biopty-Cut, Bard, Covington, GA). Standard staining with hematoxylin
and eosin was performed on frozen or formalin-fixed tissue to confirm
the diagnosis of rejection. Animals were euthanized at the time of
anuria or if a weight loss of 15% of pretransplant body weight
occurred in accordance with American Association for the Accreditation
of Laboratory Animal Care standards. All animals underwent complete gross and histopathological evaluation at the time of death.
Both CTLA4-Ig and 5C8 inhibited rhesus
MLRs in a dose-dependent fashion (Fig.
1). CTLA4-Ig was, however, more
effective than 5C8 as a single agent in preventing T cell
proliferation. Substantial reduction in thymidine incorporation was
seen at a CTLA4-Ig concentration of 0.1 µg/ml, and further
inhibition was achieved at higher concentrations. Modest reduction in
proliferation was achieved with 5C8 concentrations of 0.01 µg/ml,
but inhibition was not substantially improved by increasing
concentrations. Both agents acted synergistically, with the combination
inhibiting proliferation approximately 100 times more effectively than
either agent alone. Dose-response studies were repeated for three
separate naive animals with identical results.
Twelve renal allotransplants were
performed (Fig. 2). Four animals
received transplants without any immunological intervention. These
animals rejected in 5, 7, 7, and 8 days. Histological examination of
their kidneys showed acute cellular rejection characterized by diffuse
interstitial and tubular lymphocytic infiltration with edema and
cellular necrosis (Fig.
3A). One animal was
given a 5-day course of CTLA4-Ig (10 mg/kg per day) beginning at the
time of transplantation and had graft survival prolonged to 20 days (Fig. 2A). Graft loss was due to cellular rejection
indistinguishable from that seen in the control animals. One animal was
treated with 20 mg/kg CTLA4-Ig on the day of transplantation followed by a 12-day course of 10 mg/kg every other day and had graft survival prolonged to 30 days (Fig. 2A). Again, graft loss
was due to acute cellular rejection. Extrapolating from previously
published work in the rat heterotopic cardiac allograft model of Turka
and coworkers (9), a donor-specific transfusion of lymph node-derived
lymphocytes (108) was given at the time of transplantation
to these two animals.
Two animals were treated with 5C8 alone (Fig. 2A).
Both animals received 20 mg/kg every other day beginning on the day
of surgery and continuing for 14 postoperative days (8 doses, total). No donor-specific transfusion was performed. Both animals experienced extended rejection-free survival, although transient creatinine elevations were recorded during the second and fourth postoperative weeks. Both animals rejected between 95 and 100 days posttransplant. Biopsy was performed on each animal to confirm the diagnosis (Fig. 3B). Both animals were then re-treated with 7 doses of 5C8
(20 mg/kg; one animal every other day and one animal daily), and both returned to normal graft function with no demonstrable adverse effects.
They remain alive and well more than 150 days after transplantation at
the time of this writing.
Two animals were given 20 mg/kg each of CTLA4-Ig and 5C8 following
transplantation (Fig. 2B). Again, each drug was given
every other day beginning on the day of surgery and continuing for 14 postoperative days without donor-specific transfusion. One animal rejected 32 days after surgery. The other remained free of rejection for 100 days, but like those animals treated with 5C8 alone, it rejected at that time. Similarly, a biopsy showed acute cellular rejection. The initial regimen of CTLA4-Ig and 5C8 was repeated, and
the creatinine returned to baseline (1.0). MLR analysis following this
treatment showed a donor-specific loss of reactivity. Third-party responsiveness was maintained (data not shown). At 165 days
posttransplant, the animal was sacrificed as required by protocol due
to weight loss. Graft function at that time was normal. At autopsy, the animal was found to have shigella and camphylobacter enterocolitis, a
common infection in rhesus monkeys. This illness had infected multiple
animals in the original primate colony, including several untreated
animals. No other pathological abnormality was found; specifically,
there was no evidence of lymphoproliferative disease or opportunistic
infection. Histologically, the graft had isolated nests of lymphocytes
in the interstitium but no evidence of tubular infiltration, glomerular
damage, or parenchymal necrosis (Fig. 3C).
Like the animals treated with 5C8 alone, both of these animals had
transient increases in their creatinine combined with an increase in
graft size during the fourth postoperative week. It was hypothesized
that this graft swelling reflected a second wave of infiltrating
lymphocytes and therefore led to a modified dosage schedule, such that
both reagents were given on the day of surgery and on postoperative
days 2, 4, 6, 8, 12, 16, and 28 without donor-specific transfusion.
Two animals were treated with this modified regimen (Fig.
2B). Both have experienced rejection-free survival
and have been free of illness or alterations in renal function for more
than 150 days. Both remain alive and well at the time of this writing. After 100 days of rejection-free survival, MLRs were repeated against
donor cells and third-party cells. No changes in in vitro reactivity were observed (data not shown). These studies were repeated
after 150 days of rejection-free survival with identical results (Fig.
4). Both animals maintain
vigorous in vitro responses toward donor and third-party
cells but fail to reject their allografts.
No animal has demonstrated toxicity from any of the therapies employed.
Specifically, there has been no fever, anorexia, or hemodynamic
abnormalities, and no opportunistic infections have occurred. Animals
have been housed in standard conditions and have been allowed contact
with the other animals in the colony. They have maintained normal
weight gain. Laboratory chemistries and hematological parameters such
as hemoglobin and white blood cell counts have remained normal. The
percentages of cells expressing CD2, CD3, and CD20 were unaffected by
any treatment regimen (data not shown). Specifically, no reductions in
T cell counts were observed during or after treatment in any animal.
This report documents initial experience in primates with a new
class of reagents directed at modifying T cell costimulation rather
than focused on T cell suppression or elimination. Herein, strategies
designed to interfere with the interaction of B7 and its ligand or with
the up-regulation of B7 are shown to have dramatic effects on T cell
responsiveness in vitro and on allograft survival in
vivo It is encouraging that this regimen was remarkably simple, involving
two agents alone or in combination administered through a standard
peripheral intravenous catheter, and that it was tolerated so well by
the recipients. This is in stark contrast to other regimens used to
achieve lasting graft acceptance in primates that require ionizing
radiation, administration of donor-derived bone marrow, and significant
perioperative immunosuppression (16, 17). The animals treated in this
study displayed no evidence of T cell activation or cytokine release
typically observed following treatment with antibodies directed at CD3,
and prolonged survival has not carried with it a demonstrable cost in
terms of opportunistic infection. In addition, no alterations in
peripheral blood hematological parameters were noted during these
studies. Long-term survival was achieved without apparent clearing or
global reductions in T or B cells and without loss of in
vitro T cell responsiveness. It is therefore unlikely that the
observed effect is attributable to T cell destruction following
antibody or fusion-protein opsonization.
The mechanism and relative contribution of each agent remains a matter
of speculation at this juncture. The successes of CD40L blockade alone
suggest that any basal costimulation signaling is less important in
maintaining the rejection response than B7 up-regulation. Indeed, 5C8
resulted in impressive rejection-free survival when used alone, whereas
CTLA4-Ig's effects were more transient. This is in keeping with the
findings of Sayegh et al. (10) that costimulation blockade
with CTLA4-Ig has increased effectiveness in rodents when therapy is
delayed for 2 days after transplantation to allow for up-regulation of
costimulation molecules. The temporal expression of CD40, B7, and their
ligands clearly deserves critical attention in future studies.
Furthermore, non-T cell events could be critical in establishing
reactivity against the allograft, particularly given the recent
discovery that CD40L is expressed on nonmyeloid cells such as vascular
endothelium and smooth muscle (18) and that B7-1 can be induced on
fibroblasts (3) and hepatocytes (19). Denying the immune system access to critical parenchymal adhesion and costimulatory signals at the time
of transplantation thus might provide significant protection. The
distribution of these molecules therefore must be evaluated in addition
to the timing of their expression in clinically relevant models.
It is interesting that the MLR results have not demonstrated
donor-specific hyporesponsiveness despite a clear lack of rejection in vivo. The differences in activation induced by donor
parenchyma compared with activation induced by lymphoid cells could
explain the preservation of in vitro reactivity to donor
lymphocytes despite normal graft function. This could also explain the
general poor correlation between MLR reactivity and graft outcome seen
in human transplantation. The observed results alternatively could be
interpreted as a critical indicator that the recipient has retained the
ability to recognize the graft in some way. Recognition is certainly
required for the identification of friend or foe. However, despite the apparent differences in in vitro and in vivo
activity, the effects of CTLA4-Ig and 5C8 were shown to be synergistic
in both systems. Perhaps CTLA4-Ig provides insurance against B7
expression that escapes the effects of 5C8. In that instance,
considerable time seems to be required to mount an effective acute
rejection with the few cells that escape initial blockade.
Because this strategy was successful in reversing established,
biopsy-proven acute rejection, it would appear that the rejection process must be maintained by continuous costimulation rather than by a
process that, once set into motion, proceeds unless the effector cells
are eliminated or rendered incapable of TCR signaling. Teleologically,
the body is best served by inflammation that is easily controlled.
Thus, in the absence of direction to attack, retreat may be the tacit
order. This suggests that exploitation of the immune system's natural
propensity to down-regulate may be more advantageous than
pan-suppression.
The rhesus monkey model used in this study has been shown repeatedly to
be a rigorous test of immune manipulation This work was supported by Naval Medical Research and Development
Command Grant EW.0095.003.1412, Office of Naval Research Grant
N00014-96-1-1282, and the University of Wisconsin Medical Foundation.
The views expressed in this article are those of the authors and do not
reflect the official policy of the Department of the Navy, the
Department of Defense, nor the United States Government.
TCR, T cell antigen receptor;
APC, antigen-presenting cell;
MLR, mixed lymphocyte reaction;
MHC, major
histocompatibility complex.
Proc. Natl. Acad. Sci. USA
Vol. 94,
pp. 8789-8794,
August 1997
Medical Sciences
,
,
,
,
Immune Cell Biology Program, Naval Medical
Research Institute, Bethesda, MD 20889;
Genetics Institute,
Cambridge, MA 02140; and § Biogen Corporation, Cambridge, MA
02142
ABSTRACT
INTRODUCTION
MATERIALS AND METHODS
RESULTS
DISCUSSION
ACKNOWLEDGEMENTS
ABBREVIATIONS
REFERENCES
Reagents.
CTLA4-Ig and 5C8 Synergistically Prevent T Cell Proliferation
in Vitro.
Fig. 1.
The effect of CTLA4-Ig and 5C8 alone and in
combination on unidirectional rhesus monkey mixed lymphocyte reactions.
Increasing concentrations of CTLA4-Ig result in progressive
suppression, whereas the effects of 5C8 are more modest. The
combination is more effective than either drug alone at 100-fold or
greater concentrations. Results shown were reproduced in three
independent experiments. c.p.m., counts per minute from incorporated
[3H]thymidine.
[View Larger Version of this Image (46K GIF file)]
Fig. 2.
(A) Survival and renal function as
determined by serum creatinine following unmodified allogeneic renal
transplantation (-) or transplantation following induction with
CTLA4-Ig alone (
) or 5C8 alone (
). Open arrows indicate
re-treatment during biopsy-proven rejection. Solid arrows indicate
continued survival. (B) Survival and renal function as
determined by serum creatinine following unmodified allogeneic renal
transplantation (-) or transplantation following induction with both
CTLA4-Ig and 5C8.
indicate treatment on days 0, 2, 4, 6, 8, 10, and 12 posttransplant.
indicate treatment on days
0, 2, 4, 6, 8, 12, 16, and 28 posttransplant. Open arrows indicate
re-treatment during biopsy-proven rejection for the animal depicted in
. Solid arrows indicate continued survival free of rejection since transplantation.
[View Larger Version of this Image (23K GIF file)]
Fig. 3.
(A) Renal allograft histology showing
acute cellular rejection following unmodified renal allotransplantation
in rhesus monkeys. (B) Renal allograft histology showing
acute cellular rejection prior to reversal with 5C8. (C)
Normal renal allograft histology from an animal with normal renal
function 163 days after transplantation and induction with CTLA4-Ig and
5C8. (D) A perivascular lymphoid aggregate within the
allograft shown in C. These nests of lymphocytes exist
in the allograft despite normal function and the absence of
immunosuppression. All micrographs are ×250.
[View Larger Version of this Image (152K GIF file)]
Fig. 4.
Mixed lymphocyte responses against donor
lymphocytes and third-party lymphocytes for two rhesus monkeys 150 days
after allotransplantation with rejection-free survival and normal renal
function and without any chronic therapy. Both donor and third-party
responsiveness are maintained.
[View Larger Version of this Image (27K GIF file)]
including prevention of rejection and the reversal of established, biopsy-proven rejection. In addition, these data demonstrate that anti-rejection activity can persist long after drug
administration has stopped. Although these studies are preliminary, they are nonetheless striking. Such success in outbred rhesus monkeys
clearly demonstrates that prolonged, rejection-free allograft survival
can be induced with these agents, and it suggests that allograft
tolerance might be an achievable goal in humans using this or a similar
therapeutic approach. Longer follow-up and additional study will be
required to fully assess the potential of this new therapy.
one that is exquisitely
sensitive to even minor changes in allograft function or adverse
effects on recipient wound healing and immune function (14, 16, 20). In
addition, it has obvious biological similarity to human renal
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rejection of vascularized organs closely parallels that seen clinically
(14, 16, 20). Nevertheless, issues of optimal dosing and treatment time
course remain to be resolved. Although rodent models have been
successful with a single dose of CTLA4-Ig given on postoperative day 2 in combination with donor-specific transfusion (9), it is clear that a
more aggressive approach is required in primates. Nonetheless, a
transient, well tolerated treatment that exploits the specificity of
the immune system and gives lasting, rejection-free survival would
appear to be nearing clinical applicability.
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Copyright ©1997 by The National Academy of Sciences of the USA.
0027-8424/97/948789-6$2.00/0
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