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Departments of * Geophysics and § Geological and
Environmental Sciences, Stanford University, Stanford, CA 94305; and
Contributed by N. H. Sleep, January 29, 2001
In the beginning the surface of the Earth was extremely hot,
because the Earth as we know it is the product of a collision between
two planets, a collision that also created the Moon. Most of the heat
within the very young Earth was lost quickly to space while the surface
was still quite hot. As it cooled, the Earth's surface passed
monotonically through every temperature regime between silicate vapor
to liquid water and perhaps even to ice, eventually reaching an
equilibrium with sunlight. Inevitably the surface passed through a time
when the temperature was around 100°C at which modern thermophile
organisms live. How long this warm epoch lasted depends on how long a
thick greenhouse atmosphere can be maintained by heat flow from the
Earth's interior, either directly as a supplement to insolation, or
indirectly through its influence on the nascent carbonate cycle. In
both cases, the duration of the warm epoch would have been controlled
by processes within the Earth's interior where buffering by surface
conditions played little part. A potentially evolutionarily significant
warm period of between 105 and 107 years seems
likely, which nonetheless was brief compared to the vast expanse of
geological time.
The present Earth-Moon system
is generally believed to have formed in the aftermath of a collision
between two planets 4.45-4.5 billion years ago (e.g., ref. 1). If the
gravitational potential and kinetic energy of the impact all were
converted into heat, the energy would have been sufficient to vaporize
much of the Earth and exterminate any life present on either body. In
practice one must expect vaporization and even melting to be
incomplete, so that some rocks would survive the initial impact and
some of the survivors enter into orbit about the sun. In principle life also might survive in such rocks to be returned later once Earth became
habitable; we will not pursue these speculations here. It is obvious
that an initially hot Earth implies that the surface conditions on the
Earth passed through those associated with modern thermophilic microbes
(around 100°C) before becoming more conventionally clement. This is
interesting because the putative thermophilic root of the tree of life
is compatible with life's origin while the surface was still near
100°C (2). In this paper we will focus on the hypothesis that the
Earth was hot everywhere when life began. Alternative explanations for
a thermophylic root are (i) origin of life within
hydrothermal systems (3) and (ii) extinction of all early
mesophiles by large asteroid impacts at later times (refs. 4 and 5 and
refs. therein).
In the hot Earth scenario, the time scale and mechanism by which the
Earth reached clement conditions and the time interval over which
surface temperatures lingered near 100°C are important parameters.
Also relevant is the gross chemistry of seawater at that time. It is
convenient to divide the time after the moon-forming impact into two
epochs distinguished by different controlling physics. In the first,
surface temperatures are directly maintained by heat vented from the
Earth's interior. In the second, surface temperatures are maintained
by a solar-heated greenhouse as on the present Earth. We treat both
possibilities and find that the implications of both histories to
biology are similar. We use physical constraints moving forward in time
from the moon-forming impact and back in time from the present state of
the Earth. We obtain robust general conclusions that are independent of
the many unknown details.
Direct evidence now comes only from very old zircons preserved in
younger sediments. Extensive surface water of indeterminate temperature
and long-lived continental crust were present by 4.4 billion years ago
(6). Surficial weathering by liquid water between 0 and 100°C
occurred by 4.2 billion years ago (7).
The moon-forming collision was violent enough that conservation of
energy gives a first appraisal of the initial consequences. The impact
supplied Most of the impact's energy escaped the Earth as thermal radiation at
this time and was unavailable to heat the surface later when conditions
became favorable to life. The surface heat flow Q is
determined by the physics of black body radiation
Inaugural Article
Geology / Evolution
Initiation of clement surface conditions on the earliest Earth
,
, and
National Aeronautics and Space Administration Ames
Research Center, Mountain View, CA 94035
![]()
Abstract
Top
Abstract
Introduction
Moon-Forming Impact and an...
Gradual Cooling and Volatile...
Midoceanic Ridge Analogy
Fate of Massive CO2-Dominated...
Early Ocean Chemistry
Conclusions and Evolutionary...
References
![]()
Introduction
Top
Abstract
Introduction
Moon-Forming Impact and an...
Gradual Cooling and Volatile...
Midoceanic Ridge Analogy
Fate of Massive CO2-Dominated...
Early Ocean Chemistry
Conclusions and Evolutionary...
References
![]()
Moon-Forming Impact and an Atmosphere Heated from Below
Top
Abstract
Introduction
Moon-Forming Impact and an...
Gradual Cooling and Volatile...
Midoceanic Ridge Analogy
Fate of Massive CO2-Dominated...
Early Ocean Chemistry
Conclusions and Evolutionary...
References
4 × 1031 J. This is
equivalent to 7 × 106
J·kg
1 if distributed over the mass of the
Earth. This energy density is comparable to the low-pressure heat of
vaporization of rock 6-14 × 106
J·kg
1 (8, 9). Evidently a fair fraction of
the Earth-Moon materials were vaporized, and most of the impact energy
was invested in latent heat of vaporization. Thick and probably
supercritical silicate vapor atmospheres would have gathered about both
bodies, although owing to the Moon's small mass such an atmosphere
would not have been gravitationally bound to it (10). By contrast Earth's rock vapor atmosphere would have been strongly bound.
where
[ 1 ]
= 5.67 × 10
8
W·m
2·K
4 is
the Stefan-Boltzmann constant, and T is the effective
radiating temperature. The first significant thermal buffer encountered
by the cooling Earth occurred when rock vapor began to condense at the
top of the atmosphere to form an optically thick aerosol layer.
Subsequently the aerosols coagulated and fell to the surface.
Eventually all the rock vapor condensed and fell out. While partly
condensed rock vapor existed, the effective radiating temperature was
around 2,300 K and the surface heat flow was 1.6 × 106 W·m
2 (11). At
this rate of cooling, the rock-vapor epoch lasted less than 2,000 years.
Once the rock vapor was gone an atmosphere of water vapor and other
common volatiles including CO2 remained. Heat
transfer to space was controlled by the temperature of the molten rock at the surface. A vigorous global convection system continued at least
until the adiabat was cool enough that significant solid froze to form
a rind on the magma (10). As the low-pressure liquidus of the mantle is
estimated to be 2,036 K (correcting a typo in ref. 12), a tenuous solid
rind first formed around 2,000 K. The heat removed was comparable to
the latent heat of melting plus the specific heat for cooling a few
hundred kelvin, together around 106
J·kg
1. In the absence of an optically
significant atmosphere, direct radiation of molten rock to space would
rapidly cool the Earth's interior. For example, an effective radiating
temperature of 1,500 K implies a surface heat flow of 0.9 × 106 W·m
2, which
would remove all the remaining available heat in about 400 years. More
likely a massive atmosphere blanketed the Earth. Still cooling was
geologically rapid. A runaway water greenhouse provides a reasonable
model for the thermally blanketed early Earth. The critical surface
heat flow, 150 W·m
2 (13), is the
difference between the critical greenhouse threshold for a water-rich
atmosphere and the heat supplied by the sun. Heat loss at this rate
would have globally removed 106
J·kg
1 in 2.5 million years (Myr).
The Earth became potentially habitable once it developed a significant
solid lid to partition the hot interior from a cooler surface
environment featuring liquid water. This first happened when the
interior was only several hundred kelvin hotter than the present
interior temperature. Only the heat remaining in the Earth at this time
and the additional heat subsequently generated by radioactivity are
relevant to habitability. To quantify this amount of heat, we introduce
the concept of potential temperature, which is the temperature
extrapolated to the surface ignoring latent heat effects of melting.
This concept allows considering only temperature changes in the deep
interior, where most of the heat capacity of the Earth resides, without
having to explicitly consider the details of melting in the heat
balance. In practice, the physics of melting of ascending material
needs to be explicitly considered to determine when a solid lid can
form. From refs. 10 and 12, this potential temperature is about 2,500 K. The current mantle potential temperature is obtained by considering the physics of the melting that produces magmas at modern ridge axes.
It is about 1,600 K. The average early Archean potential temperature is
not precisely constrained from studies of Archean volcanic rock, but
was around 1,800 K (14). Cooling of about 700 K from the potential
temperature where a solid lid first formed provided the energy that was
extracted before the Archean by surface heat flow. The amount is 700 K,
multiplied by the present specific heat of the core and mantle, about
6.25 × 1027
J·K
1, or 4 × 1030 J.
Once the silicate Earth was solid enough to form a significant cool rind, convection became sluggish. If the massive atmosphere were not already optically thick, the opacity of water vapor would have made it so once the effective temperature of the surface dropped below 1,500 K (13). Then, after a brief transition, more gradual cooling with a heat flow comparable to the present solar flux occurred through a massive water (runaway greenhouse) atmosphere. A hot runaway greenhouse maintained by interior temperatures could have existed only for a modest geological time. For example, a critical runaway greenhouse would cool the Earth's interior 700 K in 1.8 Myr.
Eventually, the heat flow from the interior dropped below that needed
to maintain a runaway greenhouse, and from this point the surface
temperature declined. The duration of the epoch where heat flow from
the Earth's interior continued to have influence on global climate is
crudely obtained by noting that heat flow must have been a significant
fraction of solar heating. An atmosphere without major amounts of
CO2 (or other greenhouse gases) provides a
quantitative example. Allotting the whole 700 K of potential temperature change to maintain a heat flow of 100 W·m
2 gives a maximum duration of 2.7 Myr.
For comparison, a surface heat flow of 70 W·m
2 would have provided clement 30°C
surface conditions on the early Earth in this case (13).
However, it is quite difficult for the Earth to linger in the
temperature range inhabited by modern thermophiles for a long period
because the surface temperature is quite sensitive to the internal heat
flow. There is no obvious mechanism to stabilize the global average
heat flow precisely within this range. At these high heat flows, the
thickness of the rind of solid rock above the molten magma would have
been quite small and not mechanically stable. For example, using a
surface heat flow of 100 W·m
2 and a
thermal conductivity of 2.4 W·m
1·K
1
implies that molten rock would be encountered at 20-m depth. Hydrothermal circulation would have transferred heat through a thicker
more realistic rind, but the problem of maintaining the global average
heat flow within a narrow range while the Earth's interior cooled by a
few 100 K (to supply the heat) remains because the transfer of heat
from the interior is expected to have become less vigorous as cooling
made the mantle and its erupted magmas more viscous and reduced the
fraction of melting along ascending adiabats. To continue the duration
estimate, we represent the magma ocean by a linear viscous fluid, which
is admittedly a poor model as both melt and mostly crystalline mush
transport heat. The heat flow scales to the interior viscosity to the
1/3 power (15). Typically viscosity increases by at least a factor
of 10 for 100 K cooling, implying that heat flow decreases by at least
a factor of 2.15 for 100 K of cooling. The 20% change in heat flow
given above would require 23°C of cooling, implying a duration of
only 0.09 Myr.
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Gradual Cooling and Volatile Exchange on the Early Earth |
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In the above example, we assumed that a massive CO2 atmosphere did not exist when the interior heat flow waned to insignificance. We now consider the alternative scenario, where a massive CO2 atmosphere maintained high surface temperatures within a solar heated greenhouse after the heat flow from the interior ceased to be significant. We review physical constraints on this situation by returning to the initial aftermath of the moon-forming impact. We do not attempt to consider the effects of the greenhouse gases methane and hydrogen, which were conceivably present after the moon-forming impact.
The mode of exchange of volatiles between the silicate Earth and the atmosphere evolved after the moon-forming impact. At first, traditional volatiles were gaseous components of a well-mixed rock vapor atmosphere, which was continuous with an underlying supercritical rock fluid. Later ascending melt partially vaporized and rock rain fell into a boiling molten magma ocean from rock clouds. It would be expected that most of the traditional volatiles would partition into the rock vapor and not fall in the rock rain. Once all the rock vapor had condensed, a surface chemical equilibrium between molten rock and the atmosphere was approached. This equilibrium favored partitioning of traditional volatiles into the atmosphere. As noted above these hot epochs lasted only thousands of years, too brief for much hydrogen or anything else to escape to space.
Vigorous convective transfer of both heat and volatiles is implied by both the rock vapor atmosphere and rapidly convecting molten rock. More heat loss occurred then than during all the subsequent history of the Earth. Most of the Earth's mantle needed to convect turbulently through the photosphere of the rock-vapor atmosphere and later through the surface of the molten rock to cool the mantle.
Less vigorous mantle convection is implied by a runaway greenhouse lasting on the order of a Myr. Still, much of the mantle ascended to the surface to cool. The duration of this epoch was long enough for any remaining metallic iron to sink to the core. The nearly quantitative depletion of 36Ar from the Earth's mantle is an indication of the efficacy of degassing during these epochs.
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Midoceanic Ridge Analogy |
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Once the atmosphere became significantly cooler than erupting molten rock, a dynamic balance between degassing of lava at high temperatures and alteration of cooled lava by the atmosphere (and ocean) followed by crustal foundering and return of the cooled lava to the interior of the Earth became relevant. This exchange has persisted in various forms to the present with subducting slabs delivering oceanic sediments and altered oceanic crust to the mantle.
Modern midoceanic ridge axes thus provide useful analogies for such water-rock interaction on the early Earth. In that case, the rock partially dissolves causing the circulating water to become saturated relative to minerals formed from the major constituents of the rock. In the case of the early Earth, eruption repeatedly brought rock into contact with the ocean maintaining saturation with respect to the major elements in the rock. Venus is a modern hot atmosphere reacting with rocks.
One analogy with the ridge axis involves the initial cooling of the runaway greenhouse. As seawater penetrates deeper into oceanic crust, it reacts with rock at progressively higher temperatures until small amounts of it encounter molten magma. The runaway water-vapor atmosphere experienced these conditions except that it started at high temperatures and then cooled. The pressures in both cases are similar (a few hundred bars) as they are supplied by the weight of the global ocean of water. The chemistry of rocks altered at high temperatures at modern ridges has been studied. A significant difference is that CO2 was an abundant volatile in the early runaway atmosphere but not in modern seawater. This volatile-rock reaction during cooling differs from the classical approach where volatiles react with rock in a low-temperature environment (e.g., ref. 16).
We discuss volatiles in the order that they first condense, beginning with chlorine. Depending on the pressure, solid NaCl may be in equilibrium with a water-rich gas or a dense NaCl-rich brine may be in equilibrium with a water-rich gas (17). The transition temperature from two fluids to fluid plus solid NaCl is 481°C at 300 bar. At this pressure and seawater composition, a single fluid phase exists below 410°C. In addition, the chloride-bearing mineral amphibole forms in the rock below 750°C beneath modern ridge axes (18). NaCl, as a dissolved component in water or in a solid, is the stable chlorine species in equilibrium with the rock. Only trace amounts of HCl exist in the hot atmosphere of Venus because Cl is buffered by surface rocks (19).
Mass balances indicate that there was plenty of Na within the rock to form NaCl. Both Cl and Na should strongly partition into voluminous high-temperature melts. Their ratio within a melt was similar to the bulk Earth Na:Cl of about 60 by mass or 92 by atom (table 13 of ref. 20). An alternative way of viewing the excess of Na over Cl is that all the Na in the modern ocean could be supplied by a global layer of basalt only 1/2 km thick.
Hydrous silicates began to form around 500°C when a NaCl-rich brine condensed. As further cooling occurred and the temperature approached the critical temperature of water, the brine and most of the water vapor in the atmosphere condensed into a dilute brine similar to the modern ocean. The details of reactions involving NaCl and of those involving hydrous silicates are beyond the scope of this paper as our objective is the fate of a warm greenhouse. Still the situation, once the ocean had condensed, was not drastically different from deep hydrothermal systems of a modern ridge axis.
In the presence of a massive CO2 atmosphere, carbonates first formed when the surface cooled below about 450°C. The highlands of Venus are a possible modern analogy where far less H2O is present in the gas phase (19).
In general, reactions that sequester volatiles within rocks require both efficient access of the volatiles to the rocks at shallow depths and favorable reaction kinetics. Modern ridge axes provide a good indication that both these requirements would have been satisfied on the early Earth. The bulk of the alteration in new oceanic crust occurs quickly when the rock is near the axis where water readily circulates through the shallow crust. To quantify our analogy, we compare the average heat flow through oceanic crust younger than a given age to the heat flow estimate for epochs on the ancient Earth.
The axial zone of modern ridge axes provides an analogy to crust above
a vigorous magma ocean. High-temperature (350°C) vents and hence much
of the high temperature water-rock reaction occur within about a
kilometer of the ridge axis. The heat balance of a fast ridge axis is
easily constrained by using the data from ref. 21. The heat is supplied
by the latent heat of molten rock, which freezes as fast as it is
supplied from the mantle to the magma chamber. At any one time, only a
thin lens of magma at the top of the chamber is fully molten (21). The
rest of the chamber is filled with mostly crystalline mush formed by
cooling of the magma at the top of the lens. Here the lens is about a
kilometer wide and the full spreading rate is 155 mm·yr
1. This implies that it takes crust
about 6,000 yr to traverse the width of the lens. About a 5-km
thickness of basalt is partially frozen by heat loss from the top of
the magma lens and eventually carried laterally from the axis at the
spreading rate. Using a latent heat of 1.5 × 109 J·m
3 (22), the
heat flow through the top of the lens is around 40 W·m
2. Our best estimate for the average
heat flow through the top of the axial crust is somewhat less than
this. The area of recharge for hydrothermal flow needs to be included
in the axial zone. This is poorly constrained but may be about twice as
wide as the lens itself. Also the mush forms beneath the molten lens is
not fully frozen so the effective value of the latent heat is somewhat less than used above. Even taking these effects into account, the axial
heat flow is well above 10 W·m
2. The data
from ridges with various spreading rates provide a constraint on the
physics governing the vigor heat flow from magma chambers. The lens
width does not strongly depend on spreading rate (21), implying that
the axial heat flow computed in this way is linearly proportional to
spreading rate. That is, the limiting factor for heat flow appears to
be the rate at which seafloor spreading moves the newly formed mush
aside to make room for more magma and the rate that solid-state
convection supplies material to the upwelling zone. Similarly, the
vigor of solid-state convection in the mantle beneath a magma ocean
imposes a long-term limit on the heat flow.
The axial region out to about 1 Myr age provides an analogy to crust
above a sluggish magma ocean where the heat flow is 1 W·m
2. The typical near-axis hydrothermal
water is warm, 20-60°C (23, 24). In the modern region, heat is
supplied by conductive cooling of rocks down to about 10-km depth. The
bulk of water-rock chemical reactions occur within crust less than 1 Myr old, implying that the alteration of crust that endures at least 1 Myr is similar to that of modern crust.
Returning to the global heat budget of the Earth's interior, the
available heat on the early Earth was equivalent to that needed to cool
the interior by a few hundred kelvin. We obtained above that a heat
flow of 100 W·m
2 could be maintained
globally for no more than 2.7 Myr. Alternatively, the heat flow for
global conditions analogous to those at a fast ridge axis could persist
on the order of 27 Myr, and the heat flow analogous to that from crust
younger than 1 Myr could persist for 270 Myr (we use the same maximum
available heat to get upper limits). The persistence and detailed
properties of this magma ocean mode of convection are uncertain (10).
The Moon provides an example of gradual cooling through a thick static
lid. The chemistry of Martian samples indicates that a thick static lid did not exist there (25). Fast ridge axes provide examples of thin lids
that are so sufficiently unstable that the lower part of the lid often
collapses back into the chamber. The upper part of the lid is buried by
lava flows. At the modern ridge axis, both processes cease once the
crust has spread away from the axial magma lens. In a global magma
ocean, parts of the cool lid (with their altered rocks) would have
foundered into the interior magma ocean in a manner crudely analogous
to modern subduction. We do not attempt to examine this process in detail.
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Fate of Massive CO2-Dominated Greenhouse |
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We continue the evolution of the atmosphere to the time where a massive CO2 atmosphere existed above a hot ocean in contact with silicate rocks. The quasi-steady temperature of this ocean was controlled by the balance of incoming and outgoing radiation in a water-CO2 greenhouse.
To make the greenhouse as hot as possible, we will assume that the entire global inventory of CO2 was in the air. (The amount dissolved in the ocean is not large enough to affect the mass balance; see Table 2, which is published as supplemental material on the PNAS website, www.pnas.org.) Zhang and Zindler (26) estimate that the CO2 inventories in the crust and mantle sum to 25,000 × 1018 mol, which is equivalent to a partial pressure of 215 bars. This CO2 pressure would have resulted in a 230°C surface with a condensed ocean, as presumed above, rather than Venus-like conditions once insolation dominated the heat balance (27). (At this temperature only 40 bars of water were in the air, compatible with our assumption that the atmosphere was mostly CO2.)
A massive CO2 greenhouse no longer exists. A necessary (but not sufficient) condition for its demise is that the CO2 could react with exposed silicates to form carbonates. As the major volatiles in the early atmosphere were quite voluminous, we need to consider only the major constituents of the rocks that reacted with the atmosphere. Probable reactable rocks range from basalt, the most common volcanic rock on the modern Earth's surface, to ultramafic rocks approaching bulk mantle composition. For quick mass balances, basalt may be represented as a mixture (by mass) of 3% Na2O; 10% each of MgO, CaO, and FeO; 15% Al2O3; and 50% SiO2 with some TiO2 and other minor and trace elements. The bulk of ultramafic rocks is magnesium silicates. We do not need to speculate beyond this on the nature of the earliest igneous rocks.
Equilibrium CO2 partial pressure-temperature curves for model rock reactions are shown in Fig. 1 along with the greenhouse curve, which gives surface temperature at a given pCO2. All the curves involving Ca and Mg silicates lie below the greenhouse curve. Reactions in the shallow crust thus will take CO2 into the rock to form carbonates. At the high temperature end of the curves, it can be expected that the kinetics are fast and that accessible Ca, Mg, and Fe within the rock would get used up in that order.
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Mass balance constraints indicate that the solid lid of the magma ocean cannot store most of the global inventory of CO2. In analogy, carbonation of the modern oceanic crust is limited to the upper 500 m where significant permeability and porosity exist (see refs. 32 and 33 for discussion of the thickness of this layer). Using up all of the Ca, Mg, and Fe available in that layer would produce an equivalent thickness of 300 m of carbonates, containing globally 4,100 × 1018 mol, which is significantly smaller than the global crust plus mantle inventory of 25,000 × 1018 mol (26). Thus a second necessary condition for the demise of a massive CO2 atmosphere exists: the rocks carbonatized near the surface need to get returned to depths in the magma ocean without immediately venting their CO2 back to the surface. Organized foundering of the solid crust back into the magma ocean in a manner analogous to subduction and local foundering of blocks are possibilities. A magma ocean lid formed by repeated eruption of lava flows to the surface could conceivably store more CO2 than the modern reactable layer of oceanic crust, but the problem of venting the CO2 and other volatiles upon foundering remains.
Foundering of small blocks occurs efficiently at the fastest modern
ridge axes where the magma chamber is relatively near the surface,
1
km, and is evident from the chemistry of Cl and water (34). Water- and
Cl-bearing amphiboles formed at temperatures below 750°C are the
modern contaminant (18). The situation is basically similar to that in
ancient times in that water and NaCl were significant components of the
circulating fluid. At modern ridge axes, water in the magma builds up
to a few 0.1% by mass (18). Such assimilation of altered rock would
have had major consequences within a thick magma ocean. For example, if
water built up to 0.3% by mass (or 1% by low-temperature volume), the entire modern ocean could be incorporated within a 250-km-thick magma chamber.
The modern ridge does not provide much information on
CO2 assimilation because only minor amounts of it
are present within the modern ocean and only relatively shallow rocks
are carbonatized. (From Fig. 1, carbonates are most stable at low
temperatures when formed from basalt.) Still, assimilation of modest
amounts of CO2 would have had significant effects
on the sizes of reservoirs. For example, inclusion of 0.25% by mass
CO2 to 250-km depth would incorporate the present
crust plus mantle reservoir. Modern eruptions provide some calibration
to the efficacy that CO2 (at present derived from
the mantle) is retained (once present) in a magma even at shallow
depths where it is not very soluble. (CO2 is
soluble below a few 10 s of kilometers depth.) For example, the
trapped CO2 in some modern submarine basalts has
a high enough concentration,
1.5% by mass, that the rocks pop when
brought onto the deck of a ship (e.g., refs. 35 and 36). This also
implies that, although chemical equilibration between bubbles and lava
is quick, bubbles do not necessarily escape from the liquid magma.
We present a generalized model that is also applicable to other volatiles and modern plate tectonics. We consider processes in which CO2 is vented to the surface or atmosphere to be sources and those that incorporate CO2 into the magma ocean or mantle to be sinks. The relevant sink is formation of carbonates by the alteration of shallow rocks near the ambient ocean temperature. The mass per time removed by the sink is proportional to the global rate, which new crust is formed or, more precisely, to the volume of reactable crust produced per unit time. We assume that CO2 is present in excess of that needed to carbonatize the reactable crust. The carbonatized crust is soon subducted. A fraction f of the CO2 within it is returned to the mantle and a fraction (1-f) of it is vented back to the surface. The formation of oceanic crust acts as a CO2 source that depends on the global rate that new crust is produced and on the abundance of CO2 in the source region, and hence varies with the size of the mantle or magma ocean CO2 reservoir.
A mass balance equation for the change in size of the mantle and
surface reservoirs is easily obtained for this simple model. Recalling
that the mantle material must be vigorously churned through the surface
to lose its heat, we treat the magma ocean (or mantle) as a well-mixed
reservoir. For simplicity, we ignore the CO2 that
at any one time resides in the crust. With these assumptions the growth
rate of the atmospheric reservoir was
|
[ 2a ] |
|
[ 2b ] |
A/
t is the
area of new crust produced per unit time, X is the ratio of
the thickness Dg of degassed mantle at
upwellings to the volume of the magma ocean
Vm, T is mantle temperature,
f(T) is the fraction of the CO2 subducted to great depths, Z is
the thickness of reactable crust, and c is the number of mol
of reactable divalent cations per volume in the crust. The total
available CO2 reservoir is RT = Rm + Rs.
The behavior of the reservoirs is first considered as a succession of
steady states because the lifetime of individual batches of crust is
brief (
1 Myr) and the amount of CO2 that can
be added to a global layer of crust is a modest fraction of the total
reservoirs. At equilibrium, the size of the mantle reservoir is
|
[ 3 ] |
|
[ 4 ] |
The steady-state size of the mantle reservoir in Eq. 3 increased as the Earth cooled because f increased and Dg decreased. Conversely, the surface reservoir Rs decreased eventually to the point that the amount predicted by Eq. 4 was negative. No steady-state solution of Eq 2 is then possible. Rather, the CO2 in the air and ocean decreased toward zero.
This completed the demise of the warm greenhouse. When temperate conditions with little CO2 in the air were reached the assumption in Eq. 2 that c was constant (all the available divalent cations reacted) broke down. Kinetics depending on the ocean/atmosphere temperature and on the amount of dissolved CO2 in the ocean became important and have remained so to the present. Mathematically, this situation can be represented by including other reservoirs for CO2, including the continental crust, and by making the amount subducted dependent on the available reactant in seawater (see ref. 37).
While the mantle remained hot enough to render subduction inefficient, the bulk of Earth's CO2 remained in the atmosphere. This phase of Earth's history may have lasted tens or even hundreds of millions of years, ending only when the upper mantle had cooled enough for subduction to be efficient. During this time Earth would have been too hot (T > 230°) for life as we know it. Owing to the limited solubility of carbonate minerals in equilibrium with basalt at 230° (note that the cation content of the seawater is not limited to the reactable 300 m of the crust because seawater is not subducted), only a small part (< 10 bars; see Table 2) of the CO2 could have been partitioned into the ocean. At the lower temperatures where thermophiles flourish the solubility is smaller still, and partitioning into the atmosphere would be stronger.
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The length of time Earth spent with surface temperatures in the 60°C to 110°C range of thermophilic organisms would have been short. To maintain such temperatures required that 5-25 bars CO2 (600-2,900 × 1018 mol) were in the air (27). At this point the remaining > 90% of the CO2 were in the water ocean, or already in the magma ocean or mantle. To partition CO2 a change in the fraction in Eq. 4 by 9% would have moved the surface temperature through the range of thermophile organisms. Two characteristic time scales exist in the system. The first is the time scale for crust to be subducted or, equivalently, the time scale to approach steady state in Eq. 2. This is around a Myr for a magma ocean lasting over 100 Myr, as discussed above, and 10,000 yr for a magma ocean behaving like a fast ridge axis. All the carbonates formed from 20 bars of CO2 could fit into less than one global layer of oceanic crust and vanish into the interior over one crustal turnover time.
The second time scale involves the rate at which the magma ocean or Earth's mantle cools and the mass balances of degassing. This is the time scale implied by considering the succession of steady states implied by Eqs. 3 and 4. At the time that the surface reservoir predicted by Eq. 4 vanishes, the ratios Rb/Rm and fDm/Dg were about 1/6. In geological terms, these ratios tend to become small when the magma ocean was thick and well mixed in CO2 (large Dm), degassing at upwelling was insufficient (small Dg), and deep subduction was efficient (large f). All of these criteria involve deep processes where the details of the surface conditions play little part.
Some constraint on the time scale over which f varies is obtained from analogy to modern subduction. This is done by finding change in mantle temperature needed to sufficiently change degassing of foundered material without having to know the magma ocean temperature at which this change occurred. As with modern subduction, melts need to ascend to shallow depths to degas because CO2 is not very soluble in magma. For example, the amount of CO2 in the magma ocean discussed above (0.25% by mass) is soluble in molten rock below a depth of 15 km (figure 2 of ref. 38). Foundered material was heated by conduction from the surrounding magma ocean. When the magma ocean was hot enough, they either decomposed liberating CO2 or melted, forming a CO2-rich melt. Modern subducted crust does not usually get hot enough for either process to occur but some CO2 is extracted from the slab in hydrous flows that react with the overlying mantle to form arc volcanics (39).
Continuing with the analogy with subduction, the temperature near the surface of a foundered block is about the mean of the surface temperature and the magma ocean temperature. An equivalent statement is that the temperature in foundered blocks changes at half the rate that the magma ocean temperature changes (40, 41). Phase diagrams for idealized rock systems indicate that 100-K temperature changes in the foundered blocks, and hence 200-K differences in the magma ocean, would greatly affect carbonate stability (from 50% to 0% retention in rock) and therefore significantly change f (39, 42-44). This amount of cooling would require a few tens of Myr for the sluggish magma ocean discussed above and a few Myr for a vigorous magma ocean. The minor change in f to move the greenhouse through the temperature range of thermophiles would require no more than a few 10-K cooling of the magma ocean. Overall, this reasoning indicates that conditions favorable to thermophile organisms at the end of a massive CO2 greenhouse would have persisted somewhat less than 1 Myr with an upper limit of around 20 Myr.
It is useful to compare the behavior of CO2 with that of other elements. During the early history of the Earth, the efficacy of deep subduction and degassing (as expressed in Eqs. 3 and 4) may have controlled the crust-mantle partition of CO2. At present, there is too little CO2 in the ocean to fully carbonatize the reactable oceanic crust and much CO2 is sequestered in continental carbonates. The modern mantle can hold (over long times) only a certain mass of water because hydration of oceanic crust is limited by the amount of available rock, as assumed in Eq. 4, and not strongly dependent on the amount of water in the ocean. Eq. 4 also applies to 36Ar as a trivial example where only degassing occurs.
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Early Ocean Chemistry |
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We used the modern midoceanic ridge axis to show the water-rock reactions produced a NaCl brine grossly similar to modern seawater. However, an ocean saturated with sodium carbonate or bicarbonate minerals in analogy to modern rift valley lakes has been considered a model for the ancient Earth (45, 46). Given that there is a lot of Na in basalt and potentially a lot of available CO2 the hypothesis seems plausible. Sodium carbonate species persist if the available divalent cations already have formed carbonates. Sodium carbonate once formed is expected to build up in surface reservoirs, as it cannot be deeply subducted. It is the first significant material to melt if subduction occurs. Pure Na2CO3 melts at a low temperature, 850°C. Modern carbonatite lavas, which form by liquid immiscibility from cooling silicate magmas, are a more useful analog. These lavas erupt at temperatures below 600°C (47).
However, consideration of chemical equilibrium with basalt shows that sodium carbonates cannot form in a global ocean on the Earth. The partial pressure of CO2 needed to form them is far greater than that which can be produced by the available CO2 (Fig. 1). The mass balance reason for this is that an assemblage with albite NaAlSi3O8 plus a more aluminum-rich Na silicate form when basalt is altered. Soluble sodium silicates and hence sodium carbonate minerals can form only if the atomic Na:Al is greater than 1. The mantle ratio on the Earth is about 1:5 (table 13 of ref. 20) and voluminous mantle-derived volcanic rocks are moderately enriched in sodium, with ratios between the mantle value and 1:3 (see ref. 48 for numerous tabulated analyses). Sodium-rich igneous rocks do occur but they are rare on a global basis. That rock-water reactions limited the build-up of Na in the ocean on the early Earth was a feature of classical models of volatiles and rock weathering (16).
Evaporation and the different mobility of Na and Al in water contribute to the local occurrence of alkaline lakes (but not the ocean) on the Earth. Sodium is leached from rocks over a broad region and then concentrated while its associated Al stays behind. Evaporation, however, does nothing to a global ocean composition because the water rains out elsewhere. The basaltic rocks, the most abundant reactants, remain in contact with the water.
A sodium carbonate or bicarbonate ocean cannot be ruled out within outer solar system satellites, like Europa. These bodies formed form the condensation of rock and ice at temperatures far below that where terrestrial planets formed. Carbon dioxide is expected to be an abundant component of ice. Rock-forming elements, including Na and Al, are not volatile at these conditions and are expected to have solar atomic ratios, about 5.7:8.5 in this case (table 1 of ref. 20). Igneous processes, which concentrated Na relative to Al by moderate amounts, could bring the global ratio in reactable crust above 1:1. There is thus far no direct evidence as to whether this happened.
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Conclusions and Evolutionary Implications |
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We have investigated the climate on the earliest Earth to see how long conditions around 100°C persisted as the surface and interior cooled after the moon-forming impact. Only gross constraints such as conservation of energy in the planetary interior, chemical equilibrium between volatiles and rock, and heat transfer through a massive CO2 atmosphere were considered to obtain the essence of the result without obscuration by detail. More precise constraints would be nice, but at present would not modify the shopping list for biologists interested in the origin and earliest evolution of life.
The answer is that the time was geologically brief but not
instantaneous. The available internal heat within the Earth can maintain
100°C surface conditions for at most a couple of Myr under contrived circumstances and more likely for much less than a Myr.
The lifetime of a massive CO2 greenhouse also is
determined by internal conditions in the planet, mainly the relative
efficiencies with which CO2 is vented to the
surface and with which it is subducted into the deep interior.
CO2 reacts with basalt to form carbonates under
reasonable greenhouse conditions and the greenhouse gradually evolves
to lower temperatures as the deep interior cools, making the latter a
progressively more effective CO2 reservoir.
Surface temperatures around 100°C might be maintained in this way for at most 20 Myr, with a best estimate on the order of 1 Myr. Rock-water reactions within the seafloor maintained earthlike ocean chemistry.
The biological implications of a brief but finite period with a surface near 100°C are evident. Thermophilic life might have originated during that epoch (2), but a climate in the range preferred by thermophile organisms did not exist for most of the early history of the Earth. This leaves other hypotheses on the table for a tree of life rooting in a thermophilic ancestor, as hydrothermal environments have existed throughout the rest of geologic time. For example, subsurface high-temperature organisms are the likely survivors of an ocean boiling asteroid impact that otherwise sterilized the planet (5, 49, 50).
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Acknowledgements |
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This topic arose from discussions with Norman Pace. We thank the National Aeronautics and Space Administration's exobiology and astrobiology programs and the National Science Foundation (Grant EAR-0000743) for support. P.S.N. was supported by Grant ACS-PRF 31742-AC2 from the Petroleum Research Fund of the American Chemical Society and by a graduate fellowship from the U.S. Environmental Protection Agency.
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Abbreviation |
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Myr, million years.
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Footnotes |
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To whom reprint requests should be addressed. E-mail:
norm{at}pangea.stanford.edu.
This contribution is part of the special series of Inaugural Articles by members of the National Academy of Sciences elected on April 27, 1999.
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