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Research Article

Rate of false conviction of criminal defendants who are sentenced to death

Samuel R. Gross, Barbara O’Brien, Chen Hu, and Edward H. Kennedy
  1. aUniversity of Michigan Law School, Ann Arbor, MI 49109;
  2. bMichigan State University College of Law, East Lansing, MI 48824;
  3. cAmerican College of Radiology Clinical Research Center, Philadelphia, PA 19103; and
  4. dDepartment of Biostatistics and Epidemiology, University of Pennsylvania School of Medicine, Philadelphia, PA 19104

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PNAS May 20, 2014 111 (20) 7230-7235; first published April 28, 2014; https://doi.org/10.1073/pnas.1306417111
Samuel R. Gross
aUniversity of Michigan Law School, Ann Arbor, MI 49109;
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  • For correspondence: srgross@umich.edu
Barbara O’Brien
bMichigan State University College of Law, East Lansing, MI 48824;
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Chen Hu
cAmerican College of Radiology Clinical Research Center, Philadelphia, PA 19103; and
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Edward H. Kennedy
dDepartment of Biostatistics and Epidemiology, University of Pennsylvania School of Medicine, Philadelphia, PA 19104
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  1. Edited* by Lee D. Ross, Stanford University, Stanford, CA, and approved March 25, 2014 (received for review April 5, 2013)

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Significance

The rate of erroneous conviction of innocent criminal defendants is often described as not merely unknown but unknowable. We use survival analysis to model this effect, and estimate that if all death-sentenced defendants remained under sentence of death indefinitely at least 4.1% would be exonerated. We conclude that this is a conservative estimate of the proportion of false conviction among death sentences in the United States.

Abstract

The rate of erroneous conviction of innocent criminal defendants is often described as not merely unknown but unknowable. There is no systematic method to determine the accuracy of a criminal conviction; if there were, these errors would not occur in the first place. As a result, very few false convictions are ever discovered, and those that are discovered are not representative of the group as a whole. In the United States, however, a high proportion of false convictions that do come to light and produce exonerations are concentrated among the tiny minority of cases in which defendants are sentenced to death. This makes it possible to use data on death row exonerations to estimate the overall rate of false conviction among death sentences. The high rate of exoneration among death-sentenced defendants appears to be driven by the threat of execution, but most death-sentenced defendants are removed from death row and resentenced to life imprisonment, after which the likelihood of exoneration drops sharply. We use survival analysis to model this effect, and estimate that if all death-sentenced defendants remained under sentence of death indefinitely, at least 4.1% would be exonerated. We conclude that this is a conservative estimate of the proportion of false conviction among death sentences in the United States.

  • capital punishment
  • criminal justice
  • wrongful conviction

Footnotes

  • ↵1To whom correspondence may be addressed. E-mail: srgross{at}umich.edu.
  • Author contributions: S.R.G. and B.O. designed research; S.R.G. and B.O. performed research; C.H. and E.H.K. analyzed data; and S.R.G. and B.O. wrote the paper.

  • The authors declare no conflict of interest.

  • ↵*This Direct Submission article had a prearranged editor.

  • This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1306417111/-/DCSupplemental.

Freely available online through the PNAS open access option.

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Rate of false conviction in capital cases
Samuel R. Gross, Barbara O’Brien, Chen Hu, Edward H. Kennedy
Proceedings of the National Academy of Sciences May 2014, 111 (20) 7230-7235; DOI: 10.1073/pnas.1306417111

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Rate of false conviction in capital cases
Samuel R. Gross, Barbara O’Brien, Chen Hu, Edward H. Kennedy
Proceedings of the National Academy of Sciences May 2014, 111 (20) 7230-7235; DOI: 10.1073/pnas.1306417111
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