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Intuition, deliberation, and the evolution of cooperation

Adam Bear and David G. Rand
PNAS January 26, 2016 113 (4) 936-941; first published January 11, 2016 https://doi.org/10.1073/pnas.1517780113
Adam Bear
aDepartment of Psychology, Yale University, New Haven, CT 06511;
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  • For correspondence: adam.bear@yale.edu david.rand@yale.edu
David G. Rand
aDepartment of Psychology, Yale University, New Haven, CT 06511;bDepartment of Economics, Yale University, New Haven, CT 06511;cSchool of Management, Yale University, New Haven, CT 06511
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  • For correspondence: adam.bear@yale.edu david.rand@yale.edu
  1. Edited by Susan T. Fiske, Princeton University, Princeton, NJ, and approved November 24, 2015 (received for review September 5, 2015)

This article has a Letter. Please see:

  • Models inconsistent with altruism cannot explain the evolution of human cooperation

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  • Reply to Myrseth and Wollbrant: Our model is consistent with altruism, and helps to explain its evolution
    - May 03, 2016
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Significance

The role of intuition versus deliberation in human cooperation has received widespread attention from experimentalists across the behavioral sciences in recent years. Yet a formal theoretical framework for addressing this question has been absent. Here, we introduce an evolutionary game-theoretic model of dual-process agents playing prisoner’s dilemma games. We find that, across many types of environments, evolution only ever favors agents who (i) always intuitively defect, or (ii) are intuitively predisposed to cooperate but who, when deliberating, switch to defection if it is in their self-interest to do so. Our model offers a clear explanation for why we should expect deliberation to promote selfishness rather than cooperation and unifies apparently contradictory empirical results regarding intuition and cooperation.

Abstract

Humans often cooperate with strangers, despite the costs involved. A long tradition of theoretical modeling has sought ultimate evolutionary explanations for this seemingly altruistic behavior. More recently, an entirely separate body of experimental work has begun to investigate cooperation’s proximate cognitive underpinnings using a dual-process framework: Is deliberative self-control necessary to reign in selfish impulses, or does self-interested deliberation restrain an intuitive desire to cooperate? Integrating these ultimate and proximate approaches, we introduce dual-process cognition into a formal game-theoretic model of the evolution of cooperation. Agents play prisoner’s dilemma games, some of which are one-shot and others of which involve reciprocity. They can either respond by using a generalized intuition, which is not sensitive to whether the game is one-shot or reciprocal, or pay a (stochastically varying) cost to deliberate and tailor their strategy to the type of game they are facing. We find that, depending on the level of reciprocity and assortment, selection favors one of two strategies: intuitive defectors who never deliberate, or dual-process agents who intuitively cooperate but sometimes use deliberation to defect in one-shot games. Critically, selection never favors agents who use deliberation to override selfish impulses: Deliberation only serves to undermine cooperation with strangers. Thus, by introducing a formal theoretical framework for exploring cooperation through a dual-process lens, we provide a clear answer regarding the role of deliberation in cooperation based on evolutionary modeling, help to organize a growing body of sometimes-conflicting empirical results, and shed light on the nature of human cognition and social decision making.

  • dual process
  • cooperation
  • evolutionary game theory
  • prisoner's dilemma
  • heuristics

Footnotes

  • ↵1To whom correspondence may be addressed. Email: adam.bear{at}yale.edu or david.rand{at}yale.edu.
  • Author contributions: A.B. and D.G.R. designed research, performed research, analyzed data, and wrote the paper.

  • The authors declare no conflict of interest.

  • This article is a PNAS Direct Submission.

  • Data deposition: Code implementing the model in MATLAB is available at https://gist.github.com/adambear91/c9b3c02a7b9240e288cc.

  • This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1517780113/-/DCSupplemental.

Freely available online through the PNAS open access option.

  1. Adam Beara,1 and
  2. David G. Randa,b,c,1
  1. aDepartment of Psychology, Yale University, New Haven, CT 06511;
  2. bDepartment of Economics, Yale University, New Haven, CT 06511;
  3. cSchool of Management, Yale University, New Haven, CT 06511
  1. Edited by Susan T. Fiske, Princeton University, Princeton, NJ, and approved November 24, 2015 (received for review September 5, 2015)

Significance

The role of intuition versus deliberation in human cooperation has received widespread attention from experimentalists across the behavioral sciences in recent years. Yet a formal theoretical framework for addressing this question has been absent. Here, we introduce an evolutionary game-theoretic model of dual-process agents playing prisoner’s dilemma games. We find that, across many types of environments, evolution only ever favors agents who (i) always intuitively defect, or (ii) are intuitively predisposed to cooperate but who, when deliberating, switch to defection if it is in their self-interest to do so. Our model offers a clear explanation for why we should expect deliberation to promote selfishness rather than cooperation and unifies apparently contradictory empirical results regarding intuition and cooperation.

Abstract

Humans often cooperate with strangers, despite the costs involved. A long tradition of theoretical modeling has sought ultimate evolutionary explanations for this seemingly altruistic behavior. More recently, an entirely separate body of experimental work has begun to investigate cooperation’s proximate cognitive underpinnings using a dual-process framework: Is deliberative self-control necessary to reign in selfish impulses, or does self-interested deliberation restrain an intuitive desire to cooperate? Integrating these ultimate and proximate approaches, we introduce dual-process cognition into a formal game-theoretic model of the evolution of cooperation. Agents play prisoner’s dilemma games, some of which are one-shot and others of which involve reciprocity. They can either respond by using a generalized intuition, which is not sensitive to whether the game is one-shot or reciprocal, or pay a (stochastically varying) cost to deliberate and tailor their strategy to the type of game they are facing. We find that, depending on the level of reciprocity and assortment, selection favors one of two strategies: intuitive defectors who never deliberate, or dual-process agents who intuitively cooperate but sometimes use deliberation to defect in one-shot games. Critically, selection never favors agents who use deliberation to override selfish impulses: Deliberation only serves to undermine cooperation with strangers. Thus, by introducing a formal theoretical framework for exploring cooperation through a dual-process lens, we provide a clear answer regarding the role of deliberation in cooperation based on evolutionary modeling, help to organize a growing body of sometimes-conflicting empirical results, and shed light on the nature of human cognition and social decision making.

  • dual process
  • cooperation
  • evolutionary game theory
  • prisoner's dilemma
  • heuristics

Footnotes

  • ↵1To whom correspondence may be addressed. Email: adam.bear{at}yale.edu or david.rand{at}yale.edu.
  • Author contributions: A.B. and D.G.R. designed research, performed research, analyzed data, and wrote the paper.

  • The authors declare no conflict of interest.

  • This article is a PNAS Direct Submission.

  • Data deposition: Code implementing the model in MATLAB is available at https://gist.github.com/adambear91/c9b3c02a7b9240e288cc.

  • This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1517780113/-/DCSupplemental.

Freely available online through the PNAS open access option.

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Evolution of dual-process cooperation
Adam Bear, David G. Rand
Proceedings of the National Academy of Sciences Jan 2016, 113 (4) 936-941; DOI: 10.1073/pnas.1517780113

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Evolution of dual-process cooperation
Adam Bear, David G. Rand
Proceedings of the National Academy of Sciences Jan 2016, 113 (4) 936-941; DOI: 10.1073/pnas.1517780113
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