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Revealing the frictional transition in shear-thickening suspensions
Edited by Corey S. O’Hern, Yale University, New Haven, CT, and accepted by Editorial Board Member Pablo G. Debenedetti April 6, 2017 (received for review March 8, 2017)

Significance
The sudden and severe increase in the viscosity of certain suspensions above an onset stress is one of the most spectacular phenomena observed in complex fluids. This shear thickening, which has major implications for industry, is a long-standing puzzle in soft-matter physics. Recently, a frictional transition was conjectured to cause this phenomenon. Using experimental concepts from granular physics, we provide direct evidence that such suspensions are frictionless under low confining pressure, which is key to understanding their shear-thickening behavior.
Abstract
Shear thickening in dense particulate suspensions was recently proposed to be driven by the activation of friction above an onset stress needed to overcome repulsive forces between particles. Testing this scenario represents a major challenge because classical rheological approaches do not provide access to the frictional properties of suspensions. Here we adopt a different strategy inspired by pressure-imposed configurations in granular flows that specifically gives access to this information. By investigating the quasi-static avalanche angle, compaction, and dilatancy effects in different nonbuoyant suspensions flowing under gravity, we demonstrate that particles in shear-thickening suspensions are frictionless under low confining pressure. Moreover, we show that tuning the range of the repulsive force below the particle roughness suppresses the frictionless state and also the shear-thickening behavior of the suspension. These results, which link microscopic contact physics to the suspension macroscopic rheology, provide direct evidence that the recent frictional transition scenario applies in real suspensions.
Discontinuous shear thickening occurs in suspensions whose viscosity dramatically increases, sometimes by several orders of magnitude, when the imposed shear rate exceeds a critical value (1). The archetype of such suspensions is cornstarch immersed in water. When sheared vigorously or under impact, these fluids suddenly turn into solids (2). Such remarkable properties play a key role in the flowing behavior of modern concrete (3) and have motivated applications ranging from soft-body protections to sports equipment (4). They also offer promising perspectives for the design of smart fluids with tunable rheology (5). However, the potential realm of development and applications remains largely underexplored due to the lack of understanding of this transition (6).
This situation has improved very recently due to new theoretical and numerical works (7, 8). Because non-Brownian suspensions of hard frictional particles immersed in a viscous fluid are Newtonian, as imposed by dimensional analysis (8⇓–10), the key idea of these studies is to add a short-range repulsive force between particles in addition to hydrodynamics and contact forces. This repulsive force can, for instance, stem from electrostatic charges or from a specific coating of polymers on the surface of the particle (11). At small shear rate (or small stress), the repulsive force prevents the grains from coming into contact; the suspension thus flows easily as if particles were frictionless. In the remainder of this paper, this state is referred to as frictionless. The viscosity of such a frictionless suspension would diverge at random close packing, whose volume fraction is
This scenario has been successfully tested and analyzed in discrete numerical simulations performed for non-Brownian (7, 10) and Brownian (13) suspensions. Supporting results are also provided by recent experimental investigations. For instance, standard rheological measurements were performed on suspensions of small poly(methyl methacrylate) (PMMA) particles sterically stabilized by a coating of poly-12-hydroxystearic acid (14). The suspension was indeed found to follow two separate viscosity curves with distinct critical volume fractions, depending on what shear rate was applied. A similar suspension was investigated under shear reversal (15), during which the viscosity first drops to a low value set by hydrodynamic interactions before increasing to a plateau dominated by contact interactions (16). As expected in such a framework, only the contact contribution to the viscosity increases with increasing shear rate, confirming the key role of contacts in shear-thickening suspensions. Another study reported that in shear-thickening suspensions, the first normal stress difference changes sign at the transition (17). This behavior was interpreted as indicating the formation of frictional contacts between particles, although this point is still a matter of debate (10, 18).
These experimental findings are encouraging; however, they also reflect a major difficulty in testing the frictional transition put forward in the recent theoretical scenario. The standard rheological techniques used, performed under fixed volume fraction, provide information about the suspension shear rate, shear stress, and viscosity. However, they do not give access to the suspension friction coefficient, which is here the key quantity one needs to access. In this article, we propose a different approach inspired by pressure-imposed experiments in granular flows (19), which specifically provides access to the friction coefficient of the suspension. We first compare the quasi-static avalanche angle, compaction, and dilatancy effects, in a standard Newtonian suspension (large glass beads) and a typical shear-thickening suspension (starch particles) flowing under gravity. This comparison reveals that particles in shear-thickening suspensions are frictionless under low confining pressure. Then, to bridge microscopic contact physics to the macroscopic rheology, we use a model suspension (silica beads) where the short-range repulsive force can be tuned. We find that this shear-thickening suspension, which has a frictionless state under low stress, no longer shear thickens when its frictionless state is suppressed.
Results
Steady Avalanches.
A simple way to probe the frictional behavior of a suspension is to measure its quasi-static avalanche angle in a rotating drum using nonbuoyant particles (20, 21). For the sake of clarity, we compared the avalanche angle of a standard Newtonian suspension made of large frictional glass beads of diameter
Steady avalanches in (Left) Newtonian and (Right) shear thickening suspensions. (A) Picture and rheograms (viscosity
For the Newtonian suspension of large glass beads, the avalanche angle
Compaction and Dilatancy.
Another robust way to probe the frictional behavior of a suspension is to investigate compaction and dilatancy effects (21). The protocol is the following: Particles are first suspended entirely within the drum before being allowed to sediment (Fig. 2A). The sediment is then compacted by gently hitting the drum with a rubber-head hammer
Compaction and transient avalanches in (Left) Newtonian and (Right) shear-thickening suspensions. (A) Sketch of the experimental protocol to study compaction and dilatancy effects. (B) Volume fraction of the sediment
A conspicuous feature of frictional systems, such as a pile of large glass beads, is that it compacts under vibrations. As shown in Fig. 2B, Left, the packing fraction of the glass beads sediment, which right after sedimentation starts from a loose state (
The compaction and dilatancy effects observed for the large glass beads are the phenomenological signature of frictional grains. For frictionless particles, the situation is markedly different because there is only one possible state of compaction (
Tuning Microscopic Friction Using a Model Suspension.
We have shown that potato starch particles immersed in water produce a shear-thickening rheology and are frictionless under low confining pressure. These results are consistent with the frictional transition scenario for shear thickening presented in the Introduction (7, 8). They suggest the existence of a short-range repulsion force or a microscopic pressure-dependent friction between the starch particles. However, the origin of this force and more generally the surface physico-chemistry of starch remain unclear (6, 33, 34). To vary the interaction force between particles and investigate the frictional transition within a well-controlled system, we turn to a model suspension composed of silica beads immersed in water (Fig. 3A, Top). We use non-Brownian silica particles of diameter
Steady avalanches, compaction, and dilatancy effects in suspensions of silica beads in (black) pure water or (green) ionic solution. (A) Picture of the silica particles and sketch of a silica bead immersed in an ionic solution. Silica particles spontaneously carry negative charges on their surface when immersed in water. The range of the resulting repulsive force, i.e., the Debye length
We first use the rotating drum to systematically investigate steady avalanches, compaction, and dilatancy effects on two suspensions of silica beads: one with silica beads immersed in pure water and the second one with the beads immersed in a solution of water and NaCl with a large concentration of salt ([NaCl] = 0.1 mol⋅L−1) to fully screen the Debye layer. Here again inertia is negligible (
To further inquire about the microscopic origin of this frictionless behavior under low stress, we measured the steady avalanche angle
Frictional transition in silica suspensions when varying the range of the repulsive force and link with macroscopic rheology. (A) Steady avalanche angle
Finally, we investigate whether for this model suspension, the existence of a frictionless state under low confining pressure leads to a shear-thickening rheology and whether the elimination of this state (by screening repulsive forces) restores a Newtonian behavior. Rheograms of the silica suspensions were obtained using the configuration sketched in Fig. 4B, Inset. Because silica particles are denser than the aqueous suspending fluid, we used a double helix with tilted blades shearing the entire sample to avoid sedimentation and maintain the homogeneity of the suspension during the measurement. We then define an effective viscosity
Discussion
In this article we propose a pressure-imposed approach, inspired from experiments in granular flows, to directly probe the microscopic frictional properties of non-Brownian shear-thickening suspensions. By systematically investigating steady avalanches, compaction, and dilatancy effects in rotating drum experiments, we provide direct proof that shear-thickening suspensions have a frictionless state under low confining pressure. Unlike Newtonian suspensions of frictional particles (9, 20, 28, 29), shear-thickening suspensions under low stress flow with a very small avalanche angle, do not compact, and show no dilatancy effect. This phenomenology clearly indicates the absence of friction between particles (23). Moreover, by using a model suspension of negatively charged silica beads, we find that lowering the range of the repulsive force below that of the particle roughness makes the suspension transit from a frictionless to a frictional state. The elimination of this frictionless state under low confining pressure also suppresses the shear-thickening behavior of the suspension. These experimental results, by linking microscopic contact physics to the suspension macroscopic rheology, provide strong evidence that the frictional transition scenario (7, 8) recently proposed to explain shear thickening applies in real suspensions. For discontinuous shear thickening to occur, the presence of short-range repulsive forces able to prevent interparticle friction at low stress thus seems essential. This picture contrasts with other models of shear thickening in which idealized lubrication hydrodynamics (42), confinement effects (43), particle migration phenomena (44), or inertia (45, 46) were put forward.
The rotating drum configuration used in our study provides a simple, yet robust way to characterize interparticle friction of dense nonbuoyant suspensions. Nevertheless, this configuration also has some limitations. When slowly rotating the drum filled with a nonbuoyant suspension, the thin flowing layer is on top of a pile experiencing solid rotation. Particles thus remain in static contact during long times. For microparticles coated with polymers, which are often involved in shear thickening, these enduring contacts may age and lead to cohesion between grains. In this case, the avalanche angle is no longer constant (47, 48). In our experiments performed with silica particles, small adhesive forces may have affected our results as they could for instance explain the slightly large avalanche angles measured at high salt concentrations (Figs. 3 and 4). However, the transition from low to high avalanche angles must be dominated by frictional effects as (i) the steady avalanche angle saturates as the salt concentration is increased, (ii) the avalanches have a constant slope from the top to the bottom of the avalanche unlike adhesive powders, and (iii) adhesion alone without friction would not lead to the dilatancy effects observed in Fig. 3D.
Finally, we emphasize that the rotating drum configuration gives access to the grains’ frictional properties in the limit of low confining pressure (
Materials and Methods
Particles.
The grains used in Figs. 1 and 2 (Left) for the Newtonian suspension are large glass beads of diameter
Rotating Drum Experiments.
The drum used for the large glass beads (Fig. 1B, Left) has a diameter of
Rheological Measurements.
The rheograms in Fig. 1 were obtained in the configuration sketched in Fig. 1A, Inset. To perform rheological measurements with a large gap (5 mm) in a plane–plane geometry, the top plate (diameter 50 mm) is fully immersed in the suspension, which itself is contained in a cylindrical vessel (diameter 60 mm). In both cases, the particles were density matched with the suspending fluid to avoid sedimentation. For the large glass beads, the suspending fluid was a mixture of water (30% wt), glycerol (13% wt), and sodium polytungstate (57% wt). For the potato starch, it was a mixture of water (45% wt) and cesium chloride (55% wt). The viscosity is obtained from increasing and decreasing ramps of shear rate after a preshear. No migration effects were noticeable. The rheograms in Fig. 4B were obtained in a different configuration because the need to control physico-chemistry (salt concentration) does not allow us to match the suspending fluid density. The configuration, sketched in Fig. 4B, Inset, uses a double helix with tilted blades of diameter
Acknowledgments
We are thankful to Sarah Hormozy and Pauline Dame for helping us with preliminary experiments, Alain Rangis from Centre Interdisciplinaire de Nanosciences de Marseille (CINAM) for performing the AFM measurements, and our technical staff at Institut Universitaire des Systèmes Thermiques et Industriels (IUSTI) for building the experiments. This work was supported by the European Research Council (ERC) under the European Union Horizon 2020 Research and Innovation program (ERC Grant 647384) and by the Labex MEC (ANR-10-LABX-0092) under the A*MIDEX project (ANR-11-IDEX-0001-02) funded by the French government program Investissements d’Avenir.
Footnotes
- ↵1To whom correspondence should be addressed. Email: cecile.clavaud{at}univ-amu.fr.
Author contributions: C.C., A.B., B.M., and Y.F. designed research, performed research, analyzed data, and wrote the paper.
The authors declare no conflict of interest.
This article is a PNAS Direct Submission. C.S.O. is a guest editor invited by the Editorial Board.
Data deposition: Data are now available on the open source database Zenodo at https://doi.org/10.5281/zenodo.556368.
Freely available online through the PNAS open access option.
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