Robust nonequilibrium pathways to microcompartment assembly
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Edited by Michael L. Klein, Temple University, Philadelphia, PA, and approved May 4, 2018 (received for review February 9, 2018)

Significance
The structure of the carboxysome resembles a viral capsid, but, unlike many viruses, the monomers of its shell do not appear to fit together in a uniquely preferred way. As a result, the size and shape of this bacterial microcompartment must be determined by the dynamics of its self-assembly process. Using theory and simulation of a model system, we show that the mechanism of assembling such a structure can proceed through nonequilibrium dynamics that are both reliable and controllable. We identify experimentally tunable parameters that modulate the shape and size of the assembled structure, advancing strategies to repurpose natural microcompartments and to create synthetic mimics.
Abstract
Cyanobacteria sequester photosynthetic enzymes into microcompartments which facilitate the conversion of carbon dioxide into sugars. Geometric similarities between these structures and self-assembling viral capsids have inspired models that posit microcompartments as stable equilibrium arrangements of the constituent proteins. Here we describe a different mechanism for microcompartment assembly, one that is fundamentally nonequilibrium and yet highly reliable. This pathway is revealed by simulations of a molecular model resolving the size and shape of a cargo droplet and the extent and topography of an elastic shell. The resulting metastable microcompartment structures closely resemble those of carboxysomes, with a narrow size distribution and faceted shells. The essence of their assembly dynamics can be understood from a simpler mathematical model that combines elements of classical nucleation theory with continuum elasticity. These results highlight important control variables for achieving nanoscale encapsulation in general and for modulating the size and shape of carboxysomes in particular.
Spatial segregation is an ubiquitous strategy in biology for organizing the crowded, active viscera of the cell (1⇓⇓–4). Viral capsids exemplify this organization at very small scales, sequestering genetic material from the cytosol and recapturing it for delivery to new hosts. Extensive work has explored the structure, stability, and assembly dynamics of viruses, highlighting generic design principles and physical origins of the spontaneous assembly process (5⇓⇓⇓⇓–10). Overall capsid structure typically follows from the arrangements of neighboring proteins that are preferred by their noncovalent interactions. Strong preferences yield regular and highly stable structures, but at the same time impair kinetic accessibility by producing deep kinetic traps (11).
Bacterial microcompartments serve a very different biomolecular purpose from viruses but have striking structural similarities, namely, a quasi-icosahedral protein shell that assembles around a fluctuating cargo (2, 12⇓–14). This comparison raises the question, Do the same assembly principles, based on a balance between equilibrium stability and kinetic accessibility, apply to microcompartments as well? Here we focus on a paradigmatic example of a microcompartment, the carboxysome. Carboxysomes play an essential role in the carbon fixation pathway of photosynthetic cyanobacteria (15). The shell proteins of the carboxysome, which have hexameric and pentameric crystallographic structures, assemble to encapsulate a condensed globule of protein including the enzymes RuBisCO and carbonic anhydrase (16⇓–18). These vital, organelle-like structures regulate a microscopic environment to enhance catalytic efficiency, which has made them an attractive target for bioengineering applications (19⇓⇓–22).
Like some viral capsids, carboxysomes feature pronounced facets and vertices, and crystal structures of shell components suggest highly symmetric local protein arrangements (16, 18, 23). Unlike in viral capsids, however, these apparent preferences do not directly indicate the assembled structure, nor do they clearly point to a characteristic microcompartment size (24). Indeed, experimental evidence has not constrained a particular mechanism for assembly: Live cell images support the notion that the cargo assembles first and is subsequently coated by the shell (12), while direct observations of partially formed carboxysomes in electron micrographs point to a cooperative mechanism for assembly (25). Identifying essential variables for controlling or emulating carboxysome assembly awaits a clearer understanding of its dynamical pathways and underlying driving forces.
Theoretical and computational models for nanoshell assembly have primarily followed approaches inspired by viral capsid assembly. These approaches have emphasized the role of preferred shell curvature and shell–cargo interactions as a template for the final structure (26). For example, irreversible growth of shells comprising monomers that prefer a bent binding geometry has been shown in simulations to successfully assemble empty shells (27, 28). The assumption of such a preferred local curvature, however, is at odds with structural models of the carboxysome based on crystallography of shell proteins, which feature tiling of the shell by hexameric proteins that appear to bind optimally with zero curvature (18, 25, 29). Indeed, a number of experimental measurements bolster the view that bacterial microcompartments are bounded by protein sheets that are essentially flat away from localized regions of high curvature. The predominant constituents of diverse microcompartments (e.g., β-carboxysomes, α-carboxsyomes, eut microcompartments, and pdu microcompartments) crystallize as layers of flat sheets comprising hexamers whose lateral contacts are genetically conserved (18). Recent atomic force microscopy measurements have demonstrated that these constituents also form flat monolayers in physiological buffer conditions (29). Furthermore, in vivo tomography data strongly suggest that biological carboxysomes have extended flat faces with curvature sharply localized at the joint of a facet (25).
Here we introduce and explore a model based on a mechanistic perspective that is fundamentally different from the one commonly applied to virus assembly and that does not require assuming an innately preferred curvature for contacts between shell proteins. The basic components are a cargo species that is prone to aggregation, a shell species that spontaneously forms flat, hexagonally symmetric elastic sheets, and an attractive interaction between the inside of the shell and the cargo, depicted in Fig. 1A and SI Appendix, Figs. S1–S3. These ingredients appear to be the essential constituents for carboxysome biogenesis in vitro—mutagenesis experiments have shown that pentameric proteins sometimes presumed to stabilize shell curvature are in fact not necessary for the formation of faceted shell structures (24). For such a basic model, thermodynamic considerations imply that finite encapsulated structures have negligible weight at equilibrium (SI Appendix, section S3). Nevertheless, we show that regularly sized microcompartments can emerge reliably in the course of natural dynamics.
Model dynamics of microcompartment assembly. (A) Cargo monomers (green spheres) in our molecular model occupy sites of an FCC lattice, experiencing short-ranged attraction to their nearest neighbors and also to protein monomers composing the shell. Each shell monomer corresponds to a triangle in a discretized shell (gray) that resists bending and stretching according to an elastic Hamiltonian. Closure of the shell requires the presence of topological defects in the triangulated surface, vertices that are connected to only five neighbors. Red spheres in A and B highlight the locations of these defects. (B) A fully assembled microcompartment includes at least 12 of these defects. In B and E, we show the boundary of the cargo droplet as a translucent green surface. (C) At early time t in the assembly process, high curvature of the cargo droplet limits shell growth to an area that is relatively flat while maintaining contact with the cargo. (D) Droplet growth reduces curvature until encapsulation becomes thermodynamically favorable and kinetically facile (Movie S1). (E) The nearly closed shell effectively halts cargo aggregation, but the approach to a simply connected envelope proceeds slowly as defects reposition and combine to heal grain boundaries.
Methods
We regard the protein shell of a growing carboxysome as a thin elastic sheet, whose energy can be discretized and expressed as a sum over the edges
We associate each triangular face in the discretized sheet with a protein monomer. The term
We represent aggregating cargo as an Ising lattice gas on an face-centered cubic (FCC) lattice with chemical potential
Interactions between cargo and shell species in our model mimic a short-ranged directional attraction suggested by structural data (31) and the steric repulsion intrinsic to compact macromolecules. For a particular lattice site i and shell monomer j,
The thermal relaxation of a shell with a fixed number of vertices and fixed connectivity, subject to the energetics described above, can be simulated with straightforward Monte Carlo dynamics. In each move, a single vertex is chosen at random. As depicted in SI Appendix, Fig. S2, a random perturbation in 3D space is made to the selected vertex, attempting to change its position from a to
Monte Carlo dynamics for growth of the shell are significantly more involved. For the procedure to satisfy detailed balance, care must be taken to ensure that every step is reversible and that algorithmic asymmetries of forward and reverse moves are fully accounted for. Our goal is to draw samples from a grand canonical distribution,
The routes of Monte Carlo trajectories propagated in this way are influenced by energetic parameters like ϵ, κ, and μ and by the shell-binding affinity K. The pathways are also shaped by the relative frequencies of proposing each type of move. A basic timescale τ is set by the duration of a “sweep” in which each vertex experiences a single attempted spatial displacement (on average). For every
Molecular Simulations
Fig. 1 depicts an example assembly pathway of this molecular model. Trajectories are initiated with a small droplet of cargo (comprising a few hundred cargo monomers) and a handful of proximate shell monomers, as described in SI Appendix, section S5. Under conditions favorable for assembly, such a droplet faces no thermodynamic barrier to growth; absent interactions with the shell, its radius R would increase at a constant average rate as cargo material arrives from the droplet’s surroundings. Growth of the shell, on the other hand, is impeded by the energetic cost of wrapping an elastic sheet around a highly curved object. In early stages of this trajectory, shown in Fig. 1C, the net cost of encapsulation is considerable, and the population of shell monomers remains small as a result.
As the droplet grows, this elastic penalty is eventually overwhelmed by attractions between shell and cargo, similar to the mechanism of curvature generation by nanoparticles adsorbed on membrane surfaces (32⇓–34). At a characteristic droplet size
In the vast majority of the hundreds of assembly trajectories we have generated, healing leads ultimately to a completely closed structure with exactly 12 fivefold defects. Placement of these defects is often irregular and unlikely to yield minimum elastic energy, but further evolution of the structure is extraordinarily slow. Subsequent defect dynamics could produce more ideal shell structures as in ref. 35, and transient shell opening could allow additional cargo growth. But these relaxation processes require the removal of shell monomers that are bound to several others and that interact strongly with enclosed cargo. Under the conditions of interest, the timescale for such a removal is vastly longer than the assembly trajectories we propagate. Our model microcompartments are equilibrated with respect to neither shell geometry nor droplet size, yet they are profoundly metastable, requiring extremely rare events to advance toward the true equilibrium state.
In addition to generating molecular trajectories of microcompartment assembly, we performed umbrella-sampling simulations to compute the equilibrium free energy of the molecular model as a function of
Minimalist Model
The scenario described above for our molecular model can be cast in a simpler light by considering as dynamical variables only the amounts of cargo and shell material in an idealized geometry. In this minimalist approach we focus on the radius R of a spherical droplet and the polar angle θ subtended by a contacting spherical cap of shell material, as depicted in Fig. 2A. Taking the cargo and shell species to have uniform densities ρ and ν within the droplet and cap, respectively, the geometric parametersR and θ can be simply related to the monomer populations
Minimalist model for dynamics of cargo growth and encapsulation. (A) Our phenomenological model resolves only the radius R of a cargo droplet and the polar angle θ of a spherical cap that coats it. As in Fig. 1, the green spherical droplet represents the cargo, and the gray coating represents the shell. Black contours indicate lines of constant free energy
In the spirit of classical nucleation theory, we estimate a free energy landscape in the space of R and θ through considerations of surface tension and bulk thermodynamics. For our system these contributions include free energy of the condensed cargo phase, surface tension of a bare cargo droplet, free energy of a macroscopic elastic shell, and line tension of a finite shell, together with the energetics of shell bending and shell–cargo attraction. As shown in SI Appendix, section S3, this free energy
Contours of this schematic free energy surface, plotted in Fig. 2A, are consistent with basic thermodynamic trends observed for the molecular model. Most importantly, they manifest the prohibitive cost of encapsulating small droplets. Only for radii
We take the rate of shell monomer addition to be a product of the per-edge rate of monomer arrival
Most notably, θ increases rapidly at late times in these successful assembly trajectories, despite equilibrium forces that encourage droplet growth at the expense of reduced shell coverage. This route reflects an imbalance in the base addition rates
Discussion
The minimalist model defined by Eqs. 7–12 explains the general course of our more detailed molecular assembly trajectories. But its assumption of ideally spherical geometry is a rough approximation, as evidenced by asymmetric droplet shapes in the molecular trajectory of Fig. 1. Fluctuations in cargo droplet shape are discouraged by its surface tension, but they are inevitable on small length scales. In extreme cases they lead to highly aspherical microcompartments akin to distended structures that have been observed in experiments (24). More common shape fluctuations have mechanistic influences that are more subtle but nonetheless important. These act to reduce local curvature and thus facilitate growth of a nearly flat shell patch over considerable areas even in the early stages of assembly. Enveloping the entire cargo globule still awaits sufficient cargo growth to reduce the average curvature below a threshold of roughly
Systems out of equilibrium often support rich spatial and temporal patterns, but in many cases they are highly variable and challenging to harness or control. By contrast, the encapsulation process we have described is quite reliable. Fig. 3A shows closed structures resulting from assembly trajectories of our molecular model. They are not perfectly icosahedral (SI Appendix, Fig. S6 A and B), echoing the discernibly nonideal geometries observed in electron micrographs of carboxysomes (25). Our assemblies are nonetheless roughly isotropic and distinctly faceted, as quantified by the distributions of sphericity and defect angles shown in Fig. 3B. Gently curved regions do sometimes appear, as they do in the laboratory. In our model this smoothness reflects the presence of paired defects (one fivefold and one sevenfold) that sometimes form in the process of shell closure, screening the elastic interactions that give rise to faceting (36).
Structural variation among microcompartments generated by our molecular model. As in Fig. 1, the cargo is shown in green, the shell is shown in gray, and topological defects are shown in red. (A) Structures from the ensemble evincing the distinct regimes of sphericity and faceting. Note that two-dimensional projections can obscure some of the variation. (B) Typical assemblies are not substantially elongated, indicated by a histogram of the sphericity α (SI Appendix, section S7). (C) Faceting necessitates relatively sharp angles between shell monomers surrounding a fivefold defect (SI Appendix, section S7). A histogram of this angle
In published work, Hagan and coworkers (26) computationally examined assembly dynamics of microcompartments stabilized by spontaneous curvature of the protein shell. Experimental data suggest that key shell proteins of the carboxysome tend, by contrast, to bind in an unbent geometry. But existing measurements do not definitively exclude a role for mechanically preferred curvature in carboxysome assembly. Quantitative characterization of the elastic properties of shell protein sheets in the absence of cargo would help clarify this issue. Systematic measurement of microcompartment geometry as a function of protein concentrations would provide a more stringent test of our nonequilibrium mechanistic hypothesis, which can be achieved with reconstitution experiments.
The nonequilibrium assembly mechanism revealed by our model has a particularly spare set of essential requirements: One needs only a monomer that assembles planar, elastic sheets and has a directional affinity for cargo that is prone to aggregation. Tuning the concentrations of these components provides a direct route to generating monodisperse, nanoscale, self-organizing structures. The simplicity of the process presents opportunities to investigate the dynamics of shell assembly in highly controlled experimental settings, for example using colloidal particles. Such a platform has already been demonstrated for a related example of kinetically defined microstructure assembly, namely bicontinuous gels stabilized by colloidal interfaces (37). Our results suggest that kinetic control can be used for precise, nanoscale assembly in a surprisingly general context.
Acknowledgments
We thank Michael Hagan, Christoph Dellago, David Savage, Laura Armstrong, Avi Flamholz, and Luke Oltrogge for helpful conversations. G.M.R. acknowledges support from a National Science Foundation Graduate Research Fellowship and the James S. McDonnell Foundation. P.L.G. acknowledges support from the Erwin Schrödinger International Institute for Mathematics and Physics. This work was supported by the US Department of Energy, Office of Basic Energy Sciences, through the Chemical Sciences Division of the Lawrence Berkeley National Laboratory, under Contract DE-AC02-05CH11231(to P.L.G.).
Footnotes
- ↵1To whom correspondence should be addressed. Email: geissler{at}berkeley.edu.
Author contributions: G.M.R. and P.L.G. designed research, performed research, analyzed data, and wrote the paper.
The authors declare no conflict of interest.
This article is a PNAS Direct Submission.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1802499115/-/DCSupplemental.
Published under the PNAS license.
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