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Research Article

Statistical detection of systematic election irregularities

Peter Klimek, Yuri Yegorov, Rudolf Hanel, and Stefan Thurner
  1. aSection for Science of Complex Systems, Medical University of Vienna, A-1090 Vienna, Austria;
  2. bInstitut für Betriebswirtschaftslehre, University of Vienna, 1210 Vienna, Austria;
  3. cSanta Fe Institute, Santa Fe, NM 87501; and
  4. dInternational Institute for Applied Systems Analysis, A-2361 Laxenburg, Austria

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PNAS first published September 24, 2012; https://doi.org/10.1073/pnas.1210722109
Peter Klimek
aSection for Science of Complex Systems, Medical University of Vienna, A-1090 Vienna, Austria;
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Yuri Yegorov
bInstitut für Betriebswirtschaftslehre, University of Vienna, 1210 Vienna, Austria;
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Rudolf Hanel
aSection for Science of Complex Systems, Medical University of Vienna, A-1090 Vienna, Austria;
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Stefan Thurner
aSection for Science of Complex Systems, Medical University of Vienna, A-1090 Vienna, Austria;
cSanta Fe Institute, Santa Fe, NM 87501; and
dInternational Institute for Applied Systems Analysis, A-2361 Laxenburg, Austria
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  • For correspondence: stefan.thurner@meduniwien.ac.at
  1. Edited by Stephen E. Fienberg, Carnegie Mellon University, Pittsburgh, PA, and approved August 16, 2012 (received for review June 27, 2012)

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Abstract

Democratic societies are built around the principle of free and fair elections, and that each citizen’s vote should count equally. National elections can be regarded as large-scale social experiments, where people are grouped into usually large numbers of electoral districts and vote according to their preferences. The large number of samples implies statistical consequences for the polling results, which can be used to identify election irregularities. Using a suitable data representation, we find that vote distributions of elections with alleged fraud show a kurtosis substantially exceeding the kurtosis of normal elections, depending on the level of data aggregation. As an example, we show that reported irregularities in recent Russian elections are, indeed, well-explained by systematic ballot stuffing. We develop a parametric model quantifying the extent to which fraudulent mechanisms are present. We formulate a parametric test detecting these statistical properties in election results. Remarkably, this technique produces robust outcomes with respect to the resolution of the data and therefore, allows for cross-country comparisons.

  • democratic decision making
  • voter turnout
  • statistical model
  • electoral district data

Footnotes

  • ↵1To whom correspondence should be addressed. E-mail: stefan.thurner{at}meduniwien.ac.at.
  • Author contributions: P.K., Y.Y., R.H., and S.T. designed research, performed research, contributed new reagents/analytic tools, analyzed data, and wrote the paper.

  • The authors declare no conflict of interest.

  • This article is a PNAS Direct Submission.

  • This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1210722109/-/DCSupplemental.

Freely available online through the PNAS open access option.

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Statistical detection of election irregularities
Peter Klimek, Yuri Yegorov, Rudolf Hanel, Stefan Thurner
Proceedings of the National Academy of Sciences Sep 2012, 201210722; DOI: 10.1073/pnas.1210722109

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Statistical detection of election irregularities
Peter Klimek, Yuri Yegorov, Rudolf Hanel, Stefan Thurner
Proceedings of the National Academy of Sciences Sep 2012, 201210722; DOI: 10.1073/pnas.1210722109
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