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Research Article

Unique caudal plumage of Jeholornis and complex tail evolution in early birds

Jingmai O’Connor, Xiaoli Wang, Corwin Sullivan, Xiaoting Zheng, Pablo Tubaro, Xiaomei Zhang, and Zhonghe Zhou
PNAS first published October 7, 2013; https://doi.org/10.1073/pnas.1316979110
Jingmai O’Connor
aKey Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing 100044, China;
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  • For correspondence: zhouzhonghe@ivpp.ac.cn jingmai@ivpp.ac.cn
Xiaoli Wang
bInstitute of Geology and Paleontology, Linyi University, Linyi City, Shandong 276005, China;
cShandong Tianyu Museum of Nature, Pingyi, Shandong 273300, China; and
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Corwin Sullivan
aKey Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing 100044, China;
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Xiaoting Zheng
bInstitute of Geology and Paleontology, Linyi University, Linyi City, Shandong 276005, China;
cShandong Tianyu Museum of Nature, Pingyi, Shandong 273300, China; and
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Pablo Tubaro
dDivision Ornitologia, Museo Argentino de Ciencias Naturales “Bernardino Rivadavia,” Consejo Nacional de Investigaciones Científicas y Técnicas, C1405DJR Buenos Aires, Argentina
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Xiaomei Zhang
cShandong Tianyu Museum of Nature, Pingyi, Shandong 273300, China; and
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Zhonghe Zhou
aKey Laboratory of Vertebrate Evolution and Human Origins, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing 100044, China;
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  • For correspondence: zhouzhonghe@ivpp.ac.cn jingmai@ivpp.ac.cn
  1. Contributed by Zhonghe Zhou, September 12, 2013 (sent for review July 2, 2013)

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Significance

We describe the presence of essentially two functional tails in the Early Cretaceous Jeholornis (the second most primitive bird)—one like that of some modern birds with a fan-shaped tract of feathers over the proximal tail vertebrae and another distal frond like that of feathered dinosaurs such as Caudipteryx and Microraptor. We suggest that the unique “two-tail” plumage in Jeholornis probably evolved as the result of complex interactions between natural and sexual selective pressures and served both aerodynamic (flight and balance, etc.) and ornamental functions (communication/display, etc.). Our aerodynamic analysis also provides a plausible functional explanation for the elongation of the boney tail in Jeholornis relative to Archaeopteryx.

Abstract

The Early Cretaceous bird Jeholornis was previously only known to have a distally restricted ornamental frond of tail feathers. We describe a previously unrecognized fan-shaped tract of feathers situated dorsal to the proximal caudal vertebrae. The position and morphology of these feathers is reminiscent of the specialized upper tail coverts observed in males of some sexually dimorphic neornithines. As in the neornithine tail, the unique “two-tail” plumage in Jeholornis probably evolved as the result of complex interactions between natural and sexual selective pressures and served both aerodynamic and ornamental functions. We suggest that the proximal fan would have helped to streamline the body and reduce drag whereas the distal frond was primarily ornamental. Jeholornis reveals that tail evolution was complex and not a simple progression from frond to fan.

  • Aves
  • Mesozoic
  • Jehol

Footnotes

  • ↵1To whom correspondence may be addressed. E-mail: zhouzhonghe{at}ivpp.ac.cn or jingmai{at}ivpp.ac.cn.
  • Author contributions: J.O., X. Zheng, and Z.Z. designed research; J.O., X.W., C.S., P.T., X. Zhang, and Z.Z. performed research; X. Zheng contributed new reagents/analytic tools; J.O., X.W., C.S., and P.T. analyzed data; and J.O., C.S., and Z.Z. wrote the paper.

  • The authors declare no conflict of interest.

  • This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1316979110/-/DCSupplemental.

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Caudal plumage of Jeholornis and tail evolution
Jingmai O’Connor, Xiaoli Wang, Corwin Sullivan, Xiaoting Zheng, Pablo Tubaro, Xiaomei Zhang, Zhonghe Zhou
Proceedings of the National Academy of Sciences Oct 2013, 201316979; DOI: 10.1073/pnas.1316979110

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Caudal plumage of Jeholornis and tail evolution
Jingmai O’Connor, Xiaoli Wang, Corwin Sullivan, Xiaoting Zheng, Pablo Tubaro, Xiaomei Zhang, Zhonghe Zhou
Proceedings of the National Academy of Sciences Oct 2013, 201316979; DOI: 10.1073/pnas.1316979110
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