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Research Article

Vagus nerve stimulation inhibits cytokine production and attenuates disease severity in rheumatoid arthritis

Frieda A. Koopman, Sangeeta S. Chavan, Sanda Miljko, Simeon Grazio, Sekib Sokolovic, P. Richard Schuurman, Ashesh D. Mehta, Yaakov A. Levine, Michael Faltys, Ralph Zitnik, Kevin J. Tracey, and Paul P. Tak
  1. aAmsterdam Rheumatology and Immunology Center, Department of Clinical Immunology and Rheumatology, Academic Medical Center, University of Amsterdam, 1105 AZ Amsterdam, The Netherlands;
  2. bLaboratory of Biomedical Science, Feinstein Institute for Medical Research, Manhasset, NY 11030;
  3. cUniversity Clinical Hospital, Mostar 88000, Bosnia and Herzegovina;
  4. dClinical Hospital Center Sestre Milosrdnice, Zagreb 10000, Croatia;
  5. eSarajevo University Clinical Center, Sarajevo 71000, Bosnia and Herzegovina;
  6. fDepartment of Neurosurgery, Academic Medical Center, University of Amsterdam, 1105 AZ Amsterdam, The Netherlands;
  7. gDepartment of Neurosurgery, Hofstra Northwell School of Medicine, Manhasset, NY 11030;
  8. hSetPoint Medical Corporation, Valencia, CA91355

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PNAS first published July 5, 2016; https://doi.org/10.1073/pnas.1605635113
Frieda A. Koopman
aAmsterdam Rheumatology and Immunology Center, Department of Clinical Immunology and Rheumatology, Academic Medical Center, University of Amsterdam, 1105 AZ Amsterdam, The Netherlands;
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Sangeeta S. Chavan
bLaboratory of Biomedical Science, Feinstein Institute for Medical Research, Manhasset, NY 11030;
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Sanda Miljko
cUniversity Clinical Hospital, Mostar 88000, Bosnia and Herzegovina;
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Simeon Grazio
dClinical Hospital Center Sestre Milosrdnice, Zagreb 10000, Croatia;
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Sekib Sokolovic
eSarajevo University Clinical Center, Sarajevo 71000, Bosnia and Herzegovina;
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P. Richard Schuurman
fDepartment of Neurosurgery, Academic Medical Center, University of Amsterdam, 1105 AZ Amsterdam, The Netherlands;
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Ashesh D. Mehta
gDepartment of Neurosurgery, Hofstra Northwell School of Medicine, Manhasset, NY 11030;
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Yaakov A. Levine
hSetPoint Medical Corporation, Valencia, CA91355
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Michael Faltys
hSetPoint Medical Corporation, Valencia, CA91355
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Ralph Zitnik
hSetPoint Medical Corporation, Valencia, CA91355
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Kevin J. Tracey
bLaboratory of Biomedical Science, Feinstein Institute for Medical Research, Manhasset, NY 11030;
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Paul P. Tak
aAmsterdam Rheumatology and Immunology Center, Department of Clinical Immunology and Rheumatology, Academic Medical Center, University of Amsterdam, 1105 AZ Amsterdam, The Netherlands;
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  • For correspondence: P.P.Tak@amc.uva.nl
  1. Edited by Ruslan Medzhitov, Yale University School of Medicine, New Haven, CT, and approved June 1, 2016 (received for review April 18, 2016)

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    Fig. 1.

    Inflammatory reflex activation reduces whole-blood LPS-induced TNF production in epilepsy patients. Electrical stimulation of the vagus nerve in humans inhibits whole-blood LPS-induced TNF release. Blood was obtained from epilepsy patients (n = 7) undergoing implantation of a vagus nerve-stimulation device at different time points: before anesthesia induction and before vagus nerve stimulation; after anesthesia induction and before vagus nerve stimulation (pre-VNS); and 4 h after vagus nerve stimulation (post-VNS). Whole blood was incubated with LPS and TNF (A), IL-6 (B), and IL-1β (C) levels in plasma were determined after 4 h in culture. The significance of the differences between mean values at each time point was tested by unpaired ANOVA (*P < 0.05, **P < 0.01). Data are shown as mean ± SEM.

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    Fig. 2.

    The effects of inflammatory reflex activation on whole-blood LPS-induced TNF production and disease activity in RA patients. (A) Schematic of the RA study design. D −21 to D84 indicate study visit days. The stimulation schedule and timing of assessments are shown. (B) Mean LPS-induced TNF production in the combined RA cohort (n = 17) at study days −21, 0, 42, 56, and 84; visit means are designated by bars, and error bars indicate SEM. Differences in means were tested for significance by paired t test: *P < 0.05 vs. d −21; +P < 0.01 vs. d 0; ^P < 0.01 vs. d 42; #P < 0.01 vs. d 56. (C) The mean change in DAS2 8-CRP from baseline by study visit day for cohort I (patients failing methotrexate treatment), cohort II (patients failing treatment by multiple biologic agents), and combined cohorts. The significance of the mean change by paired t test between visits is shown: *P < 0.05 vs. d −21; //P < 0.01 vs. d −21; +P < 0.001 vs. d −21; #P < 0.001 vs. d 42; ^P < 0.05 vs. d 42). (D) Linear regression analysis comparing the changes in the DAS28-CRP and the percent change in TNF release from study day −21 measured at each individual visit for each patient in the combined cohort. Changes in the DAS28-CRP and TNF release are significantly correlated by Pearson’s test (r = 0.384, P < 0.0001). (E) Mean change in the DAS28-CRP and mean LPS-induced TNF release over time by study visit day. Changes in the DAS28-CRP and TNF release follow a similar temporal pattern in response to initial simulation, stimulation withdrawal, and stimulation reinitiation.

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    Fig. S1.

    Individual RA patient DAS28-CRP. Individual patient DAS28-CRP over time are shown for cohorts I (7 patients) (A) and II (10 patients) (B).

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    Fig. S2.

    Clinical response and remission rates of RA patients with respect to screening day −21. (A and B) The ACR20, ACR50, and ACR70 response rates in cohort I, cohort II, and the combined cohorts are shown at study day 42 (A), and study day 84 (B). (C and D) The rates of EULAR moderate and good response and remission in cohorts I and II and the combined cohorts are shown at study day 42 (C) and study day 84 (D). The patient with Whipple disease excluded from efficacy analysis had an ACR20 response and a good EULAR response on day 42 and no ACR response and a moderate EULAR response on day 84.

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    Fig. 3.

    Modulation of serum cytokines. Serum from each patient in the combined cohort was analyzed for multiple analytes at day 42. (A, C, and E) Individual patient values for EULAR nonresponders and responders are shown for IL-6 (A), IL-8 (C), and IL-17 (E) levels. The significance of differences between mean values at each time point was tested by unpaired t test (**P < 0.01). Horizontal bars indicate mean ± SEM. (B, D, and F) Linear regression analysis comparing analyte level at day 42 to the change in the DAS28-CRP from study day −21 to day 42. The change in the DAS28-CRP is significantly correlated to IL-6 release (r = 0.707, P = 0.002) (B) but not to IL-8 release (r = 0.261, P = 0.31) (D) or IL-17 release (r = 0.384, P = 0.07) (F).

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    Fig. S3.

    The Cyberonics vagus nerve-stimulation system. The implanted system has two components: a bipolar lead containing two helical coil electrodes and a helical anchor tether that were wrapped around the cervical vagus nerve, and the pulse generator that is placed within a subcutaneous pocket in the chest wall. (A) Schematic diagram of the system. The lead was tunneled subcutaneously from the neck to the pulse generator and inserted into the lead attachment port on the generator. (B) Images of the helical electrode and pulse generator.

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    Table 1.

    RA patient baseline demographics, medication history, and disease severity

    DemographicsCohort ICohort IICombined
    Total, n81018
    Enrollment by country
     Bosnia303
     Croatia202
     The Netherlands31013
    Mean age in years (range)55 (36–69)48 (36–56)51 (36–69)
    Sex, % female5010078
    Ethnicity, % Caucasian8810094
    Mean no. of years since RA diagnosis (SD)9.9 (5.7)11.8 (6.3)11.0 (5.9)
    No. rheumatoid factor-positive patients (%)7 (88)5 (50)12 (67)
    No. anti-citrullinated peptide Ab+ patients (%)6 (75)6 (60)12 (67)
    No. patients receiving prior nonbiologic disease-modifying antirheumatic drugs (%)
     0 drugs1 (13)1 (10)2 (11)
     1 drug2 (25)3 (30)5 (28)
     2 drugs2 (25)2 (20)4 (22)
     3 or more drugs3 (37)4 (40)7 (39)
    No. patients receiving prior biologic disease-modifying antirheumatic drugs (%)
     0 drugs3 (38)03 (17)
     1 drug4 (50)04 (22)
     2 drugs1 (12)01 (6)
     3 drugs03 (30)3 (17)
     4 drugs04 (40)4 (22)
     5 drugs02 (20)2 (11)
     6 drugs01 (10)1 (6)
    DAS28-CRP (SD)6.05 (0.87)5.94 (0.72)5.99 (0.77)
    High-sensitivity CRP, mg/L (SD)17.5 (10.0)17.5 (18.5)17.5 (14.9)
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    Table S1.

    Adverse events in RA patients

    Adverse event*n (%)
    No. of patients with any adverse event†16 (89)
     Fatigue7 (39)
     Dysphonia6 (33)
     Hypoesthesia5 (28)
     Influenza-like illness4 (22)
     Dizziness3 (17)
     Nasopharyngitis3 (17)
     Nausea3 (17)
     Constipation2 (11)
     Dyspnea2 (11)
     Headache2 (11)
    No. of patients with any implantation procedure-related event‡9 (50)
     Dysphonia5 (28)
     Hypoesthesia4 (22)
     Dyspnea2 (11)
     Paresthesia2 (11)
     Bradycardia1 (6)
     Constipation1 (6)
     Dry throat1 (6)
     Eructation1 (6)
     Nausea1 (6)
     Oropharyngeal pain1 (6)
     Postprocedural pain1 (6)
    • ↵* An individual patient may have had more than one event.

    • ↵† Events occurring in at least 10% of the combined population.

    • ↵‡ Events occurring in at least one patient. Implantation procedure-related events are included in the any adverse event totals.

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    Table S2.

    Individual disease component scores and DAS28-CRP in RA patients

    CohortDay −21Day 0Day 42Day 56Day 84
    Cohort I, n = 7
     Tender joint count, range 0–2820.0 (8.4)16.7 (8.2)6.0 (7.6)8.4 (9.1)7.0 (6.8)
     Swollen joint count, range 0–2814.0 (6.6)14.7 (7.0)5.4 (5.9)8.7 (7.0)6.1 (5.2)
     Patient’s assessment of pain, VAS 100 mm69.1 (17.2)55.1 (29.2)27.1 (22.9)48.7 (26.7)36.3 (17.8)
     Patient’s global assessment of disease activity, VAS 100 mm58.1 (17.5)50.6 (25.8)29.7 (22.0)44.3 (25.9)35.3 (18.6)
     Physician’s global assessment of disease activity, VAS 100 mm70.7 (13.4)58.1 (19.0)29.1 (18.0)46.9 (27.9)36.1 (21.7)
     CRP, mg/L15.7 (9.3)21.5 (16.2)13.7 (15.6)12.3 (8.3)12.2 (14.2)
     HAQ-DI, range 0–31.857 (0.891)1.750 (0.800)1.196 (0.935)1.321 (0.889)1.321 (0.946)
     DAS28-CRP6.19 (0.84)5.39 (1.14)3.77 (1.86)4.56 (1.79)4.47 (1.30)
    Cohort II, n = 10
     Tender joint count, range 0–2815.9 (4.7)15 (4.6)9.3 (6.7)12.8 (5.9)9.4 (6.5)
     Swollen joint count, range 0–288.9 (3.8)8.0 (4.0)4.4 (4.6)5.7 (3.5)4.4 (4.0)
     Patient’s assessment of pain, VAS 100 mm72 (12.4)62.8 (14.6)38.2 (26.6)59.3 (19.1)36.8 (24.4)
     Patient’s global assessment of disease activity, VAS 100 mm75.4 (11.2)64.2 (13.8)39.4 (26.2)62.2 (19.1)40.5 (24.3)
     Physician’s global assessment of disease activity, VAS 100 mm66.8 (7.6)65.9 (13.0)34.2 (18.1)53.6 (13.7)37.7 (19.1)
     CRP, mg/L17.5 (18.5)15.2 (20.5)12.6 (13.2)13.3 (13.1)12.4 (14.9)
     HAQ-DI, range 0–31.888 (0.406)1.988 (0.498)1.613 (0.532)1.763 (0.484)1.588 (0.500)
     DAS28-CRP5.94 (0.72)5.59 (0.80)4.43 (1.44)5.24 (0.70)4.42 (1.40)
    Combined, n = 17
     Tender joint count, range (0–2817.6 (6.6)15.7 (6.2)7.9 (7.1)11.0 (7.5)8.4 (6.5)
     Swollen joint count, range 0–2811.0 (5.6)10.8 (6.3)4.8 (5.0)6.9 (5.2)5.1 (4.4)
     Patient’s assessment of pain, VAS 100 mm70.8 (14.2)59.6 (21.3)33.6 (25.0)54.9 (22.4)36.6 (21.3)
     Patient’s global assessment of disease activity, VAS 100 mm68.3 (16.2)58.6 (20.1)35.4 (24.3)54.8 (23.2)38.4 (21.7)
     Physician’s global assessment of disease activity, VAS, 100 mm68.4 (10.2)62.7 (15.7)32.1 (17.7)50.8 (202)37.1 (19.5)
     CRP, mg/L16.8 (15.0)17.8 (18.6)13.1 (13.7)12.9 (11.1)16.1 (14.8)
     HAQ-DI, range 0–31.875 (0.625)1.890 (0.628)1.441 (0.729)1.581 (0.692)1.478 (0.703)
     DAS28-CRP6.05 (0.75)5.73 (0.94)4.16 (1.60)4.96 (1.26)4.44 (1.32)
    • All values are mean (SD). HAQ-DI, Health Assessment Questionnaire Disability Index; VAS 100 mm, Visual Analog Scale 100 mm in length.

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Vagus nerve suppression of cytokines in humans
Frieda A. Koopman, Sangeeta S. Chavan, Sanda Miljko, Simeon Grazio, Sekib Sokolovic, P. Richard Schuurman, Ashesh D. Mehta, Yaakov A. Levine, Michael Faltys, Ralph Zitnik, Kevin J. Tracey, Paul P. Tak
Proceedings of the National Academy of Sciences Jul 2016, 201605635; DOI: 10.1073/pnas.1605635113

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Vagus nerve suppression of cytokines in humans
Frieda A. Koopman, Sangeeta S. Chavan, Sanda Miljko, Simeon Grazio, Sekib Sokolovic, P. Richard Schuurman, Ashesh D. Mehta, Yaakov A. Levine, Michael Faltys, Ralph Zitnik, Kevin J. Tracey, Paul P. Tak
Proceedings of the National Academy of Sciences Jul 2016, 201605635; DOI: 10.1073/pnas.1605635113
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