Megaherbivores modify forest structure and increase carbon stocks through multiple pathways
Edited by Rodolfo Dirzo, Stanford University, Stanford, CA; received February 1, 2022; accepted December 13, 2022
Significance
Very large herbivores (body mass >1,000 kg), also known as megaherbivores, can significantly influence the structure and functioning of ecosystems. Most of our knowledge on the ecological role of megaherbivores is based on the African savanna; much less is known about forest-dwelling megaherbivores. We show that forest elephants can promote higher aboveground carbon through browsing preferences and seed dispersal. Forest elephant browsing promotes high carbon density plants through the consumption of less carbon-dense plants. Elephant-dispersed trees are larger and have higher carbon density compared with trees with other dispersal modes. These results highlight the importance of forest elephants and other megaherbivores for maintaining biodiversity and high-carbon stocks in tropical forests.
Abstract
Megaherbivores have pervasive ecological effects. In African rainforests, elephants can increase aboveground carbon, though the mechanisms are unclear. Here, we combine a large unpublished dataset of forest elephant feeding with published browsing preferences totaling nearly 200,000 records covering >800 plant species and with nutritional data for 145 species. Elephants increase carbon stocks by: 1) promoting high wood density trees via preferential browsing on leaves from low wood density species, which are more palatable and digestible; and 2) dispersing seeds of trees that are relatively large and have the highest average wood density among tree guilds based on dispersal mode. Loss of forest elephants could cause an increase in abundance of fast-growing low wood density trees and a 6% to 9% decline in aboveground carbon stocks due to regeneration failure of elephant-dispersed trees. These results demonstrate the importance of megaherbivores for maintaining diverse, high-carbon tropical forests. Successful elephant conservation will contribute to climate mitigation at a globally-relevant scale.
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Megaherbivores (body mass > 1,000 kg) can have profound effects on vegetation, carbon stocks, and nutrient cycling (1–3). However, knowledge on the ecosystem role of megaherbivores comes predominantly from African savanna ecosystems (1, 4). In tropical forests, initial evidence suggests that these large herbivores might also have important ecological effects (2, 5–8). Until the late Pleistocene, tropical forests hosted a variety of large- and mega-herbivores that played critical roles in seed dispersal networks, dynamics, and functioning of tropical forest communities due to their unique combination of ecological traits (2, 9, 10). Today, Asian elephants (Elephas maximus) and African forest elephants (Loxodonta cyclotis) are the only forest-dwelling megaherbivores with extensive ranges and unique ecological attributes: large size, diverse behaviors, and highly varied diets. Examples of “ecosystem engineering” have been observed in forest elephants (“elephants”) through seed dispersal (6, 11) and disturbance, which includes consumption, breakage, and trampling (12–14). Results from a process-based vegetation model suggested that by reducing tree density, elephants could promote the growth of larger trees with a consequent reduction in light and water availability in the understory. As a result, forests with elephants hold more aboveground carbon (AGC) because of a greater abundance of large late-successional tree species, which have high wood density (WD) (5). However, these results have not been validated in the field. The same study reported that the average WD of younger trees (diameter < 30 cm) was lower compared with larger trees at a site where elephants were extirpated. Berzaghi et al. (5) also evaluated the effect of elephants in terms of a generic elephant-induced mortality not associated with any specific behaviors. Here, we explore empirically the multiple pathways through which megaherbivore interactions with the ecosystem might influence forest structure, composition, and AGC, notably via herbivory and seed dispersal (6, 15, 16). The high daily food consumption [100 to 200 kg (17, 18)] and broad diet [over 350 species (19)] of elephants suggest that feeding preferences could drive shifts in tree species composition by promoting growth and survival of less-desirable browse species. Folivores prefer leaves high in protein and minerals and low in fiber and chemical defenses (e.g., phenolics and tannins) (18). Among woody plants, slow-growing shade-tolerant species invest more in structural and chemical defenses compared with fast-growing gap-colonizing species (20). Because WD is negatively correlated with growth rate (21), we hypothesize that high WD species are less palatable and less digestible compared with low WD species. As a result, elephants are expected to promote high AGC by preferentially browsing leaves of low WD plants.
We also investigate the connection between trees dispersed exclusively by elephants [“obligate” trees sensu (6)] and AGC. Large-seeded animal-dispersed trees have relatively large diameters, high WD, and contribute significantly to AGC (22). Forest elephants are prodigious seed dispersers, moving more seeds of more species than any other animal species (6), but the contribution of obligate trees to forest structure and AGC has not been evaluated. We hypothesize that the combined effects of elephant browsing, which decreases fitness of preferred food species, and seed dispersal, which increases fitness of dispersed species, are likely to have profound effects on forest structure and AGC. If supported, these two hypotheses would confirm the ecological role of elephants in promoting high-carbon stock forests by increasing the fitness of large, high WD trees (5). To test these hypotheses, we combined forest inventories and elephant feeding data collected in the Nouabalé-Ndoki National Park (“Ndoki,” Republic of Congo) and forest inventories in LuiKotale (near Salonga National Park, Democratic Republic of Congo) with published diet preferences data across the Afrotropics. We analyzed elephant browsing preferences as a function of nutritional properties of leaves and fruit and WD to investigate the mechanisms driving elephant feeding choices and how they influence AGC. We then synthesized, based on literature, quantitative measures of the effects of elephants on forest properties and processes and schematically organized these findings. This synthesis identifies research gaps and provides input for modeling the ecological impacts of elephants using statistical and process-based models. Our results greatly enhance our understanding of the contribution of elephants to forest functioning and are key to evaluating the consequences of past megaherbivore extinctions and to informing conservation and management policy.
Results
Nutritional Properties of Trees Influence Elephant Food Choices.
We investigated the mechanisms that influence food preferences of forest elephants by combining data from a global database of plant nutritional values (23) with forest elephant feeding data from seven different sites across tropical Africa: West (N = 4), Central (N = 2), and East (N = 1 site in two separate studies) (24). The nutritional data covered 145 plant species and 1,343 measurements of essential biomolecules ( proteins, minerals, fat, and carbohydrates), gross energy, and structural and defensive compounds (fibers, tannins, and phenols), which reduce food palatability and digestibility (% of assimilated food). Results from an ordinal logistic regression suggest that elephants prefer to feed on leaves low in fibers, tannins, and phenols (Fig. 1A). We found moderate to strong evidence that less-preferred species are more likely to contain higher percentages of these defensive compounds compared with highly preferred species (P = 0.004 to 0.063). As the percentage of defensive compounds of leaves increases from 0 to 10% to 30 to 70%, the probability of a plant species being least preferred by elephants increases from ~37% to ~65 to 90%, depending on the defensive trait (Fig. 1A). High protein and mineral content of leaves increases the probability of a plant species being in the high-preference category compared with medium preference (P ≤ 0.001), whereas nonstructural carbohydrates and fat decrease the probability of preference (P ≤ 0.05). We found no consistent pattern across preference groups in the other nutritional properties of leaves (Fig. 1A and SI Appendix, Fig. S1). It appears that the main determinants of elephant preferences are defensive structural properties rather than essential biomolecules. These choices are not correlated with the relative abundance of plant species. Both at Ndoki and Kibale National Park (Uganda), there is very strong evidence that preference is inversely correlated to availability, with very similar slopes and fit in the linear model of both sites (SI Appendix, Fig. S2, R2 = 0.51 to 0.62, P < 0.001). The analysis of fruit properties consumed and non-consumed by elephants also provides very strong evidence that elephant-consumed fruits are larger (P < 0.0001) and contain more fiber and minerals (P < 0.01) compared with non-consumed fruits (Fig. 1B). We found moderate evidence for differences between the two groups in total tannins, sugars, and fat (Fig. 1B, P < 0.05), the latter being the only property that was higher in non-consumed fruit. No statistical differences were found in crude tannins and proteins across the two groups. At Ndoki, the analysis of the relationship between total diameter at breast height (DBH), a possible proxy for total fruit production, and percentage of detection in dung did not reveal any significant relationship (SI Appendix, Fig. S3A). However, the correlation between presence of seeds in dung and fruit volume revealed a positive correlation (SI Appendix, Fig. S3B, R2 = 0.16, P = 0.003). This may suggest that larger fruits are selected for their size and not for their abundance. However, detectability of seeds during dung sampling might be biased by other factors (see Discussion). Overall, the analysis of nutritive properties suggests that elephants seek more palatable and less fibrous leaves and large fruits, which are also high in sugars and minerals but have the drawback of being more fibrous (i.e., less digestible) and less fatty.
Fig. 1.
The comparison between nutritional properties of fruits and leaves consumed by elephants revealed very strong evidence that, compared with fruits, leaves contain roughly twice as much protein (P < 0.0001) and minerals (P < 0.0001), but six times less sugars and nonstructural carbohydrates (P < 0.0001) (Fig. 1C and SI Appendix, Fig. S4). Moderate evidence suggests that fruits contain less phenols and more fat compared with leaves. There were no significant differences in gross energy content between the two organs (Fig. 1C). Thus, fruits provide short-term usable energy, although gross energy content is similar to leaves, which instead contain biomolecules useful for longer term physiological processes. Forest elephants are making deliberate choices that are mostly independent of leaf availability or fruit production and more dependent on nutritional or morphological (i.e., fruit) properties.
WD Is Related to Nutritional Quality of Leaves and Fruits.
We then investigated whether WD is a good predictor of leaf and fruit nutritional properties. Results from linear regression models revealed strong to very strong evidence that in leaves, WD is positively correlated with fibers (R2 = 0.11, P < 0.001) and phenolics (R2 = 0.12, P = 0.007) (Fig. 2A). There was weak-to-moderate evidence of a negative correlation between WD and fat (R2 = 0.14, P = 0.025) and a positive correlation with gross energy (R2 = 0.07, P = 0.057) and tannins (R2 = 0.04, P = 0.084). We found no evidence of a correlation between WD and protein or minerals, and little-to-weak evidence of a negative correlation with total nonstructural carbohydrates (Fig. 2A and SI Appendix, Fig. S5). Whereas leaves from higher WD plants had higher content of structural and defensive properties, we found strong evidence that fruits from higher WD plants were lower in essential biomolecules compared with fruits produced by lower WD species (Fig. 2). In particular, we observed a negative correlation between WD and minerals, proteins, and fat (R2 = 0.07 to 0.15, P < 0.001) and a positive correlation with sugars (R2 = 0.16, P = 0.014) (Fig. 2B). Note however that total nonstructural carbohydrates (sugars plus starches) did not show any significant correlation with WD (SI Appendix, Fig. S5B). The data revealed weak-to-moderate evidence of WD being positively correlated with fruit phenols and fiber content (R2 = 0.03 to 0.10, P = 0.043 to 0.085) (Fig. 2B). No other statistically significant relationships were found for the other nutritional properties (SI Appendix, Fig. S5B).
Fig. 2.
Forest Elephants Browse Most Frequently on Low WD Species.
The elephant feeding data and browsing preferences included 197,557 feeding records from 730 plant species for which WD could be determined (eight total studies, SI Appendix, Table S1). The actual number of feeding records is higher because three studies did not report their total sample size (SI Appendix, Table S1). At all sites, except Bia National Park (Ghana) and Santchou Wildlife Reserve (Cameroon), feeding preference metrics were reported in terms of relative preference for single species in relation to all consumed plants. These metrics could be assimilated into three groups indicating high, intermediate, and low preference (Methods). Data from Ndoki included number of feeding events and relative quantity consumed, and, along the two sites mentioned above, was not included in the global analysis. At Ndoki 74% of feeding events involved leaves (or leaves and another plant part) and 21% bark. At the other sites, leaf feeding represented 88% of all events followed by bark at 8%. The remaining feeding signs recorded included roots, piths, branches, and stems. Results from an ordinal logistic regression provided strong evidence that globally the probability of a species of being highly preferred increases as WD decreases across all groups and between low and medium groups (Fig. 3, P = 0.003 to 0.027). In the model with aggregated data from five studies, the average WD was systematically lower in higher preference groups but statistically different only between the low and high groups (Fig. 3, t test – P < 0.01). At Ndoki, the only site where both feeding frequency and quantity consumed were available, very strong evidence suggested that higher probability of preference was associated with decreasing WD (Fig. 3, P < 0.0001). At Ndoki, we also found very significant differences between medium and high (ordinal regression, P < 0.0001) and low and high (t test, P < 0.0001) preference groups. At Tai (Ivory Coast) and Kibale (Uganda, 1996 study), similar patterns of higher WD in low preference groups were found with strong to weak evidence, respectively (SI Appendix, Fig. S6). Data from Bia provided moderate evidence that the probability for high preference increases with WD (P = 0.026). However, this study did not report site-relative preferences and many species were only recorded as browsed once, resulting in many species in the low preference group (see Methods). At Santchou, there was no correlation between preference rank and WD based on 16 species (SI Appendix, Fig. S6). In five out of seven studies, there was moderate to very strong evidence that the high-preference group had the lowest WD compared with the intermediate and/or low-preference groups (Fig. 3 and SI Appendix, Fig. S6). Only at Bossematie (Ivory Coast) there was no significant trend. Analyses from the aggregated sites, Ndoki, and Tai, provided moderate to very strong evidence that the WD of trees dispersed by elephants was higher compared with the WD of species browsed by them (Fig. 3). Overall, these results are compatible with the hypothesis that elephants increase forest community WD through dispersal of higher WD species and browsing of lower WD species.
Fig. 3.
Our data from Ndoki (understory and overstory) and LuiKotale (overstory) showed moderate to strong evidence that high WD species are slightly more abundant than low WD ones with abundance measured as a percentage of total stems or total DBH (R2 = 0.05 to 0.06, P = 0.003 to 0.019); however, the linear model explains only a small fraction of the variability (SI Appendix, Fig. S7). As shown previously for nutritive properties of leaves, elephants seem to make specific choices regardless of the abundance of plant species. For example, in Ndoki understory vegetation plots, Rinorea welwitschii and Diospyros bipindensis were recorded 559 and 468 times respectively (from a dataset of 6,548 tree stems from at least 151 species, see Methods). Yet, of 5,458 feeding events, only two involved D. bipindensis and R. welwitschii was never browsed.
Elephant-Dispersed Trees Are Larger and Have Higher WD Compared with Trees with Other Dispersal Modes.
Following previous classifications (6, 25), we identified five dispersal modes in Ndoki and LuiKotale: gravity/dehiscence (gravity), wind, elephants and other animals (non-obligate), elephants (obligate), and other animals (total of 307 species, complete list in Dataset S1). The analysis of the variation of WD as a function of dispersal mode revealed that obligate species had the highest average WD in both sites, but their average was statistically different only compared with certain groups (Fig. 4A). At LuiKotale, only obligate and gravity had statistically different WD than non-obligate species (P ≤ 0.05). At Ndoki, data showed moderate to very strong evidence that obligate species had statistically higher WD compared with non-obligate, other animals, and wind-dispersed but not gravity species. The total number of species identified at LuiKotale (n = 103) was almost half that of Ndoki (n = 204), we thus urge caution when interpreting the results from LuiKotale.
Fig. 4.
There were differences in the distribution of stem size classes by dispersal mode at the two sites (Fig. 4B). Obligate and wind-dispersed tree communities were characterized by few smaller trees, a higher number of larger trees, and were overrepresented in the 125 to 250-cm DBH range compared with trees with other dispersal modes (Fig. 4B). In LuiKotale, obligate trees represented the largest proportion of stems with DBH > 150 cm (35 to 75%), whereas in Ndoki, these formed the second (18 to 38%) or third largest group of stems with DBH 125 to 225 cm and DBH > 225 cm, respectively. The proportion of wind-dispersed trees increased with size class at both sites similarly. Non-obligate and other-animals’ trees were most abundant in the lower size classes between 40 and 125 cm, but in Ndoki their abundance increased in trees with DBH > 150 cm (Fig. 4B). Gravity trees were particularly abundant in Ndoki in the intermediate size class because of the presence of many very large stands of monodominant Gilbertiodendron dewevrei.
Contribution of Elephant-Dispersed Trees to AGC.
The distribution of AGC in trees (DBH ≥ 40 cm) grouped by dispersal mode reveals diverse patterns in Ndoki and LuiKotale (Fig. 5). In Ndoki, AGC is more evenly distributed among dispersal modes. Abiotically-dispersed trees account for ~50% of AGC and obligate for ~15%. In LuiKotale, trees dispersed by other animals store 52% of AGC and ~19% is stored in obligate trees (second largest biomass pool). In Ndoki, our sampling of vegetation included the monodominant G. dewevrei forest, which occupies a proportion of Ndoki (19) following watercourses. If G. dewevrei forest was removed from the analysis, and only mixed species terra firma forest considered, the contribution of obligate species would increase by ~2 to 3% in DBH classes >40 cm and >70 cm, respectively. When considering only larger trees (DBH ≥ 70 cm), the percentage of AGC stored increases in obligate (23% LuiKotale and 19% Ndoki) and abiotically-dispersed trees (57% Ndoki) (Fig. 5). Notably, at both sites the few obligate species have the highest relative contribution to AGC, despite their low stem count (i.e., highest AGC to stem ratio represented by bar widths in Fig. 5). This is explained by their high WD, highest AGC per cm of diameter, and high relative abundance in the large size classes (diameter > 125 cm) (Fig. 4B). The loss of forest elephants likely greatly diminishes or prevents the recruitment of obligate trees in addition to negatively affecting non-obligate species (6, 25). We quantified the loss of AGC by simulating a replacement of obligate trees with trees with other dispersal modes proportionally to their relative total DBH (Methods). The loss of AGC was estimated to be 9.2% (SD ± 0.07) at LuiKotale and 5.8% (SD ± 0.02) at Ndoki. Thus, the “other” trees cannot completely compensate for the contribution of obligate trees to AGC (but see Methods and Discussion for limitations of this simulation). The important role of large trees in AGC (26, 27) and the widespread decline of forest elephants make the plight of obligate species critical for the future of AGC in African tropical forests.
Fig. 5.
Ecological Processes Influenced by Elephants.
Both savanna and forest elephants are the largest megavertebrates in their respective ecosystems, and there are similarities in their ecological roles in the physical and trophic structuring of ecosystems. The effects of savanna elephants on their environment have been heavily studied (1), yet few studies have quantified the impacts of forest elephants. We synthesized the literature and selected studies that provided quantifiable measures of the mechanisms of ecosystem engineering by elephants expressed in terms of rates, equations, or data. Of all the possible ecological processes influenced by elephants (28), only a few have been quantified and most of them only once or twice. Many other studies exist on seed dispersal or browsing preferences, but their consequences on ecosystem properties could not be quantified or generalized with equations. Both savanna and forest elephants topple small trees to access foliage, scar, and debark trunks but the impacts of these behaviors on tree mortality in forests are poorly quantified (Table 1). Data on debarking, scarring, and forest properties (forest openness, stem density, AGC, and WD) come from single studies (Table 1). Only one study quantified forest properties as a function of elephant trails (29) and another reported a 1.4% annual mortality rate of large trees (DBH >10 cm) due to elephants. The latter might be significant when compared with the background mortality of African tropical forests (21), but the single-site results route cannot be generalized. However, three general conclusions can be drawn on other processes based on our synthesis. First, the mortality of seedling and saplings is several times higher than larger trees. Second, distance from trails is a key parameter when assessing the effect of elephants on forest properties. Third, there is a clear relationship between canopy openness, reduced regeneration, and elephant feeding preference; however, this has not been estimated in more quantitative terms such as visitation frequency or biomass consumption. Less robust conclusions can be drawn on forest elephant effects on the density of small trees (elephants likely reduce sapling density) and the mortality rate of large trees due to debarking (trees debarked by elephants likely have higher mortality than trees not debarked by elephants).
Table 1.
Description | Quantitative result | Qualitative result (if any) | Location, elephant density, and sampled area | Ref. |
---|---|---|---|---|
Mortality – regeneration | ||||
Mortality rate after elephant damage (DBH > 10 cm) | 1.4% (Annual rate) | Kibale NP, Uganda, 5.3 ha | (30) | |
Recovered after elephant damage (DBH > 10 cm) | 1.2% (Annual rate) | Kibale NP, Uganda, 5.3 ha | (30) | |
Sapling mortality rate | 4% (Annual rate) | Kibale NP, Uganda, logged | (13) | |
Seedling and saplings mortality (height > 10 cm) | 15 to 18% | Kibale NP, Uganda, logged | (14) | |
Tree toppling & branch breaking | 2 to 9.9 cm DBH: - toppled 40.9% - broken branch 24%>10 cm DBH - toppled 6.9% - broken branch 7% | Tree toppling and broken branches decline sharply for trees > 10 cm DBH. Larger trees suffer more bark stripping | Bwindi NP, Uganda, 0.97 ha | (31) |
68% breaks by elephants | Most breaks between 1 m and 3 m height, 2 cm and 6 cm DBH | Several sites, Gabon | (12) | |
Reduced regeneration | - Browsed species contained 19% saplings of canopy and 48% subcanopy species - Trampling, movement, and grubbing prevents regeneration in 25% of the sampled area | Shimba Hills National Reserve, Kenya (both forest and savanna elephants common in the part) | ||
Canopy opening <20% and forest gaps <300 m2 reduces elephant | Kibale NP, Uganda | (33) | ||
Forest properties | ||||
Mean DBH from trail (distance from trail) | 52 cm (0 to 5m) 23 cm (21 to 25m) | Mean DBH decreases away from trails | Salonga, 0.05 ind/km2, 100 km of transects | (29) |
Understory openness & elephant encounter rate | y = 0.2386x + 0.055 | Dung encounter rate increases linearly with understory openness | Salonga, 0.05 ind/km2, 100 km of transects | (29) |
Tree species composition & distance from trail | Distribution of fruit-preferred and browse-preferred trees varies as a function of distance from trails | Salonga, 0.05 ind/km2, 100 km of transects | (29) | |
Seedling and sapling density and damage near elephant trees | Elephant presence increases chances of damage to seedlings (84%) and saplings (24%) | Ivindo NP, Gabon | (34) | |
AGC | y = −0.0841 + 0.3311x −0.0630x2 | Percentage change in AGC (y) as a function of elephant density (x) | Process-based vegetation model | (5) |
Stem density | Reduced density of plants between <1 cm and >=1 m in height | Ivindo NP, Gabon | (12) | |
Stem scarring (DBH > 10 cm) | 16% of stems scarred | Rabongo, Uganda, 7ha | (35) | |
Debarking height | Species-specific results | Percentage of debarked trees, average diameter and debarking height | (36, 37) |
Only studies that provided a quantitative measure or a mathematical function were included in the table. DBH, diameter at breast height.
Discussion
We have shown that elephant browsing preferences are likely driven by the nutritive value of leaves rather than plant abundance. Low WD species, which are more frequently browsed, produced more digestible leaves containing less structural and defensive properties than high WD species. Fruit preference increased with fruit-size and possibly mineral and sugar content. Fruit from high WD trees contain more sugars and less fat than fruit from low WD species. Fruit preferences are also probably affected by a complex combination of fruit abundance, fruit availability on the ground, phenology, smell, and color. The low-protein and mineral content of fruit might limit the maximum body mass attainable by obligate frugivores in ecosystems where leaf biomass is the most abundant resource. Very large frugivores might not be able to assimilate enough of these nutrients to sustain all bodily functions over the long-term (18) and might be outcompeted by predominant folivores. This information might help to estimate diet composition of (extinct) forest-dwelling megaherbivores based on maximum daily dry matter intake and nutritional requirement (18).
Across their range, African forest elephants browse most frequently on tree species with low WD and consume fruit from high WD species (Fig. 3). Our results at Ndoki accounted also for quantity consumed, a critical parameter for assessing browsing preferences, and confirmed this general trend. The exception of Bia could be due to the history of logging in that forest. Logging changed structure and composition in ways we cannot quantify, but likely involved the removal of high WD tree species, and opening up of the canopy. Bia has abundant presence of woody lianas and climbers both in the forest and in elephant diets [more than 60% of all species consumed (36)] compared with the other sites where trees dominate the diet.
Overall, our results strongly support our hypothesis that elephant browsing increases the AGC of central African forests by negatively affecting preferred fast-growing species and by promoting the survival and growth of slow-growing high WD species. Previous studies also suggested that if elephants are extirpated from forests, the community average WD declines and composition might shift toward an alternative state dominated by lianas, fast-growing and abiotically dispersed species (5, 6, 38). The slightly higher abundance of high WD species and low abundance of elephant-preferred plants might suggest that elephants contribute to maintaining a balance between low and high WD species within the forest. This paradox of non-declining elephant-preferred species was observed in Kibale where increasing elephant populations did not reduce the abundance of elephant-preferred plants (30). This shows that elephant-preferred species could remain at low abundance without disappearing. Another possible explanation might relate to elephant density. Numerical modeling suggests that AGC increase is higher at intermediate densities (0.5 to 4 elephants/km2) (5). At higher densities, elephants might become less selective or deplete more quickly their preferred food and consume high WD species. At lower densities, elephants might not be able to maintain low the abundance of fast-growing species. In both cases, elephants (or their absence) would lower AGC compared with an intermediate density scenario. This might be a case where the intermediate disturbance hypothesis leads to highest diversity and AGC, although more experimental work will be needed to confirm this hypothesis (39).
Elephants also influence AGC by dispersing seeds of high WD tree species, which are also overrepresented in large sizes (Fig. 4). The reason for a higher relative abundance of obligate trees in larger size classes is unclear but may be due to the combination of life history traits of large-seeded species, phylogenetic signal, and forest succession history. The distribution of stem size across dispersal modes might be a footprint of forests recolonizing savannas, as late as 800 to 250 y ago (40), first by wind and then by elephant obligate species. WD is correlated with structural strength, low mortality, and resistance to decay, all of which favor large size and longevity (though slow growth means that attaining large size takes longer for these species) (41, 42). However, some of the largest trees in the forest are also fast growing, wind-dispersed species of low WD (e.g. Triplochiton scleroxylon and Ceiba pentandra). Whatever the underlying reasons for their large size and high WD, obligate trees contribute significantly to AGC. Declines in abundance or the complete extirpation of forest elephants will therefore reduce recruitment (6) and result in an important reduction in AGC, estimated at 6 to 9% at our two study sites. These are indicative estimates because obligate trees might live hundreds of years and their seeds may continue to germinate without elephants, albeit with lower success. Thus, changes in AGC might take hundreds of years if forests remain relatively undisturbed. However, our simulations do not consider that elephant extinction might also promote low WD trees and decrease community WD, as previously observed (5), which would reduce AGC.
The current knowledge base on the processes and properties of forest that are influenced by elephants is better developed in the early stages of plant development (Table 1). Multifaceted, spatially-replicated studies that examine and track ecosystem properties in relation to elephant density and behaviors would contribute to understanding these complex herbivore–plant–environment interactions. Quantifying elephant density is particularly important when evaluating the magnitude of elephant effects on forest properties and processes and helps in the extrapolation of results to larger scales. We suggest that studies should report the equations of fitted regressions, which would help modeling approaches. Considering the important relationships between nutritive properties, feeding preferences, and WD, we also suggest that feeding studies of forest-dwelling herbivores also consider these plant properties, for which we still have limited data. These data will help better understand the contributions of species tobiogeochemical properties of tropical forests, including carbon cycling. Trampling, unrooting, and other mechanical non-feeding processes of elephants should be further investigated as they may have profound effects on forest structure, light regimes, soil compaction, etc. (43). Despite its limitations, current knowledge provides a good starting point to better characterize elephant effects in modeling studies.
Our results add further evidence that megaherbivores contribute to enhance AGC in tropical forests through a variety of mechanisms. Until the late Pleistocene, many large herbivores inhabited Amazonian and southeast Asian tropical forests and probably had a significant effect on the functioning of those ecosystems (2, 4, 7). The consequences of the loss of elephants we describe on AGC will take place over multiple generations of trees. However, land use changes are occurring at large spatial scales over years and decades and are accelerating changes in AGC. Logging is systematically removing the largest elephant- and wind-dispersed (e.g., Entandrophragma spp.) trees across the entire Congo Basin outside of protected areas. When they are not being hunted, forest elephants preferentially use light gaps in secondary forest because they can find abundant secondary, fast growing, vegetation. If a functional elephant population encourages regeneration of disturbed areas and light gaps with elephant-dispersed high WD species, then high-value carbon sequestration begins immediately. However, if the gaps are filled with fast-growing species, the opportunity is lost. Protection of forest elephants, including in logging concessions and other exploited forests, is a critically important wildlife-driven mitigation response to climate change (44, 45) by encouraging the regeneration of high WD and removal of low WD species. Process-based vegetation models based on our findings and the processes shown in Table 1 will facilitate estimating the time scale and long-term consequences of elephants’ decline or repopulation (8). The significant contribution of forest elephants to carbon stocks and biodiversity reinforces the conservation value of forest elephants and their habitat. The contribution of forest elephants in climate change mitigation must be included in policy, and leveraged to promote and finance nature-based solutions in tropical Africa (44, 46).
Material and Methods
Study Sites.
The Ndoki Forest (“Ndoki” 1.5 to 3°N, 16 to 17°E) lies in the northern Republic of Congo. The climate is transitional between the Congo-Equatorial and subequatorial zones with a mean annual rainfall of ca. 1,400 mm (Ndoki Forest records) (6, 19). Topography varies from terra firma uplands and flat plateaus to the northwest to the extensive floodplain of the Likouala aux Herbes River to the southeast. Soils are of three main types: arenosols to the north and west, ferrasols to the southeast in the Likouala aux Herbes basin on terra firma, and gleysols in the swamps further southeast. Ndoki is embedded in wet Guineo-Congolian lowland rainforest, transitioning to the north into dry Guineo-Congolian lowland rainforest, and into swamp forests to the south. Terra firma is dominated by Sterculiaceae-Ulmaceae semideciduous forest, with large patches of monodominant G. dewevrei forest along watercourses and upland plateaus, and swamp forests (19). The Ndoki fauna includes several large charismatic species such as forest elephants, western lowland gorillas (Gorilla gorilla), common chimpanzees (Pan troglodytes troglodytes), forest buffalo (Syncerus caffer nanus), bongo (Tragelaphus eurycerus), and leopards (Panthera pardus). The human population density is low (<1 inhabitant/ km2) and the immediate study area contains no permanent human settlement.
The LuiKotale research site is located within the equatorial rainforest (2°470S, 20°210E), at the south-western fringe of Salonga National Park in the Democratic Republic of the Congo (25). The study site covers >60 km2 of primary evergreen lowland tropical forest. The climate is equatorial with abundant rainfall (>2,000 mm/y) and two dry seasons, a short one around February and a longer one between May and August. Mean temperature at LuiKotale ranges between 21 °C and 28 °C with a minimum of 17 °C and a maximum of 38 °C (2007 to 2010). Two major habitat types can be distinguished. The dry (terra firma) forest and the wet temporarily and permanently inundated forest. The dry habitat dominates with heterogeneous species composition covering 73% and patches of monodominant Gilbertiodendron spp. covering 6% of the site. The wet habitat consists of heterogeneous forest temporarily (17%) and permanently (4%) inundated (25). The LuiKotale fauna includes several large species such as elephants (almost extinct within the last 30 years), bonobos (Pan paniscus), forest buffalo, bongo (Tragelaphus eurycerus), and leopards (Panthera pardus). Similarly to Ndoki, the human population density is low (<1 inhabitant/ km2), and the immediate study area contains no permanent human settlement.
Elephant Food Selection at Ndoki.
Fresh elephant trails were followed opportunistically over the course of 2-y in Ndoki across a range of habitat types including permanent swamps, seasonally inundated forests, and terra firma open and closed canopy forest. In the case of woody species, a single-feeding event was defined as all fresh feeding signs on an individual plant, regardless of plant parts consumed, though all parts consumed were also recorded. At each feeding site, data were collected on location (using a handheld GPS) estimated age (fresh [<24 h] or recent [24 to 48 h]), plant species, plant part consumed (leaf, stem, bark, wood, roots, etc.), estimated amount consumed on a 1 to 4 scale (rare, few, moderate, and abundant). Five thousand six hundred and forty-eight feeding events were recorded. Quantifying diet selection based on secondary evidence is open to several sources of bias—for example, one cannot detect a feeding event of a sapling that was completely consumed. In an attempt to reduce and standardize observation bias, we quantified feeding events based on identifiable remains (e.g., a terminal branch stripped of its leaves) in close association with fresh elephant prints, and feel confident we captured gross trends on diet selection.
Over a 3-y period throughout the Ndoki Forest, the seed content of 855 piles of fresh intact elephant dung was quantified. Dung piles were broken apart with sticks, and fibers were thoroughly teased apart. In each dung pile, all seeds were identified to species, and the percentage of presence of each species was calculated based on all sampled dung piles.
Elephant Feeding Preference Data.
Our data of forest elephant feeding preferences at Ndoki were combined with data from the MegaFeed database, which contains feeding preferences of all elephant species including the forest elephant (24). We only retained data from studies that quantified feeding preferences per plant species through ordinal ranking, count of browsing events, selection ratio, or browsing frequency. We excluded studies providing only a list of consumed species. Crops were removed. We combined Ndoki and MegaFeed data covering a total of eight studies at seven different sites. Five out of eight studies classified feeding preference in three categories: rare, medium, and high. The Ndoki data contained four categories that were recategorized in three by combining the rare and medium categories into “low.” The remaining two studies had different data types compared with the other five. The data from Bia (36) reported the number of browsing events per tree species. We assigned species to three categories (low, medium, and high browsing preferences) based on the frequency distribution of browsing events. Species with less than three browsing events were assigned to the “low” category, species with more than six were assigned to the “high” category, and the species in between to the “medium” category. Feeding preferences at Santchou (37) were reported with an ordinal scale and thus are presented without using categories. The feeding preference index at Kibale also accounted for relative abundance of elephant-preferred species in relation to the availability of all trees. Dispersal mode of trees was determined following (6, 11) and complemented with data collected at LuiKotale (25). The species classified as obligate elephant included: Ochna gilletiana, Omphalocarpum lecomteanum, Omphalocarpum procerum, Autranella congolensis, Balanites wilsoniana, Detarium macrocarpum, Drypetes gossweileri, Irvingia excelsa, Irvingia gabonensis, Irvingia grandifolia, Irvingia robur, Klainedoxa gabonensis, Mammea Africana, Maranthes sp., Omphalocarpum elatum, Panda oleosa, Tridesmostemon omphalocarpoides, and Picralima nitida. The complete species list is provided in Dataset S1. Note that not all obligate elephant species indicated by ref. 25 were classified as such, as we found evidence in literature that some of those species can be dispersed also by other animals.
Tree Inventory Data and Taxonomy Harmonization.
Tree inventory data were collected in Ndoki (along and perpendicularly from nine large elephant trails, 5,674 trees DBH > 40 cm) and LuiKotale (16 1-ha plots, 6,579 trees DBH >10 cm). In Ndoki, 1,664 understory circular plots were enumerated, in which 6,479 trees and shrubs were measured and identified. Tree species data (browsing preference plus forest inventories) from other sites spanned over several decades, and species names were homogenized and updated following the taxonomy provided by World Flora Online through their associated R package.
WD Data and AGC Analysis.
We used the R package “BIOMASS” to assign WD to each feeding record starting at the species level, to the genus, and finally to the site family average. If none of these were available, we assigned the plot-average WD for the inventory data. Feeding data records without WD were removed because the plot-average WD was not available. AGC was calculated using the “BIOMASS” package with the following equation:
where E is a measure of environmental stress estimated from site coordinates (47). We simulated the loss of AGC due to the lack of recruitment of elephant-obligate trees by adapting a methodology used to study the consequences of changes in tree species composition on AGC (48). We replaced the DBH of obligate trees with DBH of trees with other dispersal modes proportional to each dispersal mode contribution to total DBH. To do so, we first created a normal distribution of average AGC/DBH, which represents the variability in WD and size among trees in each dispersal mode. We then sampled randomly from the distribution until the new total DBH was reached for every dispersal mode. The total DBH after the replacement process is similar to total DBH before the removal of obligate trees. This process was repeated 10,000 times for each of the two sites and the difference between pre- and postreplacement calculated for each iteration. The mean and standard deviation of the 10,000 iterations were used to estimate the loss of obligate trees on AGC. These simulations do not account for species succession, seed dispersal dynamics, or the time scale at which these processes occur. The absence of elephant trampling and consumption, which could affect AGC and species composition (5), is also not considered. Additionally, some of obligate trees might still be dispersed by other biotic or abiotic means, and adults might live hundreds of years in the absence of logging or extreme mortality events.
Nutritional Values of Plants.
We gathered nutritional values of plant species consumed by elephants from PNuts, a global database of plant nutritional properties (49). PNuts contains nutritional values of leaves, bark, roots, fruits, and stems. We retained only data for leaves and fruits because they were the most comprehensive and included several nutritional properties. We selected the nutritional properties for which more data were available, these properties were: crude protein (in the main text and figures referred as “Protein” or CP), acid detergent fiber (“Fibers” or ADF), crude tannins (“Cr. Tannins” or CT), total tannins (“Tot. Tannins” or TT), total phenols (“Tot. Phenols” or TP), ash (“Minerals”), water structural carbohydrates (“Sugars” or WSC), total nonstructural carbohydrates (starch + sugars,"Nonstr. Carb." TNC), and gross energy (GE). The retained data covered 1,343 records (fruits and leaves) and 145 plant species included in the forest elephant diet and 45 species and 346 records of fruit not consumed by elephants. Note that the total species for which we have found nutritional properties are only a subset of the wide range of species consumed by elephants, which in our study was ~800 across all sites. Fruit volume was calculated by multiplying fruit length and width found in the African Plant Database (50). The same database was used to retrieve seed length.
Analysis of Effects of Forest Elephants on Ecosystems.
We researched the literature using Google Scholar and Web of Science to find studies investigating the physical effect of forest elephants on the ecosystem. The following keywords were used: “forest elephant,” “L. cyclotis,” “ecosystem engineering,” “ecosystem engineer,” “regeneration,” “mortality,” “tree density,” “stem density,” “debarking,” and “nutrients.” We also examined any relevant publication within the references cited by the articles found during the systematic literature search.
Statistical Analyses.
Linear regressions were performed with the R “stats” package function “lm.” For each regression, we checked for normality of the data with Q–Q plots. The homogeneity of variances was checked by examining the graphs of residuals vs. fitted values for each model. In the cases where a trend in the residuals was detected, the data were log-transformed and the homogeneity of the variances reexamined. The log-transformed variables are indicated in their respective figures’ descriptions. We used ordinal logistic regressions to analyze the association between WD or nutritional properties and browsing preferences (51). In our case, the ordinal logistic regression allows to calculate the probability of a species being in a certain feeding group. The results estimate the slope of the regression as well as the odds-ratio of being in successive categories (low, medium, and high preferences). For each estimate, a t-value along with a P-value was estimated. P-values were calculated by comparing t-value against the standard normal distribution. From these models, we calculated the specific probability of an observation being in each level of the ordinal category in our fitted model by simply calculating the difference between the fitted values from each pair of adjacent stratified binomial models (51). The model slope is based on the low preference group as the “focal group” being compared with the other two preference groups. These analyses were performed with functions “polr” and “ggpredict” from R package “MASS” and “ggeffect,” respectively. The aggregated analysis of WD across preference groups on the four sites (five studies) was carried out by including a random effect to account for site effect. For this ordinal logistic regression with random effect, we used the function “clmm” from R package “ordinal.” In this analysis, the Ndoki, Santchou, and Bia sites were removed because the methodology used to quantify elephant food preferences was different from the other sites. The five studies’ aggregate and the Ndoki analysis were presented as the main results. The aggregate result allows to discern a general pattern beyond site-specific trends, and the Ndoki data are ideal because they report not only frequency of feeding but also quantity, which is critical when assessing the potential effects of biomass consumption. The single-site analysis of the relationships between WD and browsing preferences was conducted using an ordinal logistic regression model and are presented in the SI Appendix. Analysis of leaf nutritional properties across preference groups was performed following the same procedure. Given that ordinal logistic regression models do not provide any information on statistical differences between the low and high categories, we compared the means of these two groups using additional t tests. The normality of the distributions was verified, and if this was not verified (only in data from Ndoki) a nonparametric Wilcoxon test was used. The same procedure was followed to compare the means of other categories (fruit eaten or not eaten by elephants, fruit vs. leaf properties). Complete test results are included in the Dataset S1. We report our scientific findings by following recently suggested methodology that avoids interpreting P-values with arbitrary cutoff point but instead uses evidence language associated with ranges of P-values (52). Evidence language includes: very strong, strong, moderate, weak, and little or no evidence according to P-value ranges (52).
Data, Materials, and Software Availability
LuiKotale and Ndoki vegetation plot data are available at ForestPlots.net; previously unpublished forest elephant feeding preferences at Ndoki are available in the MegaFeed database at https://www.biorxiv.org/content/10.1101/2022.09.23.509174v1; all other data are available from their respective sources listed in SI Appendix, Table S2. All other data are included in the manuscript and/or supporting information.
Acknowledgments
We thank the Governments of the Republic of Congo for collaboration and for permission to conduct elephant ecology research. We are grateful to the African Elephant Conservation Fund of the U.S. Fish and Wildlife Service, the Wildlife Conservation Society, Save the Elephants, United States Agency for International Development (US-AID CARPE), GEFCongo, and the Columbus Zoo Conservation Fund. This study could not have been realized without the astonishing ecological knowledge and forest skills of our tracking team, including Gregoire Mambeleme, Sylvan Imalimo, Mammadou Gassagna, Eric Mossimbo, Zonmimputu, and Simon Lamba. Additional technical and logistical assistance was given by G. Kossa Kossa, M. Fay, B. Curran, D. Bourges, Peter D. Walsh, and Fiona Maisels. We thank the Institut Congolais pour la Conservation de la Nature for granting permission to conduct research at LuiKotale, and Lompole villagers for granting permission to access the forest of their ancestors. Research at LuiKotale was supported by the Max-Planck-Society, the German Ministry of Education and Research and le Conseil Regional de Bourgogne. We also thank two anonymous reviewers for the useful comments and suggestions. Funding: This work was supported by European Union’s Horizon 2020 research and innovation program under the Marie Sklodowska-Curie grant #845265 and by the French Government allocation d’Aide au Retour à l’Emploi program (F.B.).
Author contributions
F. Berzaghi, F. Bretagnolle, and S.B. designed research; F. Berzaghi performed research; F. Berzaghi, F. Bretagnolle, C.D., and S.B. contributed new reagents/analytic tools; F. Berzaghi analyzed data; F. Berzaghi prepared figures; and F. Berzaghi, F. Bretagnolle, C.D., and S.B. wrote the paper.
Competing interest
The authors declare no competing interest.
Supporting Information
Appendix 01 (PDF)
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Dataset S01 (XLSX)
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Copyright © 2023 the Author(s). Published by PNAS. This article is distributed under Creative Commons Attribution-NonCommercial-NoDerivatives License 4.0 (CC BY-NC-ND).
Data, Materials, and Software Availability
LuiKotale and Ndoki vegetation plot data are available at ForestPlots.net; previously unpublished forest elephant feeding preferences at Ndoki are available in the MegaFeed database at https://www.biorxiv.org/content/10.1101/2022.09.23.509174v1; all other data are available from their respective sources listed in SI Appendix, Table S2. All other data are included in the manuscript and/or supporting information.
Submission history
Received: February 1, 2022
Accepted: December 13, 2022
Published online: January 23, 2023
Published in issue: January 31, 2023
Keywords
Acknowledgments
We thank the Governments of the Republic of Congo for collaboration and for permission to conduct elephant ecology research. We are grateful to the African Elephant Conservation Fund of the U.S. Fish and Wildlife Service, the Wildlife Conservation Society, Save the Elephants, United States Agency for International Development (US-AID CARPE), GEFCongo, and the Columbus Zoo Conservation Fund. This study could not have been realized without the astonishing ecological knowledge and forest skills of our tracking team, including Gregoire Mambeleme, Sylvan Imalimo, Mammadou Gassagna, Eric Mossimbo, Zonmimputu, and Simon Lamba. Additional technical and logistical assistance was given by G. Kossa Kossa, M. Fay, B. Curran, D. Bourges, Peter D. Walsh, and Fiona Maisels. We thank the Institut Congolais pour la Conservation de la Nature for granting permission to conduct research at LuiKotale, and Lompole villagers for granting permission to access the forest of their ancestors. Research at LuiKotale was supported by the Max-Planck-Society, the German Ministry of Education and Research and le Conseil Regional de Bourgogne. We also thank two anonymous reviewers for the useful comments and suggestions. Funding: This work was supported by European Union’s Horizon 2020 research and innovation program under the Marie Sklodowska-Curie grant #845265 and by the French Government allocation d’Aide au Retour à l’Emploi program (F.B.).
Author Contributions
F. Berzaghi, F. Bretagnolle, and S.B. designed research; F. Berzaghi performed research; F. Berzaghi, F. Bretagnolle, C.D., and S.B. contributed new reagents/analytic tools; F. Berzaghi analyzed data; F. Berzaghi prepared figures; and F. Berzaghi, F. Bretagnolle, C.D., and S.B. wrote the paper.
Competing Interest
The authors declare no competing interest.
Notes
This article is a PNAS Direct Submission.
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